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Xerox Holdings Corp

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0001770450
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2021 Filed Jan 15, 2021 18:33 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Exercise / conversionRestricted Stock Units 26,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001799 · form4.xml · nonDerivative · entry 1

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:29 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 446 $22.94 $10,231.24
Disclosure

SEC source: 0001127602-21-001793 · form4.xml · nonDerivative · entry 6

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,441

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:29 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001793 · form4.xml · nonDerivative · entry 5

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:29 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 1,215 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001793 · form4.xml · nonDerivative · entry 4

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:29 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 149 $22.94 $3,418.06
Disclosure

SEC source: 0001127602-21-001793 · form4.xml · nonDerivative · entry 3

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 22,729

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:29 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 405 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001793 · form4.xml · nonDerivative · entry 2

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 22,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:29 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 405 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001793 · form4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 12,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:31 UTC
PASTOR LOUISEVP and General Counsel
Tax withholdingCommon Stock 1,645 $22.94 $37,736.30
Disclosure

SEC source: 0001127602-21-001796 · form4.xml · nonDerivative · entry 3

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,525

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:31 UTC
PASTOR LOUISEVP and General Counsel
Exercise / conversionCommon Stock 3,779 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001796 · form4.xml · nonDerivative · entry 2

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:31 UTC
PASTOR LOUISEVP and General Counsel
Exercise / conversionRestricted Stock Units 3,779 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001796 · form4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:30 UTC Tax withholdingCommon Stock 849 $22.94 $19,476.06
Disclosure

SEC source: 0001127602-21-001794 · form4.xml · nonDerivative · entry 3

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,482

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:30 UTC Exercise / conversionCommon Stock 2,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001794 · form4.xml · nonDerivative · entry 2

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:30 UTC Exercise / conversionRestricted Stock Units 2,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001794 · form4.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:32 UTC
Shanker NareshSVP, Chief Technology Officer
Tax withholdingCommon Stock 970 $22.94 $22,251.80
Disclosure

SEC source: 0001127602-21-001798 · form4.xml · nonDerivative · entry 3

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:32 UTC
Shanker NareshSVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001798 · form4.xml · nonDerivative · entry 2

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:32 UTC
Shanker NareshSVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units 2,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001798 · form4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:28 UTC
Heiss XavierEVP and CFO
Tax withholdingCommon Stock 1,191 $22.94 $27,321.54
Disclosure

SEC source: 0001127602-21-001791 · form4.xml · nonDerivative · entry 3

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,794

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:28 UTC
Heiss XavierEVP and CFO
Exercise / conversionCommon Stock 2,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001791 · form4.xml · nonDerivative · entry 2

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted into Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:28 UTC
Heiss XavierEVP and CFO
Exercise / conversionRestricted Stock Units 2,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001791 · form4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
Tax withholdingCommon Stock 338 $22.94 $7,753.72
Disclosure

SEC source: 0001127602-21-001790 · form4.xml · nonDerivative · entry 3

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,302

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001790 · form4.xml · nonDerivative · entry 2

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
Exercise / conversionRestricted Stock Units 675 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001790 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 18:07 UTC
Collins Smee JoanneExecutive Vice President
GrantRestricted Stock Units 20,478 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001613 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,332

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 18:07 UTC
Feldman Michael DavidExecutive Vice President
GrantRestricted Stock Units 23,038 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001614 · form4.xml · nonDerivative · entry 1

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,361

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:06 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
GrantRestricted Stock Units 62,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001612 · form4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,083

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 18:13 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
GrantRestricted Stock Units 170,649 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001621 · form4.xml · nonDerivative · entry 1

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,928

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 18:10 UTC
Mancini Joseph H.VP & Chief Accounting Officer
GrantRestricted Stock Units 2,663 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001617 · form4.xml · nonDerivative · entry 2

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 12,773

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 18:10 UTC
Mancini Joseph H.VP & Chief Accounting Officer
GrantRestricted Stock Units 7,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001617 · form4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,527

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:12 UTC
PASTOR LOUISEVP and General Counsel
GrantRestricted Stock Units 26,451 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001619 · form4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,697

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:12 UTC
Shanker NareshSVP, Chief Technology Officer
GrantRestricted Stock Units 17,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001620 · form4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,332

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:08 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
GrantRestricted Stock Units 4,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001615 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,011

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:11 UTC GrantRestricted Stock Units 16,212 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001618 · form4.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,745

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:09 UTC
Heiss XavierEVP and CFO
GrantRestricted Stock Units 34,130 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001616 · form4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,893

F1 · shares: This award of Restricted Stock Units vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date, January 11, 2021.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 17:12 UTC
Collins Smee JoanneExecutive Vice President
GrantRestricted Stock Units 26,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031200 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,854

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the date of grant, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 17:17 UTC
Feldman Michael DavidExecutive Vice President
GrantRestricted Stock Units 46,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031204 · form4.xml · nonDerivative · entry 1

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,323

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the date of grant, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:13 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
GrantRestricted Stock Units 76,773 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031201 · form4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,796

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the date of grant, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 17:14 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
GrantRestricted Stock Units 262,469 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031202 · form4.xml · nonDerivative · entry 1

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,279

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 17:16 UTC
Mancini Joseph H.VP & Chief Accounting Officer
GrantRestricted Stock Units 3,939 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031203 · form4.xml · nonDerivative · entry 2

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 12,464

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 17:16 UTC
Mancini Joseph H.VP & Chief Accounting Officer
GrantRestricted Stock Units 11,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031203 · form4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,847

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:18 UTC
PASTOR LOUISEVP and General Counsel
GrantRestricted Stock Units 31,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031205 · form4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,246

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the date of grant, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:08 UTC GrantRestricted Stock Units 20,999 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031197 · form4.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,533

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:21 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
GrantRestricted Stock Units 6,563 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031206 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,744

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:07 UTC
Heiss XavierEVP and interim CFO
GrantRestricted Stock Units 22,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031196 · form4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,763

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:10 UTC
Shanker NareshSVP, Chief Technology Officer
GrantRestricted Stock Units 19,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031198 · form4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,267

F1 · shares: This award of restricted stock units vests in two installments of 50% and 50% on the first and second anniversaries of the grant date, December 9, 2020.

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November 19, 2020 Filed Nov 20, 2020 20:00 UTC
Mancini Joseph H.VP & Chief Accounting Officer
SaleCommon Stock 25,000 $21.52 $538,092.50
Disclosure

SEC source: 0001127602-20-029770 · form4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,672

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.5000 to $21.5900, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 06, 2020 Filed Nov 10, 2020 22:01 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value ("Shares") 243,198 $18.99 $4,618,330.02
Disclosure

SEC source: 0001567619-20-019093 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,769,235

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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November 05, 2020 Filed Nov 5, 2020 21:47 UTC
ICAHN CARL C10% owner
PurchaseShares 60,010 $18.93 $1,135,989.30
Disclosure

SEC source: 0001567619-20-018761 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,526,037

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,684,166 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,841,871 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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November 04, 2020 Filed Nov 5, 2020 21:47 UTC
ICAHN CARL C10% owner
PurchaseShares 849,414 $18.26 $15,510,299.64
Disclosure

SEC source: 0001567619-20-018761 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,466,027

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,684,166 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,841,871 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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November 03, 2020 Filed Nov 5, 2020 21:47 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value ("Shares") 150,586 $18.66 $2,809,934.76
Disclosure

SEC source: 0001567619-20-018761 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,616,613

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,684,166 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,841,871 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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October 01, 2020 Filed Oct 5, 2020 17:02 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 283 $18.67 $5,283.61
Disclosure

SEC source: 0001127602-20-026560 · form4.xml · nonDerivative · entry 6

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,041

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.