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Nasdaq · USD

XOS

Xos, Inc.

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Tapewire entity
7263
SEC CIK
0001819493
Parsed reports
384

Last 12 months

Inside the activity.

1 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202607
Jul 2026018
Aug 202603
Sep 202614
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2023 Filed Jun 14, 2023 20:13 UTC GrantCommon Stock 444,444 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000145 · wf-form4_168677358113848.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805,448

F4 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day of the Company's 2024 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F5 · balance_after: Includes 482,597 unvested RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:19 UTC
Pogosyan LianaActing Chief Financial Officer
Tax withholdingCommon Stock 3,995 $0.39 $1,558.05
Disclosure

SEC source: 0001819493-23-000162 · wf-form4_168678838630360.xml · nonDerivative · entry 1

Pogosyan Liana · CIK 0001979040 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,896

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 125,672 unvested RSUs.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 23:23 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 11,288 $0.39 $4,402.32
Disclosure

SEC source: 0001819493-23-000158 · wf-form4_168678497232416.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,682,805

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 2,331,779 unvested RSUs.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:12 UTC GrantCommon Stock 444,444 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000144 · wf-form4_168677356409169.xml · nonDerivative · entry 1

Bernstein Stuart N. · CIK 0001873851 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,074

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day of the Company's 2024 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 444,444 unvested RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:11 UTC
Jordan BurtDirector
GrantCommon Stock 444,444 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000140 · wf-form4_168677349371894.xml · nonDerivative · entry 1

Jordan Burt · CIK 0001848461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649,073

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day of the Company's 2024 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 482,597 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
June 12, 2023 Filed Apr 29, 2024 20:14 UTC Amendment
Pogosyan LianaActing Chief Financial Officer
Tax withholdingCommon Stock 224 $11.70 $2,620.80
Disclosure

SEC source: 0001819493-24-000065 · wk-form4a_1714421655.xml · nonDerivative · entry 1

Pogosyan Liana · CIK 0001979040 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,459

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 4,186 unvested RSUs.

Read SEC document
June 10, 2023 Filed Jun 14, 2023 23:29 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 2,241 $0.39 $873.99
Disclosure

SEC source: 0001819493-23-000160 · wf-form4_168678537951832.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220,103

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU")Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 1,109,218 unvested RSUs.

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May 10, 2023 Filed May 12, 2023 16:45 UTC
Ferber RobertChief Technology Officer
Tax withholdingCommon Stock 1,599 $0.54 $863.46
Disclosure

SEC source: 0001819493-23-000120 · wf-form4_168392429102068.xml · nonDerivative · entry 2

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,577

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 1,173,334 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
May 10, 2023 Filed May 12, 2023 16:45 UTC
Ferber RobertChief Technology Officer
GrantCommon Stock 1,037,037 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000120 · wf-form4_168392429102068.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,483,176

F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday.

Read SEC document
May 10, 2023 Filed May 12, 2023 16:46 UTC
Afemikhe KingsleyChief Financial Officer
Tax withholdingCommon Stock 2,521 $0.54 $1,361.34
Disclosure

SEC source: 0001819493-23-000122 · wf-form4_168392435065647.xml · nonDerivative · entry 1

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,221

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") grant. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 247,814 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:44 UTC
Sordoni GiordanoDirector · Chief Operating Officer
Tax withholdingCommon Stock 3,025 $0.54 $1,633.50
Disclosure

SEC source: 0001819493-23-000119 · wf-form4_168392426943856.xml · nonDerivative · entry 2

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,048,731

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 3,467,746 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:44 UTC
Sordoni GiordanoDirector · Chief Operating Officer
GrantCommon Stock 3,170,370 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000119 · wf-form4_168392426943856.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,051,756

F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:44 UTC
Semler DakotaDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,614 $0.54 $871.56
Disclosure

SEC source: 0001819493-23-000118 · wf-form4_168392424956926.xml · nonDerivative · entry 2

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,626,118

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 3,328,971 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:44 UTC
Semler DakotaDirector · Chief Executive Officer
GrantCommon Stock 3,170,370 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000118 · wf-form4_168392424956926.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,627,732

F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:45 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 11,289 $0.54 $6,096.06
Disclosure

SEC source: 0001819493-23-000121 · wf-form4_168392431944573.xml · nonDerivative · entry 2

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,694,093

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 2,354,546 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:45 UTC
Romero Christen TGeneral Counsel
GrantCommon Stock 1,814,814 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000121 · wf-form4_168392431944573.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,705,382

F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:44 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 1,204 $0.54 $650.16
Disclosure

SEC source: 0001819493-23-000117 · wf-form4_168392422846762.xml · nonDerivative · entry 2

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,222,344

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 1,115,774 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:44 UTC
Castaneda JoseVP, Business Development
GrantCommon Stock 925,925 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000117 · wf-form4_168392422846762.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,223,548

F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday.

Read SEC document
April 13, 2023 Filed Jun 14, 2023 20:13 UTC PurchaseCommon Stock 98,270 $0.70 $68,789.00
Disclosure

SEC source: 0001819493-23-000145 · wf-form4_168677358113848.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 1,000,000

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.62 to $0.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 23:11 UTC PurchaseCommon Stock 35,300 $0.58 $20,474.00
Disclosure

SEC source: 0001819493-23-000079 · wf-form4_168134107387964.xml · nonDerivative · entry 3

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 901,730

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.56 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 23:11 UTC PurchaseCommon Stock 30,391 $0.61 $18,538.51
Disclosure

SEC source: 0001819493-23-000079 · wf-form4_168134107387964.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 866,430

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.59 to $0.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 19:44 UTC
Ferber RobertChief Technology Officer
Tax withholdingCommon Stock 19,072 $0.61 $11,633.92
Disclosure

SEC source: 0001819493-23-000081 · wf-form4_168134304963606.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,139

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 140,306 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 19:48 UTC
Afemikhe KingsleyChief Financial Officer
Tax withholdingCommon Stock 28,930 $0.61 $17,647.30
Disclosure

SEC source: 0001819493-23-000085 · wf-form4_168134331741115.xml · nonDerivative · entry 1

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,742

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 255,102 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 23:51 UTC
Sordoni GiordanoDirector · Chief Operating Officer
Tax withholdingCommon Stock 35,295 $0.61 $21,529.95
Disclosure

SEC source: 0001819493-23-000089 · wf-form4_168134350093053.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,881,386

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported. Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 306,123 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 23:47 UTC
Semler DakotaDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,329 $0.61 $11,180.69
Disclosure

SEC source: 0001819493-23-000083 · wf-form4_168134324362616.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,457,362

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 163,266 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 23:11 UTC PurchaseCommon Stock 100,000 $0.62 $62,000.00
Disclosure

SEC source: 0001819493-23-000079 · wf-form4_168134107387964.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 836,039

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.58 to $0.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 23:53 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 41,551 $0.61 $25,346.11
Disclosure

SEC source: 0001819493-23-000091 · wf-form4_168134357850074.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,568

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 562,500 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 23:50 UTC
Castaneda JoseVP, Business Development
Disposition to issuerCommon Stock 9,384 $0.61 $5,724.24
Disclosure

SEC source: 0001819493-23-000087 · wf-form4_168134340837885.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,623

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 193,421 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:52 UTC PurchaseCommon Stock 45,973 $0.61 $28,043.53
Disclosure

SEC source: 0001819493-23-000072 · wf-form4_168090072592143.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 736,039

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.58 to $0.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 20:52 UTC PurchaseCommon Stock 60,066 $0.60 $36,039.60
Disclosure

SEC source: 0001819493-23-000072 · wf-form4_168090072592143.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 690,066

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.56 to $0.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 23:23 UTC PurchaseCommon Stock 30,000 $0.57 $17,100.00
Disclosure

SEC source: 0001819493-23-000070 · wf-form4_168065060359941.xml · nonDerivative · entry 4

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 630,000

F3 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.55 to $0.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price

F5 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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April 03, 2023 Filed Apr 4, 2023 20:32 UTC GrantCommon Stock 7,936 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000068 · wf-form4_168064032451432.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,169

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q1 2023 and calculated as of March 31, 2023.

F2 · balance_after: Includes 153,759 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

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April 03, 2023 Filed Apr 4, 2023 23:23 UTC PurchaseCommon Stock 100,000 $0.55 $55,000.00
Disclosure

SEC source: 0001819493-23-000070 · wf-form4_168065060359941.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 600,000

F3 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.51 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price

F5 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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April 03, 2023 Filed Apr 4, 2023 23:23 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000070 · wf-form4_168065060359941.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 361,004

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q1 2023 and calculated as of March 31, 2023.

F2 · balance_after: Includes 153,759 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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March 10, 2023 Filed Mar 14, 2023 20:11 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 714 $0.64 $456.96
Disclosure

SEC source: 0001819493-23-000059 · wf-form4_167882464937449.xml · nonDerivative · entry 1

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,007

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 216,429 unvested RSUs from previously reported awards.

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March 10, 2023 Filed Mar 14, 2023 20:10 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 6,372 $0.64 $4,078.08
Disclosure

SEC source: 0001819493-23-000058 · wf-form4_167882463189022.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,119

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 661,458 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

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March 01, 2023 Filed Mar 3, 2023 16:09 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 6,318 $0.77 $4,864.86
Disclosure

SEC source: 0001819493-23-000039 · wf-form4_167787774450644.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,211

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.76 to $0.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

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February 10, 2023 Filed Feb 15, 2023 01:15 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 714 $0.83 $592.62
Disclosure

SEC source: 0001819493-23-000034 · wf-form4_167642365862622.xml · nonDerivative · entry 2

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,721

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. Beginning 1/10/2023, the Reporting Person's RSU Award vests on a monthly basis on the 10th of each month rather than quarterly as previously reported.

F3 · balance_after: Includes 218,179 unvested RSUs from previously reported awards.

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February 10, 2023 Filed Feb 15, 2023 00:49 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 6,372 $0.83 $5,288.76
Disclosure

SEC source: 0001819493-23-000032 · wf-form4_167642211507173.xml · nonDerivative · entry 2

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,491

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. Beginning 1/10/2023, the Reporting Person's RSU Award vests on a monthly basis on the 10th of each month rather than quarterly as previously reported.

F3 · balance_after: Includes 677,083 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

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February 01, 2023 Filed Feb 3, 2023 16:07 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 6,318 $0.96 $6,065.28
Disclosure

SEC source: 0001819493-23-000028 · wf-form4_167545841122089.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,529

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.95 to $0.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

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January 20, 2023 Filed Jan 23, 2023 21:09 UTC
Sordoni GiordanoDirector · Chief Operating Officer
PurchaseCommon Stock 73,513 $0.99 $72,777.87
Disclosure

SEC source: 0001819493-23-000025 · wf-form4_167450814587873.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,916,681

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.94 to $1.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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January 19, 2023 Filed Jan 20, 2023 01:39 UTC
Sordoni GiordanoDirector · Chief Operating Officer
PurchaseCommon Stock 44,634 $0.99 $44,187.66
Disclosure

SEC source: 0001819493-23-000022 · wf-form4_167417874212778.xml · nonDerivative · entry 3

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,843,168

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.95 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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January 19, 2023 Filed Jan 23, 2023 21:09 UTC PurchaseCommon Stock 1,394 $1.00 $1,394.00
Disclosure

SEC source: 0001819493-23-000026 · wf-form4_167450816516800.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 500,000

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 18, 2023 Filed Jan 18, 2023 23:33 UTC PurchaseCommon Stock 28,666 $0.99 $28,379.34
Disclosure

SEC source: 0001819493-23-000020 · wf-form4_167408479431912.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 498,606

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.98 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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January 18, 2023 Filed Jan 20, 2023 01:39 UTC
Sordoni GiordanoDirector · Chief Operating Officer
PurchaseCommon Stock 66,905 $1.01 $67,574.05
Disclosure

SEC source: 0001819493-23-000022 · wf-form4_167417874212778.xml · nonDerivative · entry 2

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,798,534

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.97 to $1.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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January 17, 2023 Filed Jan 20, 2023 01:39 UTC
Sordoni GiordanoDirector · Chief Operating Officer
PurchaseCommon Stock 56,729 $1.06 $60,132.74
Disclosure

SEC source: 0001819493-23-000022 · wf-form4_167417874212778.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,731,629

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.01 to $1.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

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January 13, 2023 Filed Jan 18, 2023 23:33 UTC PurchaseCommon Stock 100,000 $0.98 $98,000.00
Disclosure

SEC source: 0001819493-23-000020 · wf-form4_167408479431912.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 469,940

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.94 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 11, 2023 Filed Jan 11, 2023 23:58 UTC PurchaseCommon Stock 10,684 $1.00 $10,684.00
Disclosure

SEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 3

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 369,940

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.99 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 10, 2023 Filed Jan 11, 2023 23:58 UTC GrantCommon Stock 13,888 $0.00 $0.00
Disclosure

SEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 4

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,116

F6 · shares: The shares reported in this transaction represent RSUs. The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q4 2022 and calculated as of December 31, 2022.

F7 · balance_after: Includes 134,682 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 10, 2023 Filed Jan 11, 2023 23:58 UTC PurchaseCommon Stock 74,659 $1.00 $74,659.00
Disclosure

SEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GNM ICBC LLC

Disclosed balance after: 359,256

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.97 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.