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Nasdaq · USD

XWEL

XWELL, Inc.

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1233
SEC CIK
0001410428
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154

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 9, 2023 20:21 UTC
Haynes OmarInterim CFO
GrantEmployee stock option (right to buy) · Derivative 100,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000950138-23-000014 · edgar.xml · derivative · entry 1

Haynes Omar · CIK 0001935145 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-05

F1 · derivative.exercise_date: Option vests in four equal annual increments over each of the first four anniversries of the date of the grant.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 20:13 UTC
Ernst EzraCEO XprsTst, Exc VP XprsSp Gp
GrantEmployee stock option (right to buy) · Derivative 100,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000950138-23-000012 · edgar.xml · derivative · entry 1

Ernst Ezra · CIK 0001905331 · CEO XprsTst, Exc VP XprsSp Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-05

F1 · derivative.exercise_date: Option vests in four equal annual increments over each of the first four anniversries of the date of the grant.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 20:00 UTC GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000950138-23-000008 · edgar.xml · derivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-01-05

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · derivative.exercise_date: The option vests in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:52 UTC GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000950138-23-000006 · edgar.xml · derivative · entry 1

Stout Donald E. · CIK 0001509502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-01-05

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · derivative.exercise_date: The option vests in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:05 UTC GrantStock Option (right to buy) · Derivative 600,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000950138-23-000002 · edgar.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2033-01-05

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · derivative.exercise_date: The option vests in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2023.

Read SEC document
December 31, 2022 Filed Jul 21, 2023 20:19 UTC
Haynes OmarInterim CFO
Tax withholdingCommon Stock 9,083 $0.39 $3,542.37
Disclosure

SEC source: 0001062993-23-015159 · form4.xml · nonDerivative · entry 1

Haynes Omar · CIK 0001935145 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,465

F1 · security: This transaction was omitted from the reporting person's Form 4 filed on June 16, 2023. The number of shares of common stock reflected in such Form 4 should be deemed adjusted accordingly.

F2 · kind: Reflects shares of common stock surrendered to satisfy tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 16:38 UTC
Milford Scott RChief Executive Officer
PurchaseCommon Stock 22,950 $0.54 $12,461.85
Disclosure

SEC source: 0000950138-22-000243 · edgar.xml · nonDerivative · entry 2

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,155

Read SEC document
December 05, 2022 Filed Dec 7, 2022 16:38 UTC
Milford Scott RChief Executive Officer
PurchaseCommon Stock 5,800 $0.51 $2,958.00
Disclosure

SEC source: 0000950138-22-000243 · edgar.xml · nonDerivative · entry 1

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,205

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:50 UTC PurchaseCommon Stock 33,890 $0.43 $14,572.70
Disclosure

SEC source: 0000950138-22-000238 · edgar.xml · nonDerivative · entry 2

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,198

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4201 to $0.4299. The Reporting Person undertakes to provide XWELL, Inc., any security holder of XWELL, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 30, 2022 Filed Dec 1, 2022 21:50 UTC PurchaseCommon Stock 16,110 $0.41 $6,524.55
Disclosure

SEC source: 0000950138-22-000238 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,308

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:16 UTC
Haynes OmarInterim CFO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950138-22-000201 · edgar.xml · nonDerivative · entry 1

Haynes Omar · CIK 0001935145 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,548

F1 · kind: Represents a grant of 100,000 restricted stock units under the XWELL, Inc. 2020 Equity Incentive Plan, which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of September 30, 2023, subject to the Reporting Person's continuous service through such dates.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:15 UTC
Ernst EzraSee Remarks
PurchaseCommon Stock 12,602.394 $0.79 $10,000.00
Disclosure

SEC source: 0000950138-22-000172 · edgar.xml · nonDerivative · entry 1

Ernst Ezra · CIK 0001905331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602.394

Read SEC document
April 20, 2022 Filed Apr 22, 2022 18:23 UTC
Berry James A.Chief Financial Officer
GrantEmployee stock option (right to buy) · Derivative 25,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950138-22-000104 · edgar.xml · derivative · entry 1

Berry James A. · CIK 0001835980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-04-20

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 22, 2023, such that the options will be fully vested on March 22, 2026.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 23:59 UTC SaleCommon Stock 45,000 $1.06 $47,700.00
Disclosure

SEC source: 0000950138-22-000108 · edgar.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,485

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Reflects the correction of an error in Column 5 reported in the Reporting Person's Form 4 filed on January 31, 2022.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 18:32 UTC
Milford Scott RChief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 100,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950138-22-000106 · edgar.xml · derivative · entry 1

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-04-20

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 22, 2023, such that the options will be fully vested on March 22, 2026.

Read SEC document
April 18, 2022 Filed Apr 25, 2022 20:17 UTC
Milford Scott RChief Executive Officer
SaleCommon Stock 5,020 $1.06 $5,321.70
Disclosure

SEC source: 0000950138-22-000110 · edgar.xml · nonDerivative · entry 5

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,405

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.08, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc., any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 14, 2022 Filed Apr 25, 2022 20:17 UTC
Milford Scott RChief Executive Officer
SaleCommon Stock 5,000 $1.08 $5,420.00
Disclosure

SEC source: 0000950138-22-000110 · edgar.xml · nonDerivative · entry 4

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.08 to $1.09, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc., any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 13, 2022 Filed Apr 25, 2022 20:17 UTC
Milford Scott RChief Executive Officer
SaleCommon Stock 5,000 $1.10 $5,520.00
Disclosure

SEC source: 0000950138-22-000110 · edgar.xml · nonDerivative · entry 3

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,425

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.11, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc., any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 12, 2022 Filed Apr 25, 2022 20:17 UTC
Milford Scott RChief Executive Officer
SaleCommon Stock 5,000 $1.11 $5,550.00
Disclosure

SEC source: 0000950138-22-000110 · edgar.xml · nonDerivative · entry 2

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,425

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.12, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc., any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 11, 2022 Filed Apr 25, 2022 20:17 UTC
Milford Scott RChief Executive Officer
SaleCommon Stock 5,000 $1.10 $5,500.00
Disclosure

SEC source: 0000950138-22-000110 · edgar.xml · nonDerivative · entry 1

Milford Scott R · CIK 0001476848 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,425

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.08 to $1.11, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc., any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 23:17 UTC PurchaseCommon Stock 5,000 $1.23 $6,150.00
Disclosure

SEC source: 0000950138-22-000095 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,198

F1 · kind: The reporting person's purchase of XSPA common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, with the reporting person's purchase of shares of XSPA common stock on January 21, 2022. 3,000 shares were matched with sales of 3,000 shares at $1.52 per share and 2,000 shares were matched with sales of 2,000 shares at $1.47 per share on that date. The reporting person has agreed to pay to XSPA, upon settlement of the sale, $1,350, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

F2 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:10 UTC SaleCommon Stock 15,000 $1.00 $14,928.00
Disclosure

SEC source: 0000950138-22-000080 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,198

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9902 to $1.00, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc. any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

Read SEC document
January 26, 2022 Filed Jan 31, 2022 20:10 UTC GrantStock Option (right to buy) · Derivative 46,875 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000950138-22-000030 · edgar.xml · derivative · entry 2

Lebowitz Michael · CIK 0001808836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common Stock · 46,875 shares

Expires 2032-01-26

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F3 · derivative.exercise_date: The options vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Jan 31, 2022 20:10 UTC GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0000950138-22-000030 · edgar.xml · nonDerivative · entry 1

Lebowitz Michael · CIK 0001808836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,485

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Feb 1, 2022 01:19 UTC GrantStock Option (right to buy) · Derivative 46,875 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000950138-22-000034 · edgar.xml · derivative · entry 2

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common Stock · 46,875 shares

Expires 2032-01-26

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F3 · derivative.exercise_date: The options vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Feb 1, 2022 01:19 UTC GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0000950138-22-000034 · edgar.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,485

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Feb 1, 2022 01:15 UTC GrantStock Option (right to buy) · Derivative 46,875 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000950138-22-000032 · edgar.xml · derivative · entry 2

Stout Donald E. · CIK 0001509502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common Stock · 46,875 shares

Expires 2032-01-26

F3 · derivative.exercise_date: The options vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Feb 1, 2022 01:15 UTC GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0000950138-22-000032 · edgar.xml · nonDerivative · entry 1

Stout Donald E. · CIK 0001509502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,485

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Feb 1, 2022 01:05 UTC GrantStock Option (right to buy) · Derivative 93,750 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000950138-22-000028 · edgar.xml · derivative · entry 2

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 93,750 shares

Expires 2032-01-26

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F4 · derivative.exercise_date: The options vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

Read SEC document
January 26, 2022 Filed Feb 1, 2022 01:05 UTC GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0000950138-22-000028 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,198

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of December 31, 2022.

F3 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 23:23 UTC SaleCommon Stock 25,000 $1.46 $36,545.00
Disclosure

SEC source: 0000950138-22-000025 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,698

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.52, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc. any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 22:08 UTC SaleCommon Stock 45,000 $1.56 $70,236.00
Disclosure

SEC source: 0000950138-22-000023 · edgar.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,235

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.53 to $1.58, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc. any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 01:30 UTC
Ernst EzraSee Remarks
GrantEmployee Stock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0000950138-22-000021 · edgar.xml · derivative · entry 1

Ernst Ezra · CIK 0001905331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2032-01-14

F1 · derivative.exercise_date: The option vests in three equal installments beginning on January 14, 2023.

Read SEC document
January 14, 2022 Filed Jul 21, 2023 20:13 UTC Amendment
Ernst EzraCEO XprsTst, Exc VP XprsSp Gp
OtherCommon Stock 55,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015155 · form4a.xml · nonDerivative · entry 1

Ernst Ezra · CIK 0001905331 · CEO XprsTst, Exc VP XprsSp Gp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,249

F1 · security: These shares were omitted from the reporting person's Form 4 filed on January 19, 2022, and were omitted from one subsequent Form 4 filed by the reporting person on June 21, 2022. The number of shares of common stock reflected in such subsequent Form 4 filed by the reporting person should be deemed adjusted accordingly.

F2 · kind: The reporting person acquired these securities on January 14, 2022, as consideration for the reporting person's equity interest in gcg Connect, LLC, d/b/a HyperPointe, which XWELL, Inc. acquired on January 14, 2022. The Membership Interests Purchase Agreement provides that the former equity holders may receive up to an additional $7.5 million in cash or 4,143,647 shares of XWELL common stock (or combination thereof) if certain earn-out milestones are achieved during an earnout period ending on the third anniversary of the date of the acquisition agreement. The reporting person's right to receive additional consideration pursuant to this earn-out right became fixed and irrevocable on January 14, 2022, the closing date of the acquisition.

F2 · price: The reporting person acquired these securities on January 14, 2022, as consideration for the reporting person's equity interest in gcg Connect, LLC, d/b/a HyperPointe, which XWELL, Inc. acquired on January 14, 2022. The Membership Interests Purchase Agreement provides that the former equity holders may receive up to an additional $7.5 million in cash or 4,143,647 shares of XWELL common stock (or combination thereof) if certain earn-out milestones are achieved during an earnout period ending on the third anniversary of the date of the acquisition agreement. The reporting person's right to receive additional consideration pursuant to this earn-out right became fixed and irrevocable on January 14, 2022, the closing date of the acquisition.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 21:44 UTC PurchaseCommon Stock 5,000 $1.65 $8,250.00
Disclosure

SEC source: 0000950138-21-000522 · edgar.xml · nonDerivative · entry 3

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,698

F2 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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December 16, 2021 Filed Dec 17, 2021 21:44 UTC PurchaseCommon Stock 30,000 $1.72 $51,474.00
Disclosure

SEC source: 0000950138-21-000522 · edgar.xml · nonDerivative · entry 2

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,698

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.74, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc., any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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December 15, 2021 Filed Dec 17, 2021 21:44 UTC PurchaseCommon Stock 2,500 $1.67 $4,165.00
Disclosure

SEC source: 0000950138-21-000522 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,698

F2 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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October 06, 2021 Filed Oct 8, 2021 20:12 UTC
Satzman DougDirector · Chief Executive Officer
SaleCommon Stock 1,135 $1.37 $1,554.95
Disclosure

SEC source: 0000950138-21-000444 · edgar.xml · nonDerivative · entry 2

Satzman Doug · CIK 0001767756 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,865

F1 · shares: Reflects shares of common stock surrendered via open market sale to satisfy tax withholding obligations in connection with vesting of restricted stock units.

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October 06, 2021 Filed Oct 8, 2021 20:12 UTC
Satzman DougDirector · Chief Executive Officer
SaleCommon Stock 20,000 $1.35 $27,000.00
Disclosure

SEC source: 0000950138-21-000444 · edgar.xml · nonDerivative · entry 1

Satzman Doug · CIK 0001767756 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,000

F1 · shares: Reflects shares of common stock surrendered via open market sale to satisfy tax withholding obligations in connection with vesting of restricted stock units.

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September 20, 2021 Filed Oct 22, 2021 20:15 UTC SaleCommon Stock 63,000 $1.43 $90,209.70
Disclosure

SEC source: 0000950138-21-000470 · edgar.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,235

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.44, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc. any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 20, 2021 Filed Aug 20, 2021 19:17 UTC
Berry James A.Chief Financial Officer
PurchaseCommon Stock 24,602 $1.39 $34,196.78
Disclosure

SEC source: 0000950138-21-000421 · edgar.xml · nonDerivative · entry 1

Berry James A. · CIK 0001835980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,213

F1 · balance_after: The total also includes 173,611 restricted stock units, which were granted on December 14, 2020 and were previously reported and which vest in four equal installments over each of the four anniversaries of the date of the grant, such that the options will be fully vested as of December 14, 2024.

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August 19, 2021 Filed Aug 19, 2021 23:40 UTC SaleCommon Stock 107,500 $1.43 $153,219.75
Disclosure

SEC source: 0000950138-21-000418 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,198

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.37 to $1.47, inclusive. The reporting person undertakes to provide to XpresSpa Group, Inc. any security holder of XpresSpa Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total also includes 500,000 restricted stock units, which were granted on July 29, 2021 and were previously reported and which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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August 19, 2021 Filed Aug 21, 2021 00:24 UTC Amendment PurchaseCommon Stock 107,500 $1.43 $153,219.75
Disclosure

SEC source: 0000950138-21-000423 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,198

F1 · kind: The original Form 4, filed on August 19, 2021, is being amended by this Form 4/A solely to correct the transaction code of the purchase.

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July 29, 2021 Filed Jul 30, 2021 17:27 UTC GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000396 · edgar.xml · nonDerivative · entry 1

Lebowitz Michael · CIK 0001808836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,235

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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July 29, 2021 Filed Jul 30, 2021 21:22 UTC GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000394 · edgar.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,235

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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July 29, 2021 Filed Jul 30, 2021 21:18 UTC
Satzman DougDirector · Chief Executive Officer
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000392 · edgar.xml · nonDerivative · entry 1

Satzman Doug · CIK 0001767756 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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July 29, 2021 Filed Jul 30, 2021 21:13 UTC GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000390 · edgar.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,698

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

F3 · balance_after: The Issuer effected a 1-for-3 reverse stock split on June 11, 2020.

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July 29, 2021 Filed Aug 3, 2021 10:24 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000398 · edgar.xml · nonDerivative · entry 1

Stout Donald E. · CIK 0001509502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,235

F1 · security: These securities were issued as part of the Issuer's equity grant to directors.

F2 · shares: Represents restricted stock units which vest in equal quarterly installments over a one-year period, with one-fourth vesting at the end of each fiscal quarter, such that the options will be fully vested as of June 30, 2022.

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January 21, 2021 Filed Jan 25, 2021 16:12 UTC
Milford Scott RChief Operating Officer
GrantEmployee stock option (right to buy) · Derivative 380,435 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001235110-21-000006 · edgar.xml · derivative · entry 1

Milford Scott R · CIK 0001476848 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,435

Underlying: Common Stock · 380,435 shares

Expires 2031-01-21

F1 · derivative.exercise_date: Options vest in four equal annual increments over each of the first four anniversaries of the date of grant.

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January 21, 2021 Filed Jan 25, 2021 21:11 UTC
Satzman DougDirector · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 516,304 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001235110-21-000005 · edgar.xml · derivative · entry 1

Satzman Doug · CIK 0001767756 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,304

Underlying: Common Stock · 516,304 shares

Expires 2031-01-21

F1 · derivative.exercise_date: Options vest in four equal annual increments over each of the first four anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.