Last 12 months
Inside the activity.
0 purchase rows · 139 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 25 |
| Jul 2026 | 0 | 26 |
| Aug 2026 | 0 | 31 |
| Sep 2026 | 0 | 21 |
| Oct 2026 | 0 | 10 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2017 Filed Mar 23, 2017 22:21 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022642 · doc4.xml · derivative · entry 5 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 272,500 Underlying: Class A Common Stock · 57,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:21 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 323,750 | $16.76 | $5,426,050.00 |
DisclosureSEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 4 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.43 to $17.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:21 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 3 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 323,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:21 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 57,750 | $17.04 | $984,060.00 |
DisclosureSEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 2 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.44 to $17.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:21 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022642 · doc4.xml · nonDerivative · entry 1 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:39 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
ConversionClass B Common Stock · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022249 · doc4.xml · derivative · entry 4 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,841,251 Underlying: Class A Common Stock · 90,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:39 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
SaleClass A Common Stock | 89,945 | $17.25 | $1,551,551.25 |
DisclosureSEC source: 0001209191-17-022249 · doc4.xml · nonDerivative · entry 2 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,785 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:39 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
ConversionClass A Common Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022249 · doc4.xml · nonDerivative · entry 1 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 20:24 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019554 · doc4.xml · derivative · entry 6 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,611,556 Underlying: Class A Common Stock · 323,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 20:24 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019554 · doc4.xml · derivative · entry 5 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 330,250 Underlying: Class A Common Stock · 57,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 20:24 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 323,750 | $16.73 | $5,416,337.50 |
DisclosureSEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 4 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.51 to $16.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 20:24 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 3 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 323,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 20:24 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 57,750 | $16.74 | $966,735.00 |
DisclosureSEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 2 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 20:24 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019554 · doc4.xml · nonDerivative · entry 1 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
ConversionClass B Common Stock · Derivative | 9,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · derivative · entry 13 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,522,780 Underlying: Class A Common Stock · 9,300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F10 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherClass A Common Stock | 791,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 10 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,670,271 F7 · kind: On March 2, 2017, 818,181 shares of Class A Common Stock held by KVA III were distributed to the members of KVA III. F9 · ownership.nature: Consists of securities held of record by VK Services. Vinod Khosla is the managing member of VK Services. Each of VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherClass A Common Stock | 818,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 9 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F7 · kind: On March 2, 2017, 818,181 shares of Class A Common Stock held by KVA III were distributed to the members of KVA III. F8 · ownership.nature: Consists of securities held of record by KVA III. Vinod Khosla is the managing member of VK Services, which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherClass A Common Stock | 818,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 8 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 818,181 F6 · kind: On March 2, 2017, 9,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III. F8 · ownership.nature: Consists of securities held of record by KVA III. Vinod Khosla is the managing member of VK Services, which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherClass A Common Stock | 9,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 7 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F6 · kind: On March 2, 2017, 9,000,000 shares of Class A Common Stock held by KV III were distributed to the limited partners and general partners of KV III. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
SaleClass A Common Stock | 300,000 | $17.08 | $5,124,000.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 6 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,000,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.00 to $17.31, inclusive. Each reporting person undertakes to provide Square, Inc., any security holder of Square, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
ConversionClass A Common Stock | 9,300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 5 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
ConversionClass B Common Stock · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · derivative · entry 12 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 37,822,780 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F10 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
SaleClass A Common Stock | 400,000 | $17.37 | $6,948,000.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 4 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.06 to $17.58, inclusive. Each reporting person undertakes to provide Square, Inc., any security holder of Square, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
ConversionClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 3 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
ConversionClass B Common Stock · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · derivative · entry 11 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,222,780 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F10 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
SaleClass A Common Stock | 300,000 | $17.44 | $5,232,000.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 2 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.27 to $17.79, inclusive. Each reporting person undertakes to provide Square, Inc., any security holder of Square, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:37 UTC |
Khosla Ventures III, L.P.10% owner
Khosla Ventures Associates III, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
ConversionClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006250 · doc4.xml · nonDerivative · entry 1 Khosla Ventures III, L.P. · CIK 0001471809 · 10% owner Khosla Ventures Associates III, LLC · CIK 0001501934 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis. F2 · ownership.nature: Consists of securities held of record by Khosla Ventures III, LP ("KV III"), of which Khosla Ventures Associates III, LLC ("KVA III") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA III. Each of KVA III, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and each of KVA III, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 14:32 UTC |
Brougher FrancoiseBusiness Lead
|
ConversionClass B Common Stock · Derivative | 115,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014653 · doc4.xml · derivative · entry 5 Brougher Francoise · CIK 0001658465 · Business Lead 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 115,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 14:32 UTC |
Brougher FrancoiseBusiness Lead
|
Exercise / conversionClass B Common Stock · Derivative | 115,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014653 · doc4.xml · derivative · entry 4 Brougher Francoise · CIK 0001658465 · Business Lead 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,385 Underlying: Class A Common Stock · 115,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 14:32 UTC |
Brougher FrancoiseBusiness Lead
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 115,385 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001209191-17-014653 · doc4.xml · derivative · entry 3 Brougher Francoise · CIK 0001658465 · Business Lead 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134,615 Underlying: Class B Common Stock · 115,385 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 14:32 UTC |
Brougher FrancoiseBusiness Lead
|
SaleClass A Common Stock | 115,385 | $16.91 | $1,951,160.35 |
DisclosureSEC source: 0001209191-17-014653 · doc4.xml · nonDerivative · entry 2 Brougher Francoise · CIK 0001658465 · Business Lead 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,981 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.74 to $17.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 14:32 UTC |
Brougher FrancoiseBusiness Lead
|
ConversionClass A Common Stock | 115,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014653 · doc4.xml · nonDerivative · entry 1 Brougher Francoise · CIK 0001658465 · Business Lead 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:11 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013758 · doc4.xml · derivative · entry 6 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,935,306 Underlying: Class A Common Stock · 323,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:11 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013758 · doc4.xml · derivative · entry 5 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 388,000 Underlying: Class A Common Stock · 57,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:11 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 323,750 | $14.56 | $4,713,800.00 |
DisclosureSEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 4 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.35 to $14.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:11 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 3 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 323,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:11 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 57,750 | $14.53 | $839,107.50 |
DisclosureSEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 2 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.35 to $14.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:11 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013758 · doc4.xml · nonDerivative · entry 1 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:15 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
ConversionClass B Common Stock · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011152 · doc4.xml · derivative · entry 6 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931,251 Underlying: Class A Common Stock · 90,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:15 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
SaleClass A Common Stock | 90,000 | $14.30 | $1,287,000.00 |
DisclosureSEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 4 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,730 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.03 to $14.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:15 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
ConversionClass A Common Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 3 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:15 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
ConversionClass B Common Stock · Derivative | 339,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011152 · doc4.xml · derivative · entry 5 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,021,251 Underlying: Class A Common Stock · 339,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:15 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
GiftClass A Common Stock | 339,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 2 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,730 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:15 UTC |
McKelvey James Morgan Jr.Director · 10% owner
|
ConversionClass A Common Stock | 339,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011152 · doc4.xml · nonDerivative · entry 1 McKelvey James Morgan Jr. · CIK 0001658460 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:05 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009205 · doc4.xml · derivative · entry 6 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 58,259,056 Underlying: Class A Common Stock · 323,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:05 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass B Common Stock · Derivative | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009205 · doc4.xml · derivative · entry 5 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 445,750 Underlying: Class A Common Stock · 57,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:05 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 323,750 | $14.39 | $4,658,762.50 |
DisclosureSEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 4 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F7 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Jack Dorsey Revocable Trust u/a/d 12/8/10. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:05 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 323,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 3 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 323,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as Trustee. F6 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:05 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
SaleClass A Common Stock | 57,750 | $14.36 | $829,290.00 |
DisclosureSEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 2 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Start Small, LLC. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:05 UTC |
Dorsey JackDirector · President, CEO & Chairman · 10% owner
|
ConversionClass A Common Stock | 57,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009205 · doc4.xml · nonDerivative · entry 1 Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Start Small, LLC for which the Reporting Person is the sole member. F2 · ownership.nature: The shares are held of record by Start Small, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.