Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2021 Filed May 17, 2021 18:22 UTC |
Visentin GiovanniDirector · Vice Chairman & CEO
|
Exercise / conversionPerformance Shares · Derivative | 183,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017105 · form4.xml · derivative · entry 6 Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,086 Underlying: Common Stock · 183,546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Not applicable F8 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2021 Filed May 17, 2021 18:22 UTC |
Visentin GiovanniDirector · Vice Chairman & CEO
|
Tax withholdingCommon Stock | 20,318 | $24.21 | $491,898.78 |
DisclosureSEC source: 0001127602-21-017105 · form4.xml · nonDerivative · entry 5 Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,485 F6 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested. Read SEC document |
| May 15, 2021 Filed May 17, 2021 18:22 UTC |
Visentin GiovanniDirector · Vice Chairman & CEO
|
Tax withholdingCommon Stock | 85,056 | $24.21 | $2,059,205.76 |
DisclosureSEC source: 0001127602-21-017105 · form4.xml · nonDerivative · entry 4 Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,958 F5 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| May 15, 2021 Filed May 17, 2021 18:22 UTC |
Visentin GiovanniDirector · Vice Chairman & CEO
|
Exercise / conversionCommon Stock | 43,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017105 · form4.xml · nonDerivative · entry 3 Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| May 15, 2021 Filed May 17, 2021 18:22 UTC |
Visentin GiovanniDirector · Vice Chairman & CEO
|
Exercise / conversionRestricted Stock Units | 43,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017105 · form4.xml · nonDerivative · entry 2 Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F4 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| May 15, 2021 Filed May 17, 2021 18:22 UTC |
Visentin GiovanniDirector · Vice Chairman & CEO
|
Exercise / conversionCommon Stock | 183,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017105 · form4.xml · nonDerivative · entry 1 Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vesting and converted to shares of Common Stock. 167,164 Performance Shares were awarded at target on May 15, 2018, but due to performance paid out at 109.8% of target. The total number of Performance Shares paid out is shown. F2 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:45 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward Contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008806 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 0 Underlying: Shares · 2,373,446 shares Expires 2023-02-22 F6 · derivative.exercise_price: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 225,340 Shares and (iii) Icahn Master of 174,660 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.47 per Share at the inception of the forward contract. F7 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 2,221 Shares and (iii) Icahn Master of 1,579 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.92 per Share at the inception of the forward contract. F8 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 584,570 Shares and (iii) Icahn Master of 415,421 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.30 per Share at the inception of the forward contract. F9 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 72,168 Shares and (iii) Icahn Master of 51,284 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.40 per Share at the inception of the forward contract. F10 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 478,077 Shares and (iii) Icahn Master of 338,999 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.25 per Share at the inception of the forward contract. F11 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 17,021 Shares and (iii) Icahn Master of 12,097 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.41 per Share at the inception of the forward contract. F6 · kind: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 225,340 Shares and (iii) Icahn Master of 174,660 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.47 per Share at the inception of the forward contract. F7 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 2,221 Shares and (iii) Icahn Master of 1,579 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.92 per Share at the inception of the forward contract. F8 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 584,570 Shares and (iii) Icahn Master of 415,421 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.30 per Share at the inception of the forward contract. F9 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 72,168 Shares and (iii) Icahn Master of 51,284 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.40 per Share at the inception of the forward contract. F10 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 478,077 Shares and (iii) Icahn Master of 338,999 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.25 per Share at the inception of the forward contract. F11 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 17,021 Shares and (iii) Icahn Master of 12,097 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.41 per Share at the inception of the forward contract. F6 · shares: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 225,340 Shares and (iii) Icahn Master of 174,660 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.47 per Share at the inception of the forward contract. F7 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 2,221 Shares and (iii) Icahn Master of 1,579 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.92 per Share at the inception of the forward contract. F8 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 584,570 Shares and (iii) Icahn Master of 415,421 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.30 per Share at the inception of the forward contract. F9 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 72,168 Shares and (iii) Icahn Master of 51,284 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.40 per Share at the inception of the forward contract. F10 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 478,077 Shares and (iii) Icahn Master of 338,999 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.25 per Share at the inception of the forward contract. F11 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 17,021 Shares and (iii) Icahn Master of 12,097 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.41 per Share at the inception of the forward contract. F6 · price: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 225,340 Shares and (iii) Icahn Master of 174,660 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.47 per Share at the inception of the forward contract. F7 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 2,221 Shares and (iii) Icahn Master of 1,579 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.92 per Share at the inception of the forward contract. F8 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 584,570 Shares and (iii) Icahn Master of 415,421 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.30 per Share at the inception of the forward contract. F9 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 72,168 Shares and (iii) Icahn Master of 51,284 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.40 per Share at the inception of the forward contract. F10 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 478,077 Shares and (iii) Icahn Master of 338,999 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.25 per Share at the inception of the forward contract. F11 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 17,021 Shares and (iii) Icahn Master of 12,097 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.41 per Share at the inception of the forward contract. F6 · derivative.exercise_date: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 225,340 Shares and (iii) Icahn Master of 174,660 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.47 per Share at the inception of the forward contract. F7 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 2,221 Shares and (iii) Icahn Master of 1,579 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.92 per Share at the inception of the forward contract. F8 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 584,570 Shares and (iii) Icahn Master of 415,421 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.30 per Share at the inception of the forward contract. F9 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 72,168 Shares and (iii) Icahn Master of 51,284 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.40 per Share at the inception of the forward contract. F10 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 478,077 Shares and (iii) Icahn Master of 338,999 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.25 per Share at the inception of the forward contract. F11 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 17,021 Shares and (iii) Icahn Master of 12,097 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.41 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share, of Xerox Holdings Corporation ("Shares") which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F12 · ownership.nature: On or about the Reporting Date and after all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 18,205,785 Shares and Icahn Master directly beneficially owns 12,936,896 Shares. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:45 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherCommon Stock, $1 par value ("Shares") | 2,373,446 | $20.00 | $47,468,920.00 |
DisclosureSEC source: 0001567619-21-008806 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 31,142,681 F6 · kind: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 225,340 Shares and (iii) Icahn Master of 174,660 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.47 per Share at the inception of the forward contract. F7 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 2,221 Shares and (iii) Icahn Master of 1,579 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $4.92 per Share at the inception of the forward contract. F8 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 584,570 Shares and (iii) Icahn Master of 415,421 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.30 per Share at the inception of the forward contract. F9 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 72,168 Shares and (iii) Icahn Master of 51,284 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.40 per Share at the inception of the forward contract. F10 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 478,077 Shares and (iii) Icahn Master of 338,999 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.25 per Share at the inception of the forward contract. F11 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) Icahn Partners of 17,021 Shares and (iii) Icahn Master of 12,097 Shares, in each case at a forward price of $20.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $5.41 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share, of Xerox Holdings Corporation ("Shares") which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F12 · ownership.nature: On or about the Reporting Date and after all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 18,205,785 Shares and Icahn Master directly beneficially owns 12,936,896 Shares. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:52 UTC |
Feldman Michael DavidExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 18,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013500 · form4.xml · derivative · entry 5 Feldman Michael David · CIK 0001693649 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,803 Underlying: Common Stock · 18,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Not Applicable F6 · derivative.exercise_date: Not Applicable F6 · derivative.expiration_date: Not Applicable Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:52 UTC |
Feldman Michael DavidExecutive Vice President
|
Tax withholdingCommon Stock | 26,843 | $25.05 | $672,417.15 |
DisclosureSEC source: 0001127602-21-013500 · form4.xml · nonDerivative · entry 4 Feldman Michael David · CIK 0001693649 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,224 F5 · shares: Shares withheld to pay for taxes on the Performance Shares and Restricted Stock Units that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:52 UTC |
Feldman Michael DavidExecutive Vice President
|
Exercise / conversionCommon Stock | 18,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013500 · form4.xml · nonDerivative · entry 3 Feldman Michael David · CIK 0001693649 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The Performance Share Units were granted based on actual performance results for 2018, and target level performance (100%) for 2019 and 2020. F4 · balance_after: Reflects adjustment of balance due to Performance Share Units vesting and converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:52 UTC |
Feldman Michael DavidExecutive Vice President
|
Exercise / conversionCommon Stock | 39,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013500 · form4.xml · nonDerivative · entry 2 Feldman Michael David · CIK 0001693649 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:52 UTC |
Feldman Michael DavidExecutive Vice President
|
Exercise / conversionRestricted Stock Units | 39,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013500 · form4.xml · nonDerivative · entry 1 Feldman Michael David · CIK 0001693649 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionPerformance Shares · Derivative | 3,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · derivative · entry 10 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,063 Underlying: Common Stock · 3,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Not Applicable. F6 · derivative.exercise_date: Not Applicable. F6 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionPerformance Share Units -- Spouse · Derivative | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · derivative · entry 9 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 10,837 Underlying: Common Stock · 1,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Not Applicable. F6 · derivative.exercise_date: Not Applicable. F6 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,259 | $25.05 | $81,637.95 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 8 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,887 F5 · shares: Shares withheld to pay for taxes on the Performance Shares and Restricted Stock Units that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 3,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 7 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Performance Share Units were granted based on actual performance results for 2018, and on target level performance (100%) for 2019 and 2020. F2 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 7,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 6 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F3 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units | 7,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 5 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,283 | $25.05 | $32,139.15 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 4 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 25,580 F5 · shares: Shares withheld to pay for taxes on the Performance Shares and Restricted Stock Units that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 3 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 25,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F3 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 2 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 9,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 18:54 UTC |
Mancini Joseph H.VP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013503 · form4.xml · nonDerivative · entry 1 Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 26,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Performance Share Units were granted based on actual performance results for 2018, and on target level performance (100%) for 2019 and 2020. F2 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:55 UTC |
Morno-Wade SuzanEVP & CHRO
|
Exercise / conversionPerformance Shares · Derivative | 1,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013504 · form4.xml · derivative · entry 5 Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,703 Underlying: Common Stock · 1,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Not applicable. F6 · derivative.exercise_date: Not applicable. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:55 UTC |
Morno-Wade SuzanEVP & CHRO
|
Tax withholdingCommon Stock | 2,056 | $25.05 | $51,502.80 |
DisclosureSEC source: 0001127602-21-013504 · form4.xml · nonDerivative · entry 4 Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,653 F5 · shares: Shares withheld to pay for taxes on the Performance Shares and Restricted Stock Units that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:55 UTC |
Morno-Wade SuzanEVP & CHRO
|
Exercise / conversionCommon Stock | 1,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013504 · form4.xml · nonDerivative · entry 3 Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The Performance Share Units were granted based on actual performance results for 2018, and target level performance (100%) for 2019 and 2020. F4 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:55 UTC |
Morno-Wade SuzanEVP & CHRO
|
Exercise / conversionCommon Stock | 4,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013504 · form4.xml · nonDerivative · entry 2 Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:55 UTC |
Morno-Wade SuzanEVP & CHRO
|
Exercise / conversionRestricted Stock Units | 4,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013504 · form4.xml · nonDerivative · entry 1 Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:54 UTC |
Heiss XavierEVP and CFO
|
Exercise / conversionPerformance Shares · Derivative | 8,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013502 · form4.xml · derivative · entry 6 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,625 Underlying: Common Stock · 8,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Not Applicable F7 · derivative.exercise_date: Not Applicable F7 · derivative.expiration_date: Not Applicable Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:54 UTC |
Heiss XavierEVP and CFO
|
Tax withholdingCommon Stock | 4,638 | $25.05 | $116,181.90 |
DisclosureSEC source: 0001127602-21-013502 · form4.xml · nonDerivative · entry 5 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,100 F6 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:54 UTC |
Heiss XavierEVP and CFO
|
Exercise / conversionCommon Stock | 8,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013502 · form4.xml · nonDerivative · entry 4 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Performance Share Units were granted based on actual performance results for 2018, and on target level performance (100%) for 2019 and 2020. F5 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:54 UTC |
Heiss XavierEVP and CFO
|
Tax withholdingCommon Stock | 1,109 | $25.05 | $27,780.45 |
DisclosureSEC source: 0001127602-21-013502 · form4.xml · nonDerivative · entry 3 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,322 F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:54 UTC |
Heiss XavierEVP and CFO
|
Exercise / conversionCommon Stock | 2,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013502 · form4.xml · nonDerivative · entry 2 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units vested and converted into Common Stock. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:54 UTC |
Heiss XavierEVP and CFO
|
Exercise / conversionRestricted Stock Units | 2,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013502 · form4.xml · nonDerivative · entry 1 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:53 UTC |
Gueden Jacques-EdouardExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 4,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013501 · form4.xml · derivative · entry 6 Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,152 Underlying: Common Stock · 4,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Not applicable. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:53 UTC |
Gueden Jacques-EdouardExecutive Vice President
|
Tax withholdingCommon Stock | 2,338 | $25.05 | $58,566.90 |
DisclosureSEC source: 0001127602-21-013501 · form4.xml · nonDerivative · entry 5 Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,702 F6 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:53 UTC |
Gueden Jacques-EdouardExecutive Vice President
|
Exercise / conversionCommon Stock | 4,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013501 · form4.xml · nonDerivative · entry 4 Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Performance Share Units were granted based on actual performance results for 2018, and target level performance (100%) for 2019 and 2020. F5 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:53 UTC |
Gueden Jacques-EdouardExecutive Vice President
|
Tax withholdingCommon Stock | 559 | $25.05 | $14,002.95 |
DisclosureSEC source: 0001127602-21-013501 · form4.xml · nonDerivative · entry 3 Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,364 F3 · shares: Shares withheld to pay taxes for Restricted Stock Units that have vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:53 UTC |
Gueden Jacques-EdouardExecutive Vice President
|
Exercise / conversionCommon Stock | 1,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013501 · form4.xml · nonDerivative · entry 2 Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:53 UTC |
Gueden Jacques-EdouardExecutive Vice President
|
Exercise / conversionRestricted Stock Units | 1,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013501 · form4.xml · nonDerivative · entry 1 Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:05 UTC |
Shanker NareshSVP, Chief Technology Officer
|
Tax withholdingCommon Stock | 1,310 | $24.59 | $32,212.90 |
DisclosureSEC source: 0000899243-21-014793 · doc4.xml · nonDerivative · entry 3 Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,171 F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:05 UTC |
Shanker NareshSVP, Chief Technology Officer
|
Exercise / conversionCommon Stock | 3,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014793 · doc4.xml · nonDerivative · entry 2 Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:05 UTC |
Shanker NareshSVP, Chief Technology Officer
|
Exercise / conversionRestricted Stock Units | 3,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014793 · doc4.xml · nonDerivative · entry 1 Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 22:01 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward Contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005831 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 1 Underlying: Shares · 29,118 shares Expires 2023-02-22 F3 · derivative.exercise_price: On March 5, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 17,021 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 12,097 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.41 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F3 · kind: On March 5, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 17,021 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 12,097 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.41 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F3 · price: On March 5, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 17,021 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 12,097 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.41 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares. F2 · ownership.nature: On March 4, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 478,077 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 338,999 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.25 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F3 · ownership.nature: On March 5, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 17,021 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 12,097 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.41 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F4 · ownership.nature: The forward contracts provide for physical settlement, with Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give Icahn Partners or Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:01 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward Contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005831 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 1 Underlying: Common Stock, $1 par value ("Shares") · 817,076 shares Expires 2023-02-22 F2 · derivative.exercise_price: On March 4, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 478,077 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 338,999 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.25 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F2 · kind: On March 4, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 478,077 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 338,999 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.25 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F2 · price: On March 4, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 478,077 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 338,999 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.25 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares. F2 · ownership.nature: On March 4, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 478,077 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 338,999 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.25 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F3 · ownership.nature: On March 5, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 17,021 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 12,097 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.41 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F4 · ownership.nature: The forward contracts provide for physical settlement, with Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give Icahn Partners or Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:47 UTC |
Heiss XavierEVP and CFO
|
Tax withholdingCommon Stock | 513 | $25.48 | $13,071.24 |
DisclosureSEC source: 0001127602-21-008847 · form4.xml · nonDerivative · entry 3 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,420 F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:47 UTC |
Heiss XavierEVP and CFO
|
Exercise / conversionCommon Stock | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008847 · form4.xml · nonDerivative · entry 2 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units vested and converted into Common Stock. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:47 UTC |
Heiss XavierEVP and CFO
|
Exercise / conversionRestricted Stock Units | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008847 · form4.xml · nonDerivative · entry 1 Heiss Xavier · CIK 0001803559 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:03 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005400 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 1 Underlying: Common Stock, $1 par value ("Shares") · 123,452 shares Expires 2023-02-22 F2 · derivative.exercise_price: On February 26, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 72,168 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 51,284 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.40 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F2 · kind: On February 26, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 72,168 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 51,284 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.40 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F2 · price: On February 26, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 72,168 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 51,284 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.40 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares. F2 · ownership.nature: On February 26, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 72,168 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 51,284 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.40 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F3 · ownership.nature: The forward contracts provide for physical settlement, with Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give Icahn Partners or Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F5 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 25, 2021 Filed Feb 25, 2021 22:05 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
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OtherForward Contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-004927 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 1 Underlying: Shares · 1,000,000 shares Expires 2023-02-22 F4 · derivative.exercise_price: On February 25, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 584,579 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 415,421 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.30 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F4 · kind: On February 25, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 584,579 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 415,421 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.30 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F4 · price: On February 25, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 584,579 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 415,421 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.30 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,826,379 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,942,856 Shares. F2 · ownership.nature: On February 23, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 225,340 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 174,660 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.47 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F3 · ownership.nature: On February 24, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 2,221 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 1,579 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $4.92 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F4 · ownership.nature: On February 25, 2021, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 584,579 Shares and Icahn Master entered into a forward contract providing for the purchase by Icahn Master of 415,421 Shares, in each case at a forward price of $20 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of Icahn Partners and Icahn Master paid the counterparty to the forward contract $5.30 per Share upon establishing the contract. Subject to the rights of Icahn Partners and Icahn Master to accelerate the settlement date, the forward contracts will settle on February 22, 2023. F5 · ownership.nature: The forward contracts provide for physical settlement, with Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give Icahn Partners or Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F6 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F7 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master. F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F9 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.