Last 12 months
Inside the activity.
1 purchase rows · 44 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 1 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2022 Filed Feb 16, 2023 01:03 UTC |
Castaneda JoseVP, Business Development
|
Tax withholdingCommon Stock | 2,152 | $2.58 | $5,552.16 |
DisclosureSEC source: 0001819493-23-000036 · wf-form5_167650937857912.xml · nonDerivative · entry 3 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,149 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 221,679 unvested RSUs from awards previously reported. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 21:13 UTC |
Ferber RobertChief Technology Officer
|
SaleCommon Stock | 50,000 | $3.04 | $152,000.00 |
DisclosureSEC source: 0001209191-22-020661 · doc4.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,971 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.95 to $3.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 21, 2022 Filed Jul 6, 2022 18:37 UTC Amendment |
Ferber RobertChief Technology Officer
|
OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041354 · doc4a.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,971 F1 · kind: Sales previously made on March 21, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 50,000 shares of Common Stock under Reporting Person's 10b5-1 Plan. F1 · price: Sales previously made on March 21, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 50,000 shares of Common Stock under Reporting Person's 10b5-1 Plan. Read SEC document |
| March 10, 2022 Filed Feb 15, 2023 00:45 UTC |
Romero Christen TGeneral Counsel
|
Tax withholdingCommon Stock | 18,299 | $2.59 | $47,394.41 |
DisclosureSEC source: 0001819493-23-000030 · wf-form5_167642189967487.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,235 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. F2 · balance_after: Includes 708,333 unvested RSUs from awards previously reported on Form 3 filed 2/16/2022 and Form 4 filed 7/13/2022. Read SEC document |
| March 10, 2022 Filed Feb 16, 2023 01:03 UTC |
Castaneda JoseVP, Business Development
|
Tax withholdingCommon Stock | 2,152 | $2.59 | $5,573.68 |
DisclosureSEC source: 0001819493-23-000036 · wf-form5_167650937857912.xml · nonDerivative · entry 2 Castaneda Jose · CIK 0001909033 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,149 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's Restricted Stock Unit ("RSU") Award previously reported on Form 3 filed 2/16/2022. Each RSU represents a contingent right to receive one share of common stock upon settlement. F3 · balance_after: Includes 221,679 unvested RSUs from awards previously reported. Read SEC document |
| March 09, 2022 Filed Jul 13, 2022 23:12 UTC |
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
|
Tax withholdingCommon Stock | 8,972 | $2.64 | $23,686.08 |
DisclosureSEC source: 0001209191-22-042077 · doc4.xml · nonDerivative · entry 2 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,266,737 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| March 09, 2022 Filed Jul 13, 2022 23:12 UTC |
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
|
GrantCommon Stock | 21,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042077 · doc4.xml · nonDerivative · entry 1 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,275,709 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs are fully vested as of the grant date. Read SEC document |
| March 09, 2022 Filed Jul 13, 2022 19:11 UTC |
Afemikhe KingsleyChief Financial Officer
|
Tax withholdingCommon Stock | 8,972 | $2.64 | $23,686.08 |
DisclosureSEC source: 0001209191-22-042076 · doc4.xml · nonDerivative · entry 2 Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,536 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| March 09, 2022 Filed Jul 13, 2022 19:11 UTC |
Afemikhe KingsleyChief Financial Officer
|
GrantCommon Stock | 21,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042076 · doc4.xml · nonDerivative · entry 1 Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,508 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs are fully vested as of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:15 UTC |
Romero Christen TGeneral Counsel
|
SaleCommon Stock | 5,000 | $2.36 | $11,800.00 |
DisclosureSEC source: 0001209191-22-014904 · doc4.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,831 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $2.30 to $2.435. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 28, 2022 Filed Jul 13, 2022 23:08 UTC Amendment |
Romero Christen TGeneral Counsel
|
OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042074 · doc4a.xml · nonDerivative · entry 1 Romero Christen T · CIK 0001909055 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,831 F1 · kind: Sales previously made on February 28, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 5,000 shares of Common Stock under Reporting Person's 10b5-1 Plan. F1 · price: Sales previously made on February 28, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 5,000 shares of Common Stock under Reporting Person's 10b5-1 Plan. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:31 UTC |
ANSARI ANOUSHEHDirector
|
GrantRestricted Stock Unit · Derivative | 48,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002996 · doc4.xml · derivative · entry 2 ANSARI ANOUSHEH · CIK 0001136701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,922 Underlying: Common Stock · 48,922 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:31 UTC |
ANSARI ANOUSHEHDirector
|
GrantRestricted Stock Unit · Derivative | 88,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002996 · doc4.xml · derivative · entry 1 ANSARI ANOUSHEH · CIK 0001136701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,060 Underlying: Common Stock · 88,060 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of January 10, 2022 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:32 UTC |
Yake AliceDirector
|
GrantRestricted Stock Unit · Derivative | 48,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002997 · doc4.xml · derivative · entry 2 Jackson Alice K · CIK 0001739230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,922 Underlying: Common Stock · 48,922 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:32 UTC |
Yake AliceDirector
|
GrantRestricted Stock Unit · Derivative | 88,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002997 · doc4.xml · derivative · entry 1 Jackson Alice K · CIK 0001739230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,060 Underlying: Common Stock · 88,060 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of January 10, 2022 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:52 UTC |
RAPP EDWARD JDirector
|
GrantCommon Stock | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000914 · doc4.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:52 UTC |
MATHEW SARADirector
|
GrantCommon Stock | 737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000921 · doc4.xml · nonDerivative · entry 1 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:53 UTC |
Mattson George NDirector
|
GrantCommon Stock | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000925 · doc4.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,010 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:35 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 50,000 | $3.40 | $170,000.00 |
DisclosureSEC source: 0001209191-21-068235 · doc4.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,430 F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $3.35 to $3.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 22:53 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 35,560 | $3.97 | $141,173.20 |
DisclosureSEC source: 0001209191-21-066830 · doc4.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $3.95 to $4.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:42 UTC |
RAPP EDWARD JDirector
|
PurchaseCommon Stock | 100,000 | $4.27 | $426,820.00 |
DisclosureSEC source: 0001209191-21-066161 · doc4.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 335,169 F1 · ownership.nature: Shares are held by the Edward Joseph Rapp TTEE U/A DTD 02/07/2005, of which the Reporting Person is trustee. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 23:37 UTC |
RAPP EDWARD JDirector
|
GrantRestricted Stock Unit · Derivative | 31,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064558 · doc4.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,794 Underlying: Common Stock · 31,794 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 23:37 UTC |
RAPP EDWARD JDirector
|
GrantRestricted Stock Unit · Derivative | 57,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064558 · doc4.xml · derivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,229 Underlying: Common Stock · 57,229 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 02:52 UTC Amendment |
MATHEW SARADirector
|
GrantRestricted Stock Unit · Derivative | 31,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064621 · doc4a.xml · derivative · entry 4 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,794 Underlying: Common Stock · 31,794 shares Expires not disclosed F4 · derivative.exercise_price: The price is N/A. F4 · price: The price is N/A. F7 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F6 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 02:52 UTC Amendment |
MATHEW SARADirector
|
GrantRestricted Stock Unit · Derivative | 57,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064621 · doc4a.xml · derivative · entry 3 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,229 Underlying: Common Stock · 57,229 shares Expires not disclosed F4 · derivative.exercise_price: The price is N/A. F4 · price: The price is N/A. F5 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F6 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 23:53 UTC |
MATHEW SARADirector
|
GrantRestricted Stock Unit · Derivative | 31,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064562 · doc4.xml · derivative · entry 4 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,794 Underlying: Common Stock · 31,794 shares Expires not disclosed F3 · derivative.exercise_price: The price is N/A. F3 · price: The price is N/A. F6 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F5 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 23:53 UTC |
MATHEW SARADirector
|
GrantRestricted Stock Unit · Derivative | 57,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064562 · doc4.xml · derivative · entry 3 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,229 Underlying: Common Stock · 57,229 shares Expires not disclosed F3 · derivative.exercise_price: The price is N/A. F3 · price: The price is N/A. F4 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F5 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 02:16 UTC |
Mattson George NDirector
|
GrantRestricted Stock Unit · Derivative | 31,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064617 · doc4.xml · derivative · entry 5 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,794 Underlying: Common Stock · 31,794 shares Expires not disclosed F3 · derivative.exercise_price: The price is N/A. F3 · price: The price is N/A. F6 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F5 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 02:16 UTC |
Mattson George NDirector
|
GrantRestricted Stock Unit · Derivative | 57,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064617 · doc4.xml · derivative · entry 4 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,229 Underlying: Common Stock · 57,229 shares Expires not disclosed F3 · derivative.exercise_price: The price is N/A. F3 · price: The price is N/A. F4 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F5 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 23:32 UTC |
Jordan BurtDirector
|
GrantRestricted Stock Unit · Derivative | 31,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064555 · doc4.xml · derivative · entry 2 Jordan Burt · CIK 0001848461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,794 Underlying: Common Stock · 31,794 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 23:32 UTC |
Jordan BurtDirector
|
GrantRestricted Stock Unit · Derivative | 57,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064555 · doc4.xml · derivative · entry 1 Jordan Burt · CIK 0001848461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,229 Underlying: Common Stock · 57,229 shares Expires not disclosed F1 · derivative.exercise_price: The price is N/A. F1 · price: The price is N/A. F2 · derivative.exercise_date: The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| September 28, 2021 Filed Nov 16, 2021 02:52 UTC Amendment |
MATHEW SARADirector
|
OtherCommon Stock Warrant (Right to Buy) · Derivative | 199,997 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-21-064621 · doc4a.xml · derivative · entry 2 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 199,997 Underlying: Common Stock · 199,997 shares Expires 2026-08-20 F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F3 · kind: On November 15, 2021, the Reporting Person filed a Form 4 that inadvertently reported code "P," but should be code "J." F4 · price: The price is N/A. F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee. Read SEC document |
| September 28, 2021 Filed Nov 16, 2021 02:52 UTC Amendment |
MATHEW SARADirector
|
GrantCommon Stock | 296,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064621 · doc4a.xml · nonDerivative · entry 1 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 296,053 F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F1 · deemedExecutionDate: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F1 · price: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F1 · balance_after: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee. Read SEC document |
| September 28, 2021 Filed Nov 15, 2021 23:53 UTC |
MATHEW SARADirector
|
PurchaseCommon Stock Warrant (Right to Buy) · Derivative | 199,997 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-21-064562 · doc4.xml · derivative · entry 2 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 199,997 Underlying: Common Stock · 199,997 shares Expires 2026-08-20 F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F3 · price: The price is N/A. F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee. Read SEC document |
| September 28, 2021 Filed Nov 15, 2021 23:53 UTC |
MATHEW SARADirector
|
GrantCommon Stock | 296,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064562 · doc4.xml · nonDerivative · entry 1 MATHEW SARA · CIK 0001192748 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 296,053 F1 · security: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F1 · deemedExecutionDate: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F1 · price: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F1 · balance_after: Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only. F2 · ownership.nature: Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee. Read SEC document |
| September 28, 2021 Filed Nov 16, 2021 02:16 UTC |
Mattson George NDirector
|
OtherCommon Stock Warrant (Right to Buy) · Derivative | 2,660,020 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-21-064617 · doc4.xml · derivative · entry 3 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,660,020 Underlying: Common Stock · 2,660,020 shares Expires 2026-08-20 F3 · price: The price is N/A. F1 · balance_after: Is comprised of 3,937,525 shares and 2,660,020 warrants received as a liquidating distribution from NextGen Sponsor LLC. In prior reports, the Reporting Person reported beneficial ownership of 9,375,000 shares of Issuer's Common Stock held by the NextGen Sponsor LLC, of which the Reporting Person is Manager. F2 · ownership.nature: Shares are held by NGAC GNM Feeder LLC and received as part of a pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes. Read SEC document |
| September 28, 2021 Filed Nov 16, 2021 02:16 UTC |
Mattson George NDirector
|
OtherCommon Stock | 3,937,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064617 · doc4.xml · nonDerivative · entry 2 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 3,937,525 F1 · balance_after: Is comprised of 3,937,525 shares and 2,660,020 warrants received as a liquidating distribution from NextGen Sponsor LLC. In prior reports, the Reporting Person reported beneficial ownership of 9,375,000 shares of Issuer's Common Stock held by the NextGen Sponsor LLC, of which the Reporting Person is Manager. F2 · ownership.nature: Shares are held by NGAC GNM Feeder LLC and received as part of a pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 01:04 UTC |
Mattson George NDirector
|
PurchaseCommon Stock | 27,870 | $6.15 | $171,400.50 |
DisclosureSEC source: 0001209191-21-056289 · doc4.xml · nonDerivative · entry 1 Mattson George N · CIK 0001559238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,870 F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $6.06 to $6.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:30 UTC |
RAPP EDWARD JDirector
|
PurchaseCommon Stock | 5,000 | $6.65 | $33,250.00 |
DisclosureSEC source: 0001209191-21-054443 · doc4.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 235,169 F1 · price: Represents weighted average purchase price. The shares were purchased at prices ranging from $6.635 to $6.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares are held by Edward Joseph Rapp TTEE U/A DTD 02/07/2005. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:05 UTC |
RAPP EDWARD JDirector
|
GrantCommon Stock | 230,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053171 · doc4.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 230,169 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F2 · ownership.nature: Shares are held by Edward Joseph Rapp TTEE U/A DTD 02/07/2005. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:04 UTC |
Ferber RobertChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 550,248 | Not disclosed Strike: $0.02 | Not disclosed |
DisclosureSEC source: 0001209191-21-053169 · doc4.xml · derivative · entry 2 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,248 Underlying: Common Stock · 550,248 shares Expires 2029-06-06 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F3 · price: Received in exchange for a Stock Option to purchase 500,000 shares of Xos Common Stock, of which 218,750 have been exercised. F2 · derivative.exercise_date: 25% of the stock option vested and became exercisable on April 10, 2020, and thereafter vest as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:04 UTC |
Ferber RobertChief Technology Officer
|
GrantCommon Stock | 427,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053169 · doc4.xml · nonDerivative · entry 1 Ferber Robert · CIK 0001878397 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,971 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:04 UTC |
Afemikhe KingsleyChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 775,851 | Not disclosed Strike: $0.02 | Not disclosed |
DisclosureSEC source: 0001209191-21-053168 · doc4.xml · derivative · entry 2 Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,851 Underlying: Common Stock · 775,851 shares Expires 2030-07-21 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F3 · price: Received in exchange for a Stock Option to purchase 528,750 shares of Xos Common Stock, of which 132,187 have been exercised. F2 · derivative.exercise_date: 25% of the stock option vested and became exercisable on August 1, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:04 UTC |
Afemikhe KingsleyChief Financial Officer
|
GrantCommon Stock | 258,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053168 · doc4.xml · nonDerivative · entry 1 Afemikhe Kingsley · CIK 0001877932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,615 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:07 UTC |
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
|
SaleCommon Stock | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001209191-21-053174 · doc4.xml · nonDerivative · entry 2 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,253,816 F2 · kind: Sold in connection with the subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, substantially concurrently with the closing of the merger, an aggregate of $216,000,000 of the Issuer's shares of common stock, including $10,000,000 of common stock held by the Reporting Person, at a price of $10.00 per share, or an aggregate of 21,600,000 shares of common stock, including 1,000,000 shares of common stock held by the Reporting Person. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:07 UTC |
Sordoni GiordanoDirector · Chief Operating Officer · 10% owner
|
GrantCommon Stock | 24,253,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053174 · doc4.xml · nonDerivative · entry 1 Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,253,816 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:06 UTC |
Semler DakotaDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 502,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 4 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 502,120 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F4 · ownership.nature: Shares held by GenFleet LLC. Mr. Semler may be deemed to beneficially own securities held by GenFleet, LLC by virtue of his shared control over such entities. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:06 UTC |
Semler DakotaDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 53,745,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 3 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 53,745,903 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F3 · ownership.nature: Shares held by Emerald Green Trust. Mr. Semler may be deemed to beneficially own securities held by Emerald Green Trust by virtue of his shared control over such entities. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:06 UTC |
Semler DakotaDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 2 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,884,155 F2 · kind: Sold in connection with the subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, substantially concurrently with the closing of the merger, an aggregate of $216,000,000 of the Issuer's shares of common stock, including $10,000,000 of common stock held by the Reporting Person, at a price of $10.00 per share, or an aggregate of 21,600,000 shares of common stock, including 1,000,000 shares of common stock held by the Reporting Person. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:06 UTC |
Semler DakotaDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 3,884,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053173 · doc4.xml · nonDerivative · entry 1 Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,884,155 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.