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Nasdaq · USD

XOS

Xos, Inc.

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Tapewire entity
7263
SEC CIK
0001819493
Parsed reports
384

Last 12 months

Inside the activity.

1 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202607
Jul 2026018
Aug 202603
Sep 202614
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2022 Filed Feb 16, 2023 01:03 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 2,152 $2.58 $5,552.16
Disclosure

SEC source: 0001819493-23-000036 · wf-form5_167650937857912.xml · nonDerivative · entry 3

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,149

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 221,679 unvested RSUs from awards previously reported.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:13 UTC
Ferber RobertChief Technology Officer
SaleCommon Stock 50,000 $3.04 $152,000.00
Disclosure

SEC source: 0001209191-22-020661 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,971

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.95 to $3.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2022 Filed Jul 6, 2022 18:37 UTC Amendment
Ferber RobertChief Technology Officer
OtherCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041354 · doc4a.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,971

F1 · kind: Sales previously made on March 21, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 50,000 shares of Common Stock under Reporting Person's 10b5-1 Plan.

F1 · price: Sales previously made on March 21, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 50,000 shares of Common Stock under Reporting Person's 10b5-1 Plan.

Read SEC document
March 10, 2022 Filed Feb 15, 2023 00:45 UTC
Romero Christen TGeneral Counsel
Tax withholdingCommon Stock 18,299 $2.59 $47,394.41
Disclosure

SEC source: 0001819493-23-000030 · wf-form5_167642189967487.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,235

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 708,333 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022.

Read SEC document
March 10, 2022 Filed Feb 16, 2023 01:03 UTC
Castaneda JoseVP, Business Development
Tax withholdingCommon Stock 2,152 $2.59 $5,573.68
Disclosure

SEC source: 0001819493-23-000036 · wf-form5_167650937857912.xml · nonDerivative · entry 2

Castaneda Jose · CIK 0001909033 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,149

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 221,679 unvested RSUs from awards previously reported.

Read SEC document
March 09, 2022 Filed Jul 13, 2022 23:12 UTC
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
Tax withholdingCommon Stock 8,972 $2.64 $23,686.08
Disclosure

SEC source: 0001209191-22-042077 · doc4.xml · nonDerivative · entry 2

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,266,737

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

Read SEC document
March 09, 2022 Filed Jul 13, 2022 23:12 UTC
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
GrantCommon Stock 21,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042077 · doc4.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,275,709

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs are fully vested as of the grant date.

Read SEC document
March 09, 2022 Filed Jul 13, 2022 19:11 UTC
Afemikhe KingsleyChief Financial Officer
Tax withholdingCommon Stock 8,972 $2.64 $23,686.08
Disclosure

SEC source: 0001209191-22-042076 · doc4.xml · nonDerivative · entry 2

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,536

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

Read SEC document
March 09, 2022 Filed Jul 13, 2022 19:11 UTC
Afemikhe KingsleyChief Financial Officer
GrantCommon Stock 21,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042076 · doc4.xml · nonDerivative · entry 1

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,508

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs are fully vested as of the grant date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:15 UTC
Romero Christen TGeneral Counsel
SaleCommon Stock 5,000 $2.36 $11,800.00
Disclosure

SEC source: 0001209191-22-014904 · doc4.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,831

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $2.30 to $2.435. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 28, 2022 Filed Jul 13, 2022 23:08 UTC Amendment
Romero Christen TGeneral Counsel
OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042074 · doc4a.xml · nonDerivative · entry 1

Romero Christen T · CIK 0001909055 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,831

F1 · kind: Sales previously made on February 28, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 5,000 shares of Common Stock under Reporting Person's 10b5-1 Plan.

F1 · price: Sales previously made on February 28, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 5,000 shares of Common Stock under Reporting Person's 10b5-1 Plan.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:31 UTC GrantRestricted Stock Unit · Derivative 48,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002996 · doc4.xml · derivative · entry 2

ANSARI ANOUSHEH · CIK 0001136701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,922

Underlying: Common Stock · 48,922 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:31 UTC GrantRestricted Stock Unit · Derivative 88,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002996 · doc4.xml · derivative · entry 1

ANSARI ANOUSHEH · CIK 0001136701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,060

Underlying: Common Stock · 88,060 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of January 10, 2022 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:32 UTC
Yake AliceDirector
GrantRestricted Stock Unit · Derivative 48,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002997 · doc4.xml · derivative · entry 2

Jackson Alice K · CIK 0001739230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,922

Underlying: Common Stock · 48,922 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:32 UTC
Yake AliceDirector
GrantRestricted Stock Unit · Derivative 88,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002997 · doc4.xml · derivative · entry 1

Jackson Alice K · CIK 0001739230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,060

Underlying: Common Stock · 88,060 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of January 10, 2022 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:52 UTC GrantCommon Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000914 · doc4.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:52 UTC
MATHEW SARADirector
GrantCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000921 · doc4.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:53 UTC GrantCommon Stock 2,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000925 · doc4.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,010

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 02:35 UTC PurchaseCommon Stock 50,000 $3.40 $170,000.00
Disclosure

SEC source: 0001209191-21-068235 · doc4.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,430

F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $3.35 to $3.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:53 UTC PurchaseCommon Stock 35,560 $3.97 $141,173.20
Disclosure

SEC source: 0001209191-21-066830 · doc4.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $3.95 to $4.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:42 UTC PurchaseCommon Stock 100,000 $4.27 $426,820.00
Disclosure

SEC source: 0001209191-21-066161 · doc4.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 335,169

F1 · ownership.nature: Shares are held by the Edward Joseph Rapp TTEE U/A DTD 02/07/2005, of which the Reporting Person is trustee.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 23:37 UTC GrantRestricted Stock Unit · Derivative 31,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064558 · doc4.xml · derivative · entry 2

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,794

Underlying: Common Stock · 31,794 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 23:37 UTC GrantRestricted Stock Unit · Derivative 57,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064558 · doc4.xml · derivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,229

Underlying: Common Stock · 57,229 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 02:52 UTC Amendment
MATHEW SARADirector
GrantRestricted Stock Unit · Derivative 31,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064621 · doc4a.xml · derivative · entry 4

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,794

Underlying: Common Stock · 31,794 shares

Expires not disclosed

F4 · derivative.exercise_price: The price is N/A.

F4 · price: The price is N/A.

F7 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 02:52 UTC Amendment
MATHEW SARADirector
GrantRestricted Stock Unit · Derivative 57,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064621 · doc4a.xml · derivative · entry 3

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,229

Underlying: Common Stock · 57,229 shares

Expires not disclosed

F4 · derivative.exercise_price: The price is N/A.

F4 · price: The price is N/A.

F5 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 23:53 UTC
MATHEW SARADirector
GrantRestricted Stock Unit · Derivative 31,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064562 · doc4.xml · derivative · entry 4

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,794

Underlying: Common Stock · 31,794 shares

Expires not disclosed

F3 · derivative.exercise_price: The price is N/A.

F3 · price: The price is N/A.

F6 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 23:53 UTC
MATHEW SARADirector
GrantRestricted Stock Unit · Derivative 57,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064562 · doc4.xml · derivative · entry 3

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,229

Underlying: Common Stock · 57,229 shares

Expires not disclosed

F3 · derivative.exercise_price: The price is N/A.

F3 · price: The price is N/A.

F4 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 02:16 UTC GrantRestricted Stock Unit · Derivative 31,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064617 · doc4.xml · derivative · entry 5

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,794

Underlying: Common Stock · 31,794 shares

Expires not disclosed

F3 · derivative.exercise_price: The price is N/A.

F3 · price: The price is N/A.

F6 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 02:16 UTC GrantRestricted Stock Unit · Derivative 57,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064617 · doc4.xml · derivative · entry 4

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,229

Underlying: Common Stock · 57,229 shares

Expires not disclosed

F3 · derivative.exercise_price: The price is N/A.

F3 · price: The price is N/A.

F4 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 23:32 UTC
Jordan BurtDirector
GrantRestricted Stock Unit · Derivative 31,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064555 · doc4.xml · derivative · entry 2

Jordan Burt · CIK 0001848461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,794

Underlying: Common Stock · 31,794 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 23:32 UTC
Jordan BurtDirector
GrantRestricted Stock Unit · Derivative 57,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064555 · doc4.xml · derivative · entry 1

Jordan Burt · CIK 0001848461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,229

Underlying: Common Stock · 57,229 shares

Expires not disclosed

F1 · derivative.exercise_price: The price is N/A.

F1 · price: The price is N/A.

F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 28, 2021 Filed Nov 16, 2021 02:52 UTC Amendment
MATHEW SARADirector
OtherCommon Stock Warrant (Right to Buy) · Derivative 199,997 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-21-064621 · doc4a.xml · derivative · entry 2

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 199,997

Underlying: Common Stock · 199,997 shares

Expires 2026-08-20

F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F3 · kind: On November 15, 2021, the Reporting Person filed a Form 4 that inadvertently reported code "P," but should be code "J."

F4 · price: The price is N/A.

F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee.

Read SEC document
September 28, 2021 Filed Nov 16, 2021 02:52 UTC Amendment
MATHEW SARADirector
GrantCommon Stock 296,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064621 · doc4a.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 296,053

F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F1 · deemedExecutionDate: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F1 · price: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F1 · balance_after: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee.

Read SEC document
September 28, 2021 Filed Nov 15, 2021 23:53 UTC
MATHEW SARADirector
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 199,997 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-21-064562 · doc4.xml · derivative · entry 2

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 199,997

Underlying: Common Stock · 199,997 shares

Expires 2026-08-20

F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F3 · price: The price is N/A.

F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee.

Read SEC document
September 28, 2021 Filed Nov 15, 2021 23:53 UTC
MATHEW SARADirector
GrantCommon Stock 296,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064562 · doc4.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 296,053

F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F1 · deemedExecutionDate: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F1 · price: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F1 · balance_after: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.

F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee.

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September 28, 2021 Filed Nov 16, 2021 02:16 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 2,660,020 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-21-064617 · doc4.xml · derivative · entry 3

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 2,660,020

Underlying: Common Stock · 2,660,020 shares

Expires 2026-08-20

F3 · price: The price is N/A.

F1 · balance_after: Is comprised of 3,937,525 shares and 2,660,020 warrants received as a liquidating distribution from NextGen Sponsor LLC. In prior reports, the Reporting Person reported beneficial ownership of 9,375,000 shares of Issuer's Common Stock held by the NextGen Sponsor LLC, of which the Reporting Person is Manager.

F2 · ownership.nature: Shares are held by NGAC GNM Feeder LLC and received as part of a pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes.

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September 28, 2021 Filed Nov 16, 2021 02:16 UTC OtherCommon Stock 3,937,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064617 · doc4.xml · nonDerivative · entry 2

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 3,937,525

F1 · balance_after: Is comprised of 3,937,525 shares and 2,660,020 warrants received as a liquidating distribution from NextGen Sponsor LLC. In prior reports, the Reporting Person reported beneficial ownership of 9,375,000 shares of Issuer's Common Stock held by the NextGen Sponsor LLC, of which the Reporting Person is Manager.

F2 · ownership.nature: Shares are held by NGAC GNM Feeder LLC and received as part of a pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes.

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September 15, 2021 Filed Sep 16, 2021 01:04 UTC PurchaseCommon Stock 27,870 $6.15 $171,400.50
Disclosure

SEC source: 0001209191-21-056289 · doc4.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,870

F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $6.06 to $6.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 01, 2021 Filed Sep 2, 2021 20:30 UTC PurchaseCommon Stock 5,000 $6.65 $33,250.00
Disclosure

SEC source: 0001209191-21-054443 · doc4.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 235,169

F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $6.635 to $6.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares are held by Edward Joseph Rapp TTEE U/A DTD 02/07/2005.

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August 20, 2021 Filed Aug 24, 2021 21:05 UTC GrantCommon Stock 230,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053171 · doc4.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 230,169

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F2 · ownership.nature: Shares are held by Edward Joseph Rapp TTEE U/A DTD 02/07/2005.

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August 20, 2021 Filed Aug 24, 2021 17:04 UTC
Ferber RobertChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 550,248 Not disclosed Strike: $0.02 Not disclosed
Disclosure

SEC source: 0001209191-21-053169 · doc4.xml · derivative · entry 2

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,248

Underlying: Common Stock · 550,248 shares

Expires 2029-06-06

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F3 · price: Received in exchange for a Stock Option to purchase 500,000 shares of Xos Common Stock, of which 218,750 have been exercised.

F2 · derivative.exercise_date: 25% of the stock option vested and became exercisable on April 10, 2020, and thereafter vest as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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August 20, 2021 Filed Aug 24, 2021 17:04 UTC
Ferber RobertChief Technology Officer
GrantCommon Stock 427,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053169 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,971

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

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August 20, 2021 Filed Aug 24, 2021 17:04 UTC
Afemikhe KingsleyChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 775,851 Not disclosed Strike: $0.02 Not disclosed
Disclosure

SEC source: 0001209191-21-053168 · doc4.xml · derivative · entry 2

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,851

Underlying: Common Stock · 775,851 shares

Expires 2030-07-21

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F3 · price: Received in exchange for a Stock Option to purchase 528,750 shares of Xos Common Stock, of which 132,187 have been exercised.

F2 · derivative.exercise_date: 25% of the stock option vested and became exercisable on August 1, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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August 20, 2021 Filed Aug 24, 2021 17:04 UTC
Afemikhe KingsleyChief Financial Officer
GrantCommon Stock 258,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053168 · doc4.xml · nonDerivative · entry 1

Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,615

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

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August 20, 2021 Filed Aug 24, 2021 21:07 UTC
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
SaleCommon Stock 1,000,000 $10.00 $10,000,000.00
Disclosure

SEC source: 0001209191-21-053174 · doc4.xml · nonDerivative · entry 2

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,253,816

F2 · kind: Sold in connection with the subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, substantially concurrently with the closing of the merger, an aggregate of $216,000,000 of the Issuer's shares of common stock, including $10,000,000 of common stock held by the Reporting Person, at a price of $10.00 per share, or an aggregate of 21,600,000 shares of common stock, including 1,000,000 shares of common stock held by the Reporting Person.

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August 20, 2021 Filed Aug 24, 2021 21:07 UTC
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
GrantCommon Stock 24,253,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053174 · doc4.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,253,816

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

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August 20, 2021 Filed Aug 24, 2021 21:06 UTC
Semler DakotaDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 502,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 4

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 502,120

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F4 · ownership.nature: Shares held by GenFleet LLC. Mr. Semler may be deemed to beneficially own securities held by GenFleet, LLC by virtue of his shared control over such entities.

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August 20, 2021 Filed Aug 24, 2021 21:06 UTC
Semler DakotaDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 53,745,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 3

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 53,745,903

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F3 · ownership.nature: Shares held by Emerald Green Trust. Mr. Semler may be deemed to beneficially own securities held by Emerald Green Trust by virtue of his shared control over such entities.

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August 20, 2021 Filed Aug 24, 2021 21:06 UTC
Semler DakotaDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 1,000,000 $10.00 $10,000,000.00
Disclosure

SEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 2

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,884,155

F2 · kind: Sold in connection with the subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, substantially concurrently with the closing of the merger, an aggregate of $216,000,000 of the Issuer's shares of common stock, including $10,000,000 of common stock held by the Reporting Person, at a price of $10.00 per share, or an aggregate of 21,600,000 shares of common stock, including 1,000,000 shares of common stock held by the Reporting Person.

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August 20, 2021 Filed Aug 24, 2021 21:06 UTC
Semler DakotaDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 3,884,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884,155

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.