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0 purchase rows · 139 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202605
Jun 2026025
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Aug 2026031
Sep 2026021
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2017 Filed Mar 23, 2017 22:21 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022642 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 272,500

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 22:21 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $16.76 $5,426,050.00
Disclosure

SEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.43 to $17.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 22:21 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 22:21 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $17.04 $984,060.00
Disclosure

SEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.44 to $17.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 22:21 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:39 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass B Common Stock · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022249 · doc4.xml · derivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841,251

Underlying: Class A Common Stock · 90,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:39 UTC
McKelvey James Morgan Jr.Director · 10% owner
SaleClass A Common Stock 89,945 $17.25 $1,551,551.25
Disclosure

SEC source: 0001209191-17-022249 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,785

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:39 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass A Common Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022249 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 20:24 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019554 · doc4.xml · derivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,611,556

Underlying: Class A Common Stock · 323,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 20:24 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019554 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 330,250

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 20:24 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $16.73 $5,416,337.50
Disclosure

SEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.51 to $16.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 20:24 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 20:24 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $16.74 $966,735.00
Disclosure

SEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 20:24 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
ConversionClass B Common Stock · Derivative 9,300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · derivative · entry 13

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,522,780

Underlying: Class A Common Stock · 9,300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F10 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 791,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 10

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,670,271

F7 · kind: On March 2, 2017, 818,181 shares of Class A Common Stock held by KVA III were distributed to the members of KVA III.

F9 · ownership.nature: Consists of securities held of record by VK Services. Vinod Khosla is the managing member of VK Services. Each of VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 818,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 9

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: On March 2, 2017, 818,181 shares of Class A Common Stock held by KVA III were distributed to the members of KVA III.

F8 · ownership.nature: Consists of securities held of record by KVA III. Vinod Khosla is the managing member of VK Services, which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 818,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 8

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 818,181

F6 · kind: On March 2, 2017, 9,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III.

F8 · ownership.nature: Consists of securities held of record by KVA III. Vinod Khosla is the managing member of VK Services, which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
OtherClass A Common Stock 9,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 7

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F6 · kind: On March 2, 2017, 9,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
SaleClass A Common Stock 300,000 $17.08 $5,124,000.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 6

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,000,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.00 to $17.31, inclusive. Each reporting person undertakes to provide Square, Inc., any security holder of Square, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
ConversionClass A Common Stock 9,300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 5

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
ConversionClass B Common Stock · Derivative 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · derivative · entry 12

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 37,822,780

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F10 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
SaleClass A Common Stock 400,000 $17.37 $6,948,000.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 4

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.06 to $17.58, inclusive. Each reporting person undertakes to provide Square, Inc., any security holder of Square, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 3

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
ConversionClass B Common Stock · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · derivative · entry 11

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,222,780

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F10 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
SaleClass A Common Stock 300,000 $17.44 $5,232,000.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 2

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.27 to $17.79, inclusive. Each reporting person undertakes to provide Square, Inc., any security holder of Square, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:37 UTC
KHOSLA VINOD10% owner
ConversionClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 1

Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner

Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:32 UTC
Brougher FrancoiseBusiness Lead
ConversionClass B Common Stock · Derivative 115,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014653 · doc4.xml · derivative · entry 5

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 115,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:32 UTC
Brougher FrancoiseBusiness Lead
Exercise / conversionClass B Common Stock · Derivative 115,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014653 · doc4.xml · derivative · entry 4

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,385

Underlying: Class A Common Stock · 115,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:32 UTC
Brougher FrancoiseBusiness Lead
Exercise / conversionStock Option (Right to Buy) · Derivative 115,385 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-17-014653 · doc4.xml · derivative · entry 3

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134,615

Underlying: Class B Common Stock · 115,385 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:32 UTC
Brougher FrancoiseBusiness Lead
SaleClass A Common Stock 115,385 $16.91 $1,951,160.35
Disclosure

SEC source: 0001209191-17-014653 · doc4.xml · nonDerivative · entry 2

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,981

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.74 to $17.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:32 UTC
Brougher FrancoiseBusiness Lead
ConversionClass A Common Stock 115,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014653 · doc4.xml · nonDerivative · entry 1

Brougher Francoise · CIK 0001658465 · Business Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013758 · doc4.xml · derivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,935,306

Underlying: Class A Common Stock · 323,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013758 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 388,000

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $14.56 $4,713,800.00
Disclosure

SEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.35 to $14.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $14.53 $839,107.50
Disclosure

SEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.35 to $14.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:15 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass B Common Stock · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011152 · doc4.xml · derivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931,251

Underlying: Class A Common Stock · 90,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:15 UTC
McKelvey James Morgan Jr.Director · 10% owner
SaleClass A Common Stock 90,000 $14.30 $1,287,000.00
Disclosure

SEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,730

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.03 to $14.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:15 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass A Common Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:15 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass B Common Stock · Derivative 339,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011152 · doc4.xml · derivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021,251

Underlying: Class A Common Stock · 339,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:15 UTC
McKelvey James Morgan Jr.Director · 10% owner
GiftClass A Common Stock 339,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,730

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:15 UTC
McKelvey James Morgan Jr.Director · 10% owner
ConversionClass A Common Stock 339,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009205 · doc4.xml · derivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 58,259,056

Underlying: Class A Common Stock · 323,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009205 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 445,750

Underlying: Class A Common Stock · 57,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 323,750 $14.39 $4,658,762.50
Disclosure

SEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 323,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 323,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee.

F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 57,750 $14.36 $829,290.00
Disclosure

SEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 57,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member.

F2 · ownership.nature: The shares are held of record by Start Small, LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.