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Nasdaq · USD

XTIA

XTI Aerospace, Inc.

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7228
SEC CIK
0001529113
Parsed reports
93

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 20:04 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 40,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001213900-21-011219 · ownership.xml · derivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-02-19

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:05 UTC
Das SoumyaSee Remarks
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-011221 · ownership.xml · nonDerivative · entry 1

Das Soumya · CIK 0001695889 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,001

F1 · shares: Represents a restricted stock award that vested 50% on the grant date and will vest as to the remaining 50% of the total shares on the one year anniverary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:06 UTC
LOUNDERMON WENDYDirector · Chief Financial Officer
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-011225 · ownership.xml · nonDerivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,002

F1 · shares: Represents a restricted stock award that vested 50% on the grant date and will vest as to the remaining 50% of the total shares on the one year anniverary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:07 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 40,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001213900-21-011227 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-02-19

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:03 UTC
ALI NADIRDirector · Chief Executive Officer
GrantCommon Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-011218 · ownership.xml · nonDerivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,002

F1 · shares: Represents a restricted stock award that vested 50% on the grant date and will vest as to the remaining 50% of the total shares on the one year anniverary of the grant date.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:46 UTC
Hoffman TylerChief Revenue Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 300,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001213900-20-013256 · ownership.xml · derivative · entry 1

Hoffman Tyler · CIK 0001812193 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2030-05-19

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/48th each month starting from the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:19 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 20,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-20-011864 · ownership.xml · derivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:18 UTC
LOUNDERMON WENDYDirector · Chief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 500,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-20-011862 · ownership.xml · derivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-05-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/24th each month starting from the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:17 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 20,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-20-011860 · ownership.xml · derivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:14 UTC
Das SoumyaSee Remarks
GrantStock Option (Right to Buy Common Stock) · Derivative 500,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-20-011854 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-05-08

F2 · price: The stock option is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/24th each month starting from the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:16 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 20,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-20-011858 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:13 UTC
ALI NADIRDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,000,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-20-011852 · ownership.xml · derivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-05-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/24th each month starting from the grant date.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:20 UTC
Das SoumyaSee Remarks
GrantStock Option (Right to Buy Common Stock) · Derivative 300,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-19-008609 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-05-10

F2 · price: The stock option is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:21 UTC
LOUNDERMON WENDYVice President of Finance
GrantStock Option (Right to Buy Common Stock) · Derivative 350,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-19-008613 · ownership.xml · derivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2029-05-10

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:20 UTC
ALI NADIRDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 500,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-19-008608 · ownership.xml · derivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-05-10

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 17:14 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 20,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001213900-19-001271 · ownership.xml · derivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-01-25

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 23:31 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 20,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001213900-19-001281 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-01-25

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 22:13 UTC
LOUNDERMON WENDYVice President of Finance
GrantStock Option (Right to Buy Common Stock) · Derivative 350,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001213900-19-001269 · ownership.xml · derivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2029-01-25

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 22:12 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 20,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001213900-19-001267 · ownership.xml · derivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-01-25

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 22:09 UTC
ALI NADIRDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 500,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001213900-19-001263 · ownership.xml · derivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-01-25

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 22:10 UTC
Das SoumyaCMO & COO
GrantStock Option (Right to Buy Common Stock) · Derivative 300,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001213900-19-001265 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · CMO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-01-25

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

Read SEC document
May 17, 2018 Filed May 18, 2018 21:20 UTC
LOUNDERMON WENDYVice President of Finance
GrantStock Option (Right to Buy Common Stock) · Derivative 350,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001213900-18-006572 · f4051718loundermon_inpixon.xml · derivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2028-05-17

F1 · price: This stock option is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

Read SEC document
May 17, 2018 Filed May 18, 2018 21:20 UTC
Das SoumyaChief Marketing Officer & COO
GrantStock Option (Right to Buy Common Stock) · Derivative 300,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001213900-18-006571 · f4051718das_inpixon.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · Chief Marketing Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-05-17

F1 · price: The stock options is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

Read SEC document
May 17, 2018 Filed May 18, 2018 21:20 UTC
ALI NADIRDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 500,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001213900-18-006570 · f4051718ali_inpixon.xml · derivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-05-17

F1 · price: This stock option is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

Read SEC document
June 30, 2017 Filed Jul 7, 2017 17:50 UTC GrantCommon Stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-007293 · f4063017oppenheim_inpixon.xml · nonDerivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,486

F1 · kind: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of June 30, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated July 7, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of June 30, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated July 7, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

Read SEC document
June 30, 2017 Filed Jul 7, 2017 21:49 UTC GrantCommon Stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-007291 · f4063017khader_inpixon.xml · nonDerivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

F1 · kind: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of June 30, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated July 7, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of June 30, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated July 7, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

Read SEC document
June 30, 2017 Filed Jul 7, 2017 21:48 UTC GrantCommon Stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-007289 · f4063017irfan_inpixon.xml · nonDerivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

F1 · kind: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of June 30, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated July 7, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of June 30, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated July 7, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

Read SEC document
March 31, 2017 Filed May 26, 2017 14:50 UTC GrantCommon Stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-005897 · f4033117oppenheim_inpixon.xml · nonDerivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,152

F1 · kind: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 18, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 18, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

Read SEC document
March 31, 2017 Filed May 26, 2017 18:41 UTC GrantCommon Stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-005892 · f4033117irfan_inpixon.xml · nonDerivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

F1 · kind: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 26, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 26, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

Read SEC document
March 31, 2017 Filed May 26, 2017 18:43 UTC GrantCommon Stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-005894 · f4033117khader_inpixon.xml · nonDerivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

F1 · kind: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 18, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 18, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:33 UTC GrantNon-qualified Stock Option (Right to Buy Common Stock) · Derivative 20,000 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-17-001037 · f4020317oppenheim_sysorex.xml · derivative · entry 2

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-02-03

F3 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time.

F2 · derivative.exercise_date: The stock options vest 1/48th each month starting from the grant date.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:33 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-001037 · f4020317oppenheim_sysorex.xml · nonDerivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,183

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted for services by the reporting person as a member of the board of directors pursuant to a Restricted Stock Award Agreement dated February 3, 2017.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:31 UTC GrantNon-qualified Stock Option (Right to Buy Common Stock) · Derivative 20,000 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-17-001035 · f4020317irfan_sysorex.xml · derivative · entry 2

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-02-03

F3 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time.

F2 · derivative.exercise_date: The stock options vest 1/48th each month starting from the grant date.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:31 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-001035 · f4020317irfan_sysorex.xml · nonDerivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted for services by the reporting person as a member of the board of directors pursuant to a Restricted Stock Award Agreement dated February 3, 2017.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:28 UTC GrantNon-qualified Stock Option (Right to Buy Common Stock) · Derivative 20,000 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-17-001033 · f4020317khader_sysorexglobal.xml · derivative · entry 3

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-02-03

F4 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time.

F3 · derivative.exercise_date: The stock options vest 1/48th each month starting from the grant date.

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February 03, 2017 Filed Feb 7, 2017 20:28 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-001033 · f4020317khader_sysorexglobal.xml · nonDerivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted for services by the reporting person as a member of the board of directors pursuant to a Restricted Stock Award Agreement dated February 3, 2017.

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February 03, 2017 Filed Feb 7, 2017 20:24 UTC
Das SoumyaChief Marketing Officer
GrantIncentive Stock Option (Right to Buy Common Stock) · Derivative 150,000 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-17-001031 · f4020317das_sysorexglobal.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-03

F2 · price: The reporting person is a participant in the Company's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/48th each month starting from the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.