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Xerox Holdings Corp

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0001770450
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 25, 2021 22:05 UTC
ICAHN CARL C10% owner
OtherForward Contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004927 · doc1.xml · derivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 1

Underlying: Shares · 3,800 shares

Expires 2023-02-22

F3 · derivative.exercise_price: On February 24, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 2,221 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 1,579 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.92 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F3 · kind: On February 24, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 2,221 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 1,579 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.92 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F3 · price: On February 24, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 2,221 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 1,579 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.92 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares.

F2 · ownership.nature: On February 23, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 225,340 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 174,660 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.47 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F3 · ownership.nature: On February 24, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 2,221 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 1,579 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.92 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F4 · ownership.nature: On February 25, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 584,579 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 415,421 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.30 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F5 · ownership.nature: The forward contracts provide for physical settlement, with Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give Icahn Partners or Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F6 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F7 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F9 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:05 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004927 · doc1.xml · derivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 1

Underlying: Common Stock, $1 par value ("Shares") · 400,000 shares

Expires 2023-02-22

F2 · derivative.exercise_price: On February 23, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 225,340 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 174,660 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.47 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F2 · kind: On February 23, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 225,340 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 174,660 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.47 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F2 · price: On February 23, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 225,340 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 174,660 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.47 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares.

F2 · ownership.nature: On February 23, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 225,340 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 174,660 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.47 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F3 · ownership.nature: On February 24, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 2,221 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 1,579 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.92 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F4 · ownership.nature: On February 25, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 584,579 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 415,421 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.30 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023.

F5 · ownership.nature: The forward contracts provide for physical settlement, with Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give Icahn Partners or Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F6 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F7 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F9 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:46 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 307 $23.57 $7,235.99
Disclosure

SEC source: 0001127602-21-004235 · form4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,441

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:46 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004235 · form4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:46 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 1,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004235 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 23:34 UTC
Gueden Jacques-EdouardExecutive Vice President
GrantRestricted Stock Units 16,822 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003551 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,037

F1 · shares: These Restricted Stock Units vest 33%, 33% and 34% on the first, second and third anniversaries of the grant date, February 1, 2021.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:51 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 1,315 $23.04 $30,297.60
Disclosure

SEC source: 0001127602-21-002015 · form4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:51 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 3,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002015 · form4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:51 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 3,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002015 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:52 UTC
Feldman Michael DavidExecutive Vice President
Tax withholdingCommon Stock 3,885 $23.04 $89,510.40
Disclosure

SEC source: 0001127602-21-002017 · form4.xml · nonDerivative · entry 3

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,142

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:52 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionCommon Stock 9,866 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002017 · form4.xml · nonDerivative · entry 2

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:52 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionRestricted Stock Units 9,866 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002017 · form4.xml · nonDerivative · entry 1

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:50 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Tax withholdingCommon Stock 3,514 $23.04 $80,962.56
Disclosure

SEC source: 0001127602-21-002013 · form4.xml · nonDerivative · entry 3

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,215

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:50 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionCommon Stock 11,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002013 · form4.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:50 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionRestricted Stock Units 11,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002013 · form4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:59 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Tax withholdingCommon Stock 18,302 $23.04 $421,678.08
Disclosure

SEC source: 0001127602-21-002024 · form4.xml · nonDerivative · entry 3

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,468

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:59 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Exercise / conversionCommon Stock 44,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002024 · form4.xml · nonDerivative · entry 2

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting into Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:59 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Exercise / conversionRestricted Stock Units 44,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002024 · form4.xml · nonDerivative · entry 1

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting into Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:55 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 740 $23.04 $17,049.60
Disclosure

SEC source: 0001127602-21-002020 · form4.xml · nonDerivative · entry 6

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,719

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:55 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,018 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002020 · form4.xml · nonDerivative · entry 5

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:55 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 2,018 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002020 · form4.xml · nonDerivative · entry 4

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:55 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 247 $23.04 $5,690.88
Disclosure

SEC source: 0001127602-21-002020 · form4.xml · nonDerivative · entry 3

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 23,155

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:55 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 673 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002020 · form4.xml · nonDerivative · entry 2

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 23,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 17:55 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 673 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002020 · form4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 11,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 23:13 UTC
PASTOR LOUISEVP and General Counsel
Tax withholdingCommon Stock 1,825 $23.04 $42,048.00
Disclosure

SEC source: 0001127602-21-002027 · form4.xml · nonDerivative · entry 3

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,185

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 23:13 UTC
PASTOR LOUISEVP and General Counsel
Exercise / conversionCommon Stock 4,485 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002027 · form4.xml · nonDerivative · entry 2

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 23:13 UTC
PASTOR LOUISEVP and General Counsel
Exercise / conversionRestricted Stock Units 4,485 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002027 · form4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:56 UTC Tax withholdingCommon Stock 1,410 $23.04 $32,486.40
Disclosure

SEC source: 0001127602-21-002021 · form4.xml · nonDerivative · entry 3

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,660

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:56 UTC Exercise / conversionCommon Stock 3,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002021 · form4.xml · nonDerivative · entry 2

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:56 UTC Exercise / conversionRestricted Stock Units 3,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002021 · form4.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:58 UTC
Shanker NareshSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,074 $23.04 $24,744.96
Disclosure

SEC source: 0001127602-21-002023 · form4.xml · nonDerivative · entry 3

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:58 UTC
Shanker NareshSVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002023 · form4.xml · nonDerivative · entry 2

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:58 UTC
Shanker NareshSVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units 2,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002023 · form4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:53 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
Tax withholdingCommon Stock 617 $23.04 $14,215.68
Disclosure

SEC source: 0001127602-21-002018 · form4.xml · nonDerivative · entry 3

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,806

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:53 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
Exercise / conversionCommon Stock 1,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002018 · form4.xml · nonDerivative · entry 2

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:53 UTC
Gueden Jacques-EdouardPresident, EMEA Operations
Exercise / conversionRestricted Stock Units 1,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002018 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · President, EMEA Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:54 UTC
Heiss XavierEVP and CFO
Tax withholdingCommon Stock 1,483 $23.04 $34,168.32
Disclosure

SEC source: 0001127602-21-002019 · form4.xml · nonDerivative · entry 3

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,002

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:54 UTC
Heiss XavierEVP and CFO
Exercise / conversionCommon Stock 2,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002019 · form4.xml · nonDerivative · entry 2

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted into Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:54 UTC
Heiss XavierEVP and CFO
Exercise / conversionRestricted Stock Units 2,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002019 · form4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:25 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 826 $22.94 $18,948.44
Disclosure

SEC source: 0001127602-21-001788 · form4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,469

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:25 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001788 · form4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:25 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 2,254 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001788 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:26 UTC
Feldman Michael DavidExecutive Vice President
Tax withholdingCommon Stock 1,586 $22.94 $36,382.84
Disclosure

SEC source: 0001127602-21-001789 · form4.xml · nonDerivative · entry 3

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,161

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:26 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionCommon Stock 3,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001789 · form4.xml · nonDerivative · entry 2

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:26 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionRestricted Stock Units 3,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001789 · form4.xml · nonDerivative · entry 1

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:24 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Tax withholdingCommon Stock 3,142 $22.94 $72,077.48
Disclosure

SEC source: 0001127602-21-001787 · form4.xml · nonDerivative · entry 3

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,518

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:24 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionCommon Stock 9,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001787 · form4.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:24 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionRestricted Stock Units 9,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001787 · form4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:33 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Tax withholdingCommon Stock 8,769 $22.94 $201,160.86
Disclosure

SEC source: 0001127602-21-001799 · form4.xml · nonDerivative · entry 3

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,927

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 18:33 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Exercise / conversionCommon Stock 26,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001799 · form4.xml · nonDerivative · entry 2

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.