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Nasdaq · USD

XOS

Xos, Inc.

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Tapewire entity
7263
SEC CIK
0001819493
Parsed reports
384

Last 12 months

Inside the activity.

1 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202607
Jul 2026018
Aug 202603
Sep 202614
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2023 Filed Jan 12, 2023 21:33 UTC GrantCommon Stock 7,936 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000015 · wf-form4_167355917054636.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,233

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q4 2022 and calculated as of December 31, 2022.

F2 · balance_after: Includes 153,759 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 23:59 UTC
Semler DakotaDirector · Chief Executive Officer
PurchaseCommon Stock 23,521 $1.02 $23,991.42
Disclosure

SEC source: 0001819493-23-000017 · wf-form4_167356793423252.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,476,750

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.98 to $1.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:32 UTC
Yake AliceDirector
GrantCommon Stock 3,968 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000013 · wf-form4_167355913145444.xml · nonDerivative · entry 1

Jackson Alice K · CIK 0001739230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,556

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q4 2022 and calculated as of December 31, 2022

F2 · balance_after: Includes 58,707 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:32 UTC
Castaneda JoseVP, Business Development
GrantCommon Stock 86,206 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000014 · wf-form4_167355914943696.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,349

F1 · shares: Represents the grant of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on January 10, 2024 and the remaining RSUs vest ratably on each of the next thirty six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each calendar month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

F2 · balance_after: Includes 219,929 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 10, 2023 Filed Feb 15, 2023 01:15 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 714 $1.02 $728.28
Disclosure

SEC source: 0001819493-23-000034 · wf-form4_167642365862622.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,435

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. Beginning 1/10/2023, the Reporting Person's RSU Award vests on a monthly basis on the 10th of each month rather than quarterly as previously reported.

F2 · balance_after: Includes 219,206 unvested RSUs from previously reported awards.

Read SEC document
January 10, 2023 Filed Feb 15, 2023 00:49 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 6,372 $1.02 $6,499.44
Disclosure

SEC source: 0001819493-23-000032 · wf-form4_167642211507173.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,863

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. Beginning 1/10/2023, the Reporting Person's RSU Award vests on a monthly basis on the 10th of each month rather than quarterly as previously reported.

F2 · balance_after: Includes 692,708 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 00:42 UTC
Semler DakotaDirector · Chief Executive Officer
PurchaseCommon Stock 155,189 $0.94 $145,877.66
Disclosure

SEC source: 0001819493-23-000007 · wf-form4_167331132965763.xml · nonDerivative · entry 3

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,453,229

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.81 to $1.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:58 UTC PurchaseCommon Stock 100,000 $0.95 $95,000.00
Disclosure

SEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 284,597

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.81 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 00:42 UTC
Semler DakotaDirector · Chief Executive Officer
PurchaseCommon Stock 80,000 $0.81 $64,800.00
Disclosure

SEC source: 0001819493-23-000007 · wf-form4_167331132965763.xml · nonDerivative · entry 2

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298,040

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.67 to $0.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 23:15 UTC PurchaseCommon Stock 80,416 $0.67 $53,878.72
Disclosure

SEC source: 0001819493-23-000004 · wf-form4_167296051098025.xml · nonDerivative · entry 3

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 184,597

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.57 to $0.70. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2023 Filed Jan 10, 2023 00:42 UTC
Semler DakotaDirector · Chief Executive Officer
PurchaseCommon Stock 15,000 $0.64 $9,600.00
Disclosure

SEC source: 0001819493-23-000007 · wf-form4_167331132965763.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218,040

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.57 to $0.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 23:15 UTC PurchaseCommon Stock 51,832 $0.55 $28,507.60
Disclosure

SEC source: 0001819493-23-000004 · wf-form4_167296051098025.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 104,181

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.51 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 16:06 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 14,533 $0.46 $6,685.18
Disclosure

SEC source: 0001819493-23-000002 · wf-form4_167277997521871.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,847

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.44 to $0.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:15 UTC PurchaseCommon Stock 52,349 $0.47 $24,604.03
Disclosure

SEC source: 0001819493-23-000004 · wf-form4_167296051098025.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 52,349

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.44 to $0.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 12, 2022 Filed Feb 15, 2023 00:45 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 16,210 $0.64 $10,374.40
Disclosure

SEC source: 0001819493-23-000030 · wf-form5_167642189967487.xml · nonDerivative · entry 4

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,235

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 708,333 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

Read SEC document
December 12, 2022 Filed Feb 16, 2023 01:03 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 1,816 $0.64 $1,162.24
Disclosure

SEC source: 0001819493-23-000036 · wf-form5_167650937857912.xml · nonDerivative · entry 5

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,149

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 221,679 unvested RSUs from awards previously reported.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:03 UTC
Castaneda JoseVP, Business Development
PurchaseCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001819493-22-000176 · wf-form4_167053337534342.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,143

F1 · balance_after: Includes 140,723 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 16:20 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 14,533 $0.62 $9,010.46
Disclosure

SEC source: 0001819493-22-000173 · wf-form4_167001603126235.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,380

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.61 to $0.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:21 UTC PurchaseCommon Stock 300,000 $0.69 $207,000.00
Disclosure

SEC source: 0001819493-22-000174 · wf-form4_167001605632738.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,297

F1 · balance_after: Includes 153,759 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:14 UTC GrantCommon Stock 137,735 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000169 · wf-form4_166846022425083.xml · nonDerivative · entry 1

Bernstein Stuart N. · CIK 0001873851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,630

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 137,735 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:31 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 14,533 $1.15 $16,712.95
Disclosure

SEC source: 0001819493-22-000154 · wf-form4_166742107738605.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,913

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.13 to $1.175. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 16:10 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 14,533 $1.09 $15,840.97
Disclosure

SEC source: 0001819493-22-000128 · wf-form4_166491418358373.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,446

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.02 to $1.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:10 UTC GrantCommon Stock 3,378 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000129 · wf-form4_166491420871053.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,297

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q3 2022 and calculated as of September 30, 2022.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:11 UTC
MATHEW SARADirector
GrantCommon Stock 716 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000131 · wf-form4_166491425837664.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,010

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q3 2022 and calculated as of September 30, 2022.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:10 UTC GrantCommon Stock 5,911 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000130 · wf-form4_166491423667162.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,228

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q3 2022 and calculated as of September 30, 2022.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:03 UTC GrantCommon Stock 115,606 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000099 · wf-form4_166318578392055.xml · nonDerivative · entry 1

ANSARI ANOUSHEH · CIK 0001136701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,588

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annualmeeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 88,060 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:03 UTC GrantCommon Stock 115,606 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000101 · wf-form4_166318582141294.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,919

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:03 UTC
Semler DakotaDirector · Chief Executive Officer
GrantCommon Stock 101,198 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000100 · wf-form4_166318580133028.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,203,040

F1 · shares: The securities reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant and represent awards received in lieu of cash salary.

F2 · balance_after: Includes 217,687 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:05 UTC
Yake AliceDirector
GrantCommon Stock 115,606 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000103 · wf-form4_166318586977267.xml · nonDerivative · entry 1

Jackson Alice K · CIK 0001739230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,588

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annualmeeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 88,060 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:04 UTC
MATHEW SARADirector
GrantCommon Stock 115,606 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000102 · wf-form4_166318584315818.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,294

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:05 UTC GrantCommon Stock 115,606 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000105 · wf-form4_166318592902183.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,317

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

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September 12, 2022 Filed Sep 14, 2022 20:06 UTC
Jordan BurtDirector
GrantCommon Stock 115,606 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000106 · wf-form4_166318595236661.xml · nonDerivative · entry 1

Jordan Burt · CIK 0001848461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,629

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annualmeeting of Xos, Inc. following the Grant Date, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 172,835 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

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September 12, 2022 Filed Sep 14, 2022 20:05 UTC
Castaneda JoseVP, Business Development
GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000104 · wf-form4_166318590884178.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,643

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on June 10, 2023 andthe remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10,provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not aweekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

F2 · balance_after: Includes 140,723 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

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September 12, 2022 Filed Feb 15, 2023 00:45 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 16,210 $1.62 $26,260.20
Disclosure

SEC source: 0001819493-23-000030 · wf-form5_167642189967487.xml · nonDerivative · entry 3

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,235

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 708,333 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

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September 12, 2022 Filed Feb 16, 2023 01:03 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 1,816 $1.62 $2,941.92
Disclosure

SEC source: 0001819493-23-000036 · wf-form5_167650937857912.xml · nonDerivative · entry 4

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,149

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 221,679 unvested RSUs from awards previously reported.

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September 12, 2022 Filed Apr 12, 2023 23:03 UTC Amendment
Semler DakotaDirector · Chief Executive Officer
GrantCommon Stock 100,139 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000077 · wf-form4a_168134059948357.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,201,981

F1 · shares: The securities reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant and represent awards received in lieu of cash salary. The Form 4 originally filed on 9/14/2022 inadvertently reported the award as 101,198 RSUs.

F2 · balance_after: Includes 217,687 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

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September 01, 2022 Filed Sep 2, 2022 16:04 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 14,533 $1.48 $21,508.84
Disclosure

SEC source: 0001819493-22-000087 · wf-form4_166214904079221.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,979

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.46 to $1.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

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August 09, 2022 Filed Aug 12, 2022 01:42 UTC PurchaseConvertible Promissory Note · Derivative Not disclosed $20,000,000.00 Strike: $2.38 $20,000,000.00
Disclosure

SEC source: 0001209191-22-045518 · doc4.xml · derivative · entry 1

Aljomaih Automotive Co. · CIK 0001878366 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 8,397,363 shares

Expires 2025-08-11

F1 · reported_value: On August 9, 2022, the Reporting Person entered into an agreement to purchase from the Issuer a Convertible Promissory Note with an aggregate principal amount of $20,000,000. The Convertible Promissory Note is initially convertible into shares common stock at a conversion price of $2.3817 per share, subject to adjustment. Therefore, the Convertible Promissory Note is initially convertible into 8,397,363 shares.

F2 · derivative.exercise_date: The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or after November 9, 2022. The Issuer may not effect any conversion of the Convertible Promissory Note, and a holder of the Convertible Promissory Note does not have the right to convert any portion of the Convertible Promissory Note, to the extent that, after giving effect to the attempted conversion, such holder would beneficially own a number of shares in excess of 19.99% of the shares of Issuer Common Stock outstanding immediately after giving effect to such conversion.

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August 03, 2022 Filed Aug 5, 2022 20:30 UTC GrantCommon Stock 3,816 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000063 · wf-form4_165973138668210.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,313

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer. 1,908 RSUs were issued for the director's service in Q1 2022 and calculated as of March 31, 2022. 1,908 RSUs were issued for the director's service in Q2 2022 and calculated as of June 30, 2022.

F2 · balance_after: Includes 57,229 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock uponsettlement.

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August 03, 2022 Filed Aug 5, 2022 20:23 UTC
Semler DakotaDirector · Chief Executive Officer
GrantCommon Stock 217,687 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000060 · wf-form4_165973096861335.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101,842

F1 · shares: Represents an annual grant of Restricted Stock Units ("RSUs") to Mr. Semler for his service as Chief Executive Officer. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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August 03, 2022 Filed Aug 5, 2022 20:28 UTC
MATHEW SARADirector
GrantCommon Stock 1,908 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000062 · wf-form4_165973126876526.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,688

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer. 954 RSUs were issued for the director's service in Q1 2022 and calculated as of March 31, 2022. 954 RSUs were issued for the director's service in Q2 2022 and calculated as of June 30, 2022.

F2 · balance_after: Includes 57,229 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

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August 03, 2022 Filed Aug 5, 2022 20:26 UTC GrantCommon Stock 6,678 $0.00 $0.00
Disclosure

SEC source: 0001819493-22-000061 · wf-form4_165973114928556.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,711

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer. 3,339 RSUs were issued for the director's service in Q1 2022 and calculated as of March 31, 2022. 3,339 RSUs were issued for the director's service in Q2 2022 and calculated as of June 30, 2022.

F2 · balance_after: Includes 57,229 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 17:33 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 14,533 $1.77 $25,723.41
Disclosure

SEC source: 0001209191-22-044276 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,512

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.75 to $1.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 19:13 UTC
Ferber RobertChief Technology Officer
GrantCommon Stock 187,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042079 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,045

F1 · kind: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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July 11, 2022 Filed Jul 13, 2022 23:12 UTC
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
GrantCommon Stock 408,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042077 · doc4.xml · nonDerivative · entry 3

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,674,900

F3 · kind: Represents the grant of RSUs. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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July 11, 2022 Filed Jul 13, 2022 19:11 UTC
Afemikhe KingsleyChief Financial Officer
GrantCommon Stock 340,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042076 · doc4.xml · nonDerivative · entry 3

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,672

F3 · kind: Represents the grant of RSUs. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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July 11, 2022 Filed Jul 13, 2022 23:12 UTC
Castaneda JoseVP, Business Development
GrantCommon Stock 85,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042078 · doc4.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,824

F1 · kind: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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July 11, 2022 Filed Jul 13, 2022 23:09 UTC
Romero Christen TGeneral Counsel
GrantCommon Stock 333,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042075 · doc4.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,164

F1 · kind: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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July 01, 2022 Filed Jul 6, 2022 18:37 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 50,000 $1.79 $89,500.00
Disclosure

SEC source: 0001209191-22-041356 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,971

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.75 to $1.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 10, 2022 Filed Feb 15, 2023 00:45 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 16,210 $2.58 $41,821.80
Disclosure

SEC source: 0001819493-23-000030 · wf-form5_167642189967487.xml · nonDerivative · entry 2

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,235

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 708,333 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.