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0001512673
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Last 12 months

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0 purchase rows · 139 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202605
Jun 2026025
Jul 2026026
Aug 2026031
Sep 2026021
Oct 2026010

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 3, 2017 23:49 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007836 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 58,582,806

Underlying: Class A Common Stock · 7,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:49 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
GiftClass A Common Stock 7,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007836 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:49 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 7,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007836 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:17 UTC
KHOSLA VINOD10% owner
ConversionClass B Common Stock · Derivative 5,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-002586 · doc4.xml · derivative · entry 6

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,522,780

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F7 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: On January 31, 2017, 5,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:17 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 439,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002586 · doc4.xml · nonDerivative · entry 5

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 879,090

F4 · kind: On January 31, 2017, 454,545 shares of Class A Common Stock held by KVA III were distributed to the general partners of KVA III.

F6 · ownership.nature: Consists of securities held of record by VK Services. Vinod Khosla is the managing member of VK Services. Each of VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:17 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 454,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002586 · doc4.xml · nonDerivative · entry 4

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · kind: On January 31, 2017, 454,545 shares of Class A Common Stock held by KVA III were distributed to the general partners of KVA III.

F5 · ownership.nature: Consists of securities held of record by KVA III. Vinod Khosla is the managing member of VK Services, which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:17 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 454,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002586 · doc4.xml · nonDerivative · entry 3

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 454,545

F3 · kind: On January 31, 2017, 5,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III.

F5 · ownership.nature: Consists of securities held of record by KVA III. Vinod Khosla is the managing member of VK Services, which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:17 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002586 · doc4.xml · nonDerivative · entry 2

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: On January 31, 2017, 5,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:17 UTC
KHOSLA VINOD10% owner
ConversionClass A Common Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002586 · doc4.xml · nonDerivative · entry 1

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:58 UTC
Brougher FrancoiseBusiness Lead
SaleClass A Common Stock 7,152 $14.33 $102,488.16
Disclosure

SEC source: 0001209191-17-006165 · doc4.xml · nonDerivative · entry 1

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,981

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: A portion of the shares were sold to cover tax withholding obligations associated with the vesting of restricted stock units.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.14 to $14.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:54 UTC
Henry AlyssaSeller Lead
SaleClass A Common Stock 5,905 $14.50 $85,622.50
Disclosure

SEC source: 0001209191-17-006161 · doc4.xml · nonDerivative · entry 1

Henry Alyssa · CIK 0001658470 · Seller Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,313

F1 · shares: Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:56 UTC
Friar SarahChief Financial Officer
SaleClass A Common Stock 3,155 $14.50 $45,747.50
Disclosure

SEC source: 0001209191-17-006162 · doc4.xml · nonDerivative · entry 1

Friar Sarah · CIK 0001570658 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,585

F1 · shares: Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 20:27 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005702 · doc4.xml · derivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 58,590,006

Underlying: Class A Common Stock · 323,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the reporting person serves as Trustee.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 20:27 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005702 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 503,500

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the reporting person is the sole member.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 20:27 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $14.56 $4,713,800.00
Disclosure

SEC source: 0001209191-17-005702 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.44 to $14.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 20:27 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005702 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the reporting person serves as Trustee.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 20:27 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $14.53 $839,107.50
Disclosure

SEC source: 0001209191-17-005702 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.44 to $14.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 20:27 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005702 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the reporting person is the sole member.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 18:38 UTC
Brougher FrancoiseBusiness Lead
ConversionClass B Common Stock · Derivative 57,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005202 · doc4.xml · derivative · entry 5

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 18:38 UTC
Brougher FrancoiseBusiness Lead
Exercise / conversionClass B Common Stock · Derivative 57,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005202 · doc4.xml · derivative · entry 4

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,692

Underlying: Class A Common Stock · 57,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 18:38 UTC
Brougher FrancoiseBusiness Lead
Exercise / conversionStock Option (Right to Buy) · Derivative 57,692 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-17-005202 · doc4.xml · derivative · entry 3

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Class B Common Stock · 57,692 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 18:38 UTC
Brougher FrancoiseBusiness Lead
SaleClass A Common Stock 57,692 $14.77 $852,110.84
Disclosure

SEC source: 0001209191-17-005202 · doc4.xml · nonDerivative · entry 2

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,133

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.64 to $14.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 18:38 UTC
Brougher FrancoiseBusiness Lead
ConversionClass A Common Stock 57,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005202 · doc4.xml · nonDerivative · entry 1

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:42 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass B Common Stock · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003541 · doc4.xml · derivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,694

Underlying: Class A Common Stock · 90,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:42 UTC
McKelvey James Morgan Jr.Director · 10% owner
SaleClass A Common Stock 90,000 $15.13 $1,361,700.00
Disclosure

SEC source: 0001209191-17-003541 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,730

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.73 to $15.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:42 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass A Common Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003541 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:45 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003543 · doc4.xml · derivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 58,913,756

Underlying: Class A Common Stock · 323,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:45 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003543 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 561,250

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:45 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $15.15 $4,904,812.50
Disclosure

SEC source: 0001209191-17-003543 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:45 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003543 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:45 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $15.28 $882,420.00
Disclosure

SEC source: 0001209191-17-003543 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.06 to $15.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:45 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003543 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 57,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 22:27 UTC ConversionClass B Common Stock · Derivative 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003239 · doc4.xml · derivative · entry 3

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 22:27 UTC SaleClass A Common Stock 23,125 $15.00 $346,875.00
Disclosure

SEC source: 0001209191-17-003239 · doc4.xml · nonDerivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,382

Read SEC document
January 06, 2017 Filed Jan 10, 2017 22:27 UTC ConversionClass A Common Stock 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003239 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 17:49 UTC
Brougher FrancoiseBusiness Lead
ConversionClass B Common Stock · Derivative 57,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003021 · doc4.xml · derivative · entry 5

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 17:49 UTC
Brougher FrancoiseBusiness Lead
Exercise / conversionClass B Common Stock · Derivative 57,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003021 · doc4.xml · derivative · entry 4

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693

Underlying: Class A Common Stock · 57,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 17:49 UTC
Brougher FrancoiseBusiness Lead
Exercise / conversionStock Option (right to buy) · Derivative 57,693 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-17-003021 · doc4.xml · derivative · entry 3

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,307,692

Underlying: Class B Common Stock · 57,693 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 17:49 UTC
Brougher FrancoiseBusiness Lead
SaleClass A Common Stock 57,693 $14.08 $812,432.83
Disclosure

SEC source: 0001209191-17-003021 · doc4.xml · nonDerivative · entry 2

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,133

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.02 to $14.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 17:49 UTC
Brougher FrancoiseBusiness Lead
ConversionClass A Common Stock 57,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003021 · doc4.xml · nonDerivative · entry 1

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:03 UTC GrantClass A Common Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002305 · doc4.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,283

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:03 UTC GrantClass A Common Stock 917 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002304 · doc4.xml · nonDerivative · entry 1

SIMMONS RUTH J · CIK 0001174484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,570

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:01 UTC
McKelvey James Morgan Jr.Director · 10% owner
GrantClass A Common Stock 733 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002301 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,730

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:01 UTC
BOTHA ROELOFDirector · 10% owner
GrantClass A Common Stock 1,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002300 · doc4.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,987

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:02 UTC GrantClass A Common Stock 1,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002302 · doc4.xml · nonDerivative · entry 1

Meeker Mary G · CIK 0001544567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,987

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

F2 · balance_after: The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). The reporting person is deemed to hold the reported securities for the benefit of KPCB Holdings, Inc. as nominee. KPCB Holdings, Inc., as nominee, holds securities for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 15:31 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156967 · doc4.xml · derivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 59,237,506

Underlying: Class A Common Stock · 323,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as trustee.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 15:31 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156967 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 619,000

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 15:31 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $14.09 $4,561,864.13
Disclosure

SEC source: 0001209191-16-156967 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as trustee.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 15:31 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156967 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as trustee.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 15:31 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $14.09 $813,899.63
Disclosure

SEC source: 0001209191-16-156967 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.