Last 12 months
Inside the activity.
1 purchase rows · 44 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 1 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2023 Filed Jun 14, 2023 20:13 UTC |
Mattson George NDirector
|
GrantCommon Stock | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000145 · wf-form4_168677358113848.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 805,448 F4 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day of the Company's 2024 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date. F5 · balance_after: Includes 482,597 unvested RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:19 UTC |
Pogosyan LianaActing Chief Financial Officer
|
Tax withholdingCommon Stock | 3,995 | $0.39 | $1,558.05 |
DisclosureSEC source: 0001819493-23-000162 · wf-form4_168678838630360.xml · nonDerivative · entry 1 Pogosyan Liana · CIK 0001979040 · Acting Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,896 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 125,672 unvested RSUs. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 23:23 UTC |
Romero Christen TGeneral Counsel
|
Tax withholdingCommon Stock | 11,288 | $0.39 | $4,402.32 |
DisclosureSEC source: 0001819493-23-000158 · wf-form4_168678497232416.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,682,805 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 2,331,779 unvested RSUs. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:12 UTC |
Bernstein Stuart N.Director
|
GrantCommon Stock | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000144 · wf-form4_168677356409169.xml · nonDerivative · entry 1 Bernstein Stuart N. · CIK 0001873851 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,074 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day of the Company's 2024 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date. F2 · balance_after: Includes 444,444 unvested RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:11 UTC |
Jordan BurtDirector
|
GrantCommon Stock | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000140 · wf-form4_168677349371894.xml · nonDerivative · entry 1 Jordan Burt · CIK 0001848461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 649,073 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day of the Company's 2024 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date. F2 · balance_after: Includes 482,597 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| June 12, 2023 Filed Apr 29, 2024 20:14 UTC Amendment |
Pogosyan LianaActing Chief Financial Officer
|
Tax withholdingCommon Stock | 224 | $11.70 | $2,620.80 |
DisclosureSEC source: 0001819493-24-000065 · wk-form4a_1714421655.xml · nonDerivative · entry 1 Pogosyan Liana · CIK 0001979040 · Acting Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,459 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 4,186 unvested RSUs. Read SEC document |
| June 10, 2023 Filed Jun 14, 2023 23:29 UTC |
Castaneda JoseVP, Business Development
|
Tax withholdingCommon Stock | 2,241 | $0.39 | $873.99 |
DisclosureSEC source: 0001819493-23-000160 · wf-form4_168678537951832.xml · nonDerivative · entry 1 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,220,103 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU")Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 1,109,218 unvested RSUs. Read SEC document |
| May 10, 2023 Filed May 12, 2023 16:45 UTC |
Ferber RobertChief Technology Officer
|
Tax withholdingCommon Stock | 1,599 | $0.54 | $863.46 |
DisclosureSEC source: 0001819493-23-000120 · wf-form4_168392429102068.xml · nonDerivative · entry 2 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,481,577 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 1,173,334 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| May 10, 2023 Filed May 12, 2023 16:45 UTC |
Ferber RobertChief Technology Officer
|
GrantCommon Stock | 1,037,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000120 · wf-form4_168392429102068.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,483,176 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday. Read SEC document |
| May 10, 2023 Filed May 12, 2023 16:46 UTC |
Afemikhe KingsleyChief Financial Officer
|
Tax withholdingCommon Stock | 2,521 | $0.54 | $1,361.34 |
DisclosureSEC source: 0001819493-23-000122 · wf-form4_168392435065647.xml · nonDerivative · entry 1 Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,221 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") grant. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 247,814 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:44 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 3,025 | $0.54 | $1,633.50 |
DisclosureSEC source: 0001819493-23-000119 · wf-form4_168392426943856.xml · nonDerivative · entry 2 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,048,731 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 3,467,746 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:44 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
GrantCommon Stock | 3,170,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000119 · wf-form4_168392426943856.xml · nonDerivative · entry 1 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,051,756 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:44 UTC |
Semler DakotaDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,614 | $0.54 | $871.56 |
DisclosureSEC source: 0001819493-23-000118 · wf-form4_168392424956926.xml · nonDerivative · entry 2 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,626,118 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 3,328,971 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:44 UTC |
Semler DakotaDirector · Chief Executive Officer
|
GrantCommon Stock | 3,170,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000118 · wf-form4_168392424956926.xml · nonDerivative · entry 1 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,627,732 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:45 UTC |
Romero Christen TGeneral Counsel
|
Tax withholdingCommon Stock | 11,289 | $0.54 | $6,096.06 |
DisclosureSEC source: 0001819493-23-000121 · wf-form4_168392431944573.xml · nonDerivative · entry 2 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,694,093 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 2,354,546 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:45 UTC |
Romero Christen TGeneral Counsel
|
GrantCommon Stock | 1,814,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000121 · wf-form4_168392431944573.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,705,382 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:44 UTC |
Castaneda JoseVP, Business Development
|
Tax withholdingCommon Stock | 1,204 | $0.54 | $650.16 |
DisclosureSEC source: 0001819493-23-000117 · wf-form4_168392422846762.xml · nonDerivative · entry 2 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222,344 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 1,115,774 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:44 UTC |
Castaneda JoseVP, Business Development
|
GrantCommon Stock | 925,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000117 · wf-form4_168392422846762.xml · nonDerivative · entry 1 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,223,548 F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday. Read SEC document |
| April 13, 2023 Filed Jun 14, 2023 20:13 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 98,270 | $0.70 | $68,789.00 |
DisclosureSEC source: 0001819493-23-000145 · wf-form4_168677358113848.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 1,000,000 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.62 to $0.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 12, 2023 Filed Apr 12, 2023 23:11 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 35,300 | $0.58 | $20,474.00 |
DisclosureSEC source: 0001819493-23-000079 · wf-form4_168134107387964.xml · nonDerivative · entry 3 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 901,730 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.56 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 23:11 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 30,391 | $0.61 | $18,538.51 |
DisclosureSEC source: 0001819493-23-000079 · wf-form4_168134107387964.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 866,430 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.59 to $0.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 19:44 UTC |
Ferber RobertChief Technology Officer
|
Tax withholdingCommon Stock | 19,072 | $0.61 | $11,633.92 |
DisclosureSEC source: 0001819493-23-000081 · wf-form4_168134304963606.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,139 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 140,306 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 19:48 UTC |
Afemikhe KingsleyChief Financial Officer
|
Tax withholdingCommon Stock | 28,930 | $0.61 | $17,647.30 |
DisclosureSEC source: 0001819493-23-000085 · wf-form4_168134331741115.xml · nonDerivative · entry 1 Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,742 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 255,102 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:51 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 35,295 | $0.61 | $21,529.95 |
DisclosureSEC source: 0001819493-23-000089 · wf-form4_168134350093053.xml · nonDerivative · entry 1 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,881,386 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported. Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 306,123 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:47 UTC |
Semler DakotaDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,329 | $0.61 | $11,180.69 |
DisclosureSEC source: 0001819493-23-000083 · wf-form4_168134324362616.xml · nonDerivative · entry 1 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,457,362 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 163,266 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:11 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 100,000 | $0.62 | $62,000.00 |
DisclosureSEC source: 0001819493-23-000079 · wf-form4_168134107387964.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 836,039 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.58 to $0.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:53 UTC |
Romero Christen TGeneral Counsel
|
Tax withholdingCommon Stock | 41,551 | $0.61 | $25,346.11 |
DisclosureSEC source: 0001819493-23-000091 · wf-form4_168134357850074.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 890,568 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 562,500 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:50 UTC |
Castaneda JoseVP, Business Development
|
Disposition to issuerCommon Stock | 9,384 | $0.61 | $5,724.24 |
DisclosureSEC source: 0001819493-23-000087 · wf-form4_168134340837885.xml · nonDerivative · entry 1 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,623 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 193,421 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 20:52 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 45,973 | $0.61 | $28,043.53 |
DisclosureSEC source: 0001819493-23-000072 · wf-form4_168090072592143.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 736,039 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.58 to $0.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 20:52 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 60,066 | $0.60 | $36,039.60 |
DisclosureSEC source: 0001819493-23-000072 · wf-form4_168090072592143.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 690,066 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.56 to $0.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 04, 2023 Filed Apr 4, 2023 23:23 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 30,000 | $0.57 | $17,100.00 |
DisclosureSEC source: 0001819493-23-000070 · wf-form4_168065060359941.xml · nonDerivative · entry 4 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 630,000 F3 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.55 to $0.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price F5 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:32 UTC |
RAPP EDWARD JDirector
|
GrantCommon Stock | 7,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000068 · wf-form4_168064032451432.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,169 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q1 2023 and calculated as of March 31, 2023. F2 · balance_after: Includes 153,759 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 23:23 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 100,000 | $0.55 | $55,000.00 |
DisclosureSEC source: 0001819493-23-000070 · wf-form4_168065060359941.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 600,000 F3 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.51 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price F5 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 23:23 UTC |
Mattson George NDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000070 · wf-form4_168065060359941.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 361,004 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q1 2023 and calculated as of March 31, 2023. F2 · balance_after: Includes 153,759 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:11 UTC |
Castaneda JoseVP, Business Development
|
Tax withholdingCommon Stock | 714 | $0.64 | $456.96 |
DisclosureSEC source: 0001819493-23-000059 · wf-form4_167882464937449.xml · nonDerivative · entry 1 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,007 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 216,429 unvested RSUs from previously reported awards. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:10 UTC |
Romero Christen TGeneral Counsel
|
Tax withholdingCommon Stock | 6,372 | $0.64 | $4,078.08 |
DisclosureSEC source: 0001819493-23-000058 · wf-form4_167882463189022.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,119 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 661,458 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:09 UTC |
Ferber RobertChief Technology Officer
|
SaleCommon Stock | 6,318 | $0.77 | $4,864.86 |
DisclosureSEC source: 0001819493-23-000039 · wf-form4_167787774450644.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,211 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.76 to $0.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:15 UTC |
Castaneda JoseVP, Business Development
|
Tax withholdingCommon Stock | 714 | $0.83 | $592.62 |
DisclosureSEC source: 0001819493-23-000034 · wf-form4_167642365862622.xml · nonDerivative · entry 2 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,721 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. Beginning 1/10/2023, the Reporting Person's RSU Award vests on a monthly basis on the 10th of each month rather than quarterly as previously reported. F3 · balance_after: Includes 218,179 unvested RSUs from previously reported awards. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 00:49 UTC |
Romero Christen TGeneral Counsel
|
Tax withholdingCommon Stock | 6,372 | $0.83 | $5,288.76 |
DisclosureSEC source: 0001819493-23-000032 · wf-form4_167642211507173.xml · nonDerivative · entry 2 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938,491 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. Beginning 1/10/2023, the Reporting Person's RSU Award vests on a monthly basis on the 10th of each month rather than quarterly as previously reported. F3 · balance_after: Includes 677,083 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:07 UTC |
Ferber RobertChief Technology Officer
|
SaleCommon Stock | 6,318 | $0.96 | $6,065.28 |
DisclosureSEC source: 0001819493-23-000028 · wf-form4_167545841122089.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,529 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.95 to $0.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement. Read SEC document |
| January 20, 2023 Filed Jan 23, 2023 21:09 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
PurchaseCommon Stock | 73,513 | $0.99 | $72,777.87 |
DisclosureSEC source: 0001819493-23-000025 · wf-form4_167450814587873.xml · nonDerivative · entry 1 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,916,681 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.94 to $1.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 01:39 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
PurchaseCommon Stock | 44,634 | $0.99 | $44,187.66 |
DisclosureSEC source: 0001819493-23-000022 · wf-form4_167417874212778.xml · nonDerivative · entry 3 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,843,168 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.95 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 21:09 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 1,394 | $1.00 | $1,394.00 |
DisclosureSEC source: 0001819493-23-000026 · wf-form4_167450816516800.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 500,000 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 18, 2023 Filed Jan 18, 2023 23:33 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 28,666 | $0.99 | $28,379.34 |
DisclosureSEC source: 0001819493-23-000020 · wf-form4_167408479431912.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 498,606 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.98 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:39 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
PurchaseCommon Stock | 66,905 | $1.01 | $67,574.05 |
DisclosureSEC source: 0001819493-23-000022 · wf-form4_167417874212778.xml · nonDerivative · entry 2 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,798,534 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.97 to $1.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:39 UTC |
Sordoni GiordanoDirector · Chief Operating Officer
|
PurchaseCommon Stock | 56,729 | $1.06 | $60,132.74 |
DisclosureSEC source: 0001819493-23-000022 · wf-form4_167417874212778.xml · nonDerivative · entry 1 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,731,629 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.01 to $1.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 408,163 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" mean the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 23:33 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 100,000 | $0.98 | $98,000.00 |
DisclosureSEC source: 0001819493-23-000020 · wf-form4_167408479431912.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 469,940 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.94 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 11, 2023 Filed Jan 11, 2023 23:58 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 10,684 | $1.00 | $10,684.00 |
DisclosureSEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 3 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 369,940 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.99 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 23:58 UTC |
Mattson George NDirector
|
GrantCommon Stock | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 4 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,116 F6 · shares: The shares reported in this transaction represent RSUs. The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q4 2022 and calculated as of December 31, 2022. F7 · balance_after: Includes 134,682 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 23:58 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 74,659 | $1.00 | $74,659.00 |
DisclosureSEC source: 0001819493-23-000009 · wf-form4_167348151264660.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GNM ICBC LLC Disclosed balance after: 359,256 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.97 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.