Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2023 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 5,784 | $1.24 | $7,172.16 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 5 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,479,874 F1 · date: This transaction is being reported late due to administrative oversight. F7 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2023. Read SEC document |
| January 31, 2023 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 3,393 | $1.24 | $4,207.32 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 5 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,314 F1 · date: This transaction is being reported late due to administrative oversight. F7 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2023. Read SEC document |
| January 29, 2023 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 23,414 | $1.26 | $29,501.64 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 5 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,331,675 F3 · date: This transaction is being reported late due to administrative oversight. F7 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2023. Read SEC document |
| January 29, 2023 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 3,590 | $1.26 | $4,523.40 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 5 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,586,278 F1 · date: This transaction is being reported late due to administrative oversight. F6 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2023. Read SEC document |
| January 29, 2023 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 21,177 | $1.26 | $26,683.02 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 4 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,485,658 F1 · date: This transaction is being reported late due to administrative oversight. F6 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2023. Read SEC document |
| January 29, 2023 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 11,029 | $1.26 | $13,896.54 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 4 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,707 F1 · date: This transaction is being reported late due to administrative oversight. F6 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2023. Read SEC document |
| January 03, 2023 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 41,334 | $1.12 | $46,294.08 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 4 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,355,089 F3 · date: This transaction is being reported late due to administrative oversight. F6 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2023. Read SEC document |
| January 03, 2023 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 23,067 | $1.12 | $25,835.04 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 4 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,589,868 F1 · date: This transaction is being reported late due to administrative oversight. F5 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2023. Read SEC document |
| January 03, 2023 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 33,488 | $1.12 | $37,506.56 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 3 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,506,835 F1 · date: This transaction is being reported late due to administrative oversight. F5 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2023. Read SEC document |
| January 03, 2023 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 12,400 | $1.12 | $13,888.00 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 3 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,736 F1 · date: This transaction is being reported late due to administrative oversight. F5 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2023. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 16:11 UTC |
Edick Paul RDirector · See Remarks
|
PurchaseCommon Stock | 20,000 | $1.45 | $29,000.00 |
DisclosureSEC source: 0001867096-22-000131 · wf-form4_167105224000343.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,064 Read SEC document |
| July 28, 2022 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 9,767 | $1.43 | $13,966.81 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 3 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,612,935 F1 · date: This transaction is being reported late due to administrative oversight. F4 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of July 28, 2022. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:14 UTC |
HALKUFF DAWNDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000092 · wf-form4_165480924524079.xml · derivative · entry 2 HALKUFF DAWN · CIK 0001743658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:14 UTC |
HALKUFF DAWNDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000092 · wf-form4_165480924524079.xml · nonDerivative · entry 1 HALKUFF DAWN · CIK 0001743658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:15 UTC | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000094 · wf-form4_165480929594664.xml · derivative · entry 2 BORMANN-KENNEDY BARBARA-JEAN ANNE · CIK 0001635065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
|
| June 08, 2022 Filed Jun 9, 2022 21:15 UTC | GrantCommon Stock | 15,000 | $2.10 | $31,500.00 |
DisclosureSEC source: 0001867096-22-000094 · wf-form4_165480929594664.xml · nonDerivative · entry 1 BORMANN-KENNEDY BARBARA-JEAN ANNE · CIK 0001635065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
|
| June 08, 2022 Filed Jun 9, 2022 21:13 UTC |
Schmid John P.Director
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000091 · wf-form4_165480922056229.xml · derivative · entry 2 Schmid John P. · CIK 0001478916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:13 UTC |
Schmid John P.Director
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000091 · wf-form4_165480922056229.xml · nonDerivative · entry 1 Schmid John P. · CIK 0001478916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,659 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 23:05 UTC |
Kong GarhengDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000097 · wf-form4_165481592522339.xml · derivative · entry 2 Kong Garheng · CIK 0001435183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 23:05 UTC |
Kong GarhengDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000097 · wf-form4_165481592522339.xml · nonDerivative · entry 1 Kong Garheng · CIK 0001435183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,170 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:13 UTC |
JOHNSON JOHNDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000090 · wf-form4_165480920373949.xml · derivative · entry 2 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:13 UTC |
JOHNSON JOHNDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000090 · wf-form4_165480920373949.xml · nonDerivative · entry 1 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,312 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:14 UTC |
PERSKY MARLADirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000093 · wf-form4_165480926305976.xml · derivative · entry 2 PERSKY MARLA · CIK 0001270354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:14 UTC |
PERSKY MARLADirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000093 · wf-form4_165480926305976.xml · nonDerivative · entry 1 PERSKY MARLA · CIK 0001270354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:15 UTC |
SHERMAN JEFFREY WDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001867096-22-000095 · wf-form4_165480931886352.xml · derivative · entry 2 SHERMAN JEFFREY W · CIK 0001230482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-08 F2 · derivative.exercise_date: Such options will vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:15 UTC |
SHERMAN JEFFREY WDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000095 · wf-form4_165480931886352.xml · nonDerivative · entry 1 SHERMAN JEFFREY W · CIK 0001230482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,378 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 8, 2023 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| May 12, 2022 Filed May 13, 2022 16:19 UTC |
Edick Paul RDirector · See Remarks
|
PurchaseCommon Stock | 100,000 | $1.40 | $140,380.00 |
DisclosureSEC source: 0001867096-22-000067 · wf-form4_165247311184773.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,508,064 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 16:28 UTC |
PRESTRELSKI STEVENChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,228 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001867096-22-000025 · wf-form4_164573807798449.xml · derivative · entry 3 PRESTRELSKI STEVEN · CIK 0001744027 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,228 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are fully vested as of the date hereof. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 16:28 UTC |
PRESTRELSKI STEVENChief Scientific Officer
|
SaleCommon Stock | 11,228 | $2.42 | $27,158.29 |
DisclosureSEC source: 0001867096-22-000025 · wf-form4_164573807798449.xml · nonDerivative · entry 2 PRESTRELSKI STEVEN · CIK 0001744027 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,780 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: $2.4188 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.36 to $2.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 16:28 UTC |
PRESTRELSKI STEVENChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,228 | $0.69 | $7,747.32 |
DisclosureSEC source: 0001867096-22-000025 · wf-form4_164573807798449.xml · nonDerivative · entry 1 PRESTRELSKI STEVEN · CIK 0001744027 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 7,497 | $2.11 | $15,818.67 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 3 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,396,423 F3 · date: This transaction is being reported late due to administrative oversight. F5 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2022. Read SEC document |
| January 31, 2022 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 750 | $2.11 | $1,582.50 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 2 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,622,702 F1 · date: This transaction is being reported late due to administrative oversight. F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2022. Read SEC document |
| January 31, 2022 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 4,448 | $2.11 | $9,385.28 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 2 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,540,323 F1 · date: This transaction is being reported late due to administrative oversight. F4 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2022. Read SEC document |
| January 31, 2022 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 2,307 | $2.11 | $4,867.77 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 2 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,136 F1 · date: This transaction is being reported late due to administrative oversight. F4 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2022. Read SEC document |
| January 29, 2022 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 15,692 | $2.11 | $33,110.12 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 2 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,403,920 F3 · date: This transaction is being reported late due to administrative oversight. F4 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2022. Read SEC document |
| January 29, 2022 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 3,460 | $2.11 | $7,300.60 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 1 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,623,452 F1 · date: This transaction is being reported late due to administrative oversight. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January, 29, 2022. Read SEC document |
| January 29, 2022 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 14,037 | $2.11 | $29,618.07 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 1 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,544,771 F1 · date: This transaction is being reported late due to administrative oversight. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2022. F3 · balance_after: These shares include 3,840 shares that were purchased on June 30, 2024 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 29, 2022 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 7,497 | $2.11 | $15,818.67 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 1 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,443 F1 · date: This transaction is being reported late due to administrative oversight. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2022. F3 · balance_after: These shares include 1,080 shares that were purchased on June 30, 2024 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 00:03 UTC |
Pieper StevenSee Remarks
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000012 · wf-form4_164142738024738.xml · nonDerivative · entry 1 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,834 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 2,064 shares that were purchased on June 30, 2021 and 3,559 shares that were purchased on December 31, 2021 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:16 UTC |
Edick Paul RDirector · See Remarks
|
GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000007 · wf-form4_164142455326024.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,064 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:16 UTC |
Shannon John Patrick JrSee Remarks
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000008 · wf-form4_164142456918577.xml · nonDerivative · entry 1 Shannon John Patrick Jr · CIK 0001553595 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,910 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 5,081 shares that were purchased on June 30, 2021 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:16 UTC |
Hecht BethSee Remarks
|
GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000009 · wf-form4_164142458670226.xml · nonDerivative · entry 1 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,821 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 3,000 shares that were purchased on June 30, 2021 and 2,455 shares that were purchased on December 31, 2021 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:17 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000010 · wf-form4_164142460391215.xml · nonDerivative · entry 1 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,865 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 534 shares that were purchased on June 30, 2021 and 748 shares that were purchased on December 31, 2021 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:15 UTC |
PRESTRELSKI STEVENChief Scientific Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-22-000006 · wf-form4_164142453488476.xml · nonDerivative · entry 1 PRESTRELSKI STEVEN · CIK 0001744027 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,780 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:25 UTC |
Edick Paul RDirector · See Remarks
|
PurchaseCommon Stock | 20,000 | $2.28 | $45,664.00 |
DisclosureSEC source: 0001867096-21-000080 · wf-form4_163709769269955.xml · nonDerivative · entry 2 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By: Paul R. Edick 2008 Revocable Trust u/d/t dated 6/25/2018 Disclosed balance after: 33,430 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.275 to $2.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 22:12 UTC |
Shannon John Patrick JrSee Remarks
|
PurchaseCommon Stock | 60,000 | $2.10 | $126,000.00 |
DisclosureSEC source: 0001867096-21-000077 · wf-form4_163675512137122.xml · nonDerivative · entry 2 Shannon John Patrick Jr · CIK 0001553595 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,829 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.09 to $2.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 17:09 UTC |
Edick Paul RDirector · See Remarks
|
PurchaseCommon Stock | 200,000 | $2.08 | $415,760.00 |
DisclosureSEC source: 0001867096-21-000076 · wf-form4_163675494375366.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,064 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:12 UTC |
Shannon John Patrick JrSee Remarks
|
PurchaseCommon Stock | 40,000 | $2.09 | $83,500.00 |
DisclosureSEC source: 0001867096-21-000077 · wf-form4_163675512137122.xml · nonDerivative · entry 1 Shannon John Patrick Jr · CIK 0001553595 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,829 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:06 UTC |
Pieper StevenSee Remarks
|
PurchaseCommon Stock | 25,000 | $2.00 | $49,917.50 |
DisclosureSEC source: 0001867096-21-000075 · wf-form4_163675475052151.xml · nonDerivative · entry 1 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,108 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| October 05, 2021 Filed Oct 5, 2021 23:43 UTC |
Pieper StevenChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 27,891 | Not disclosed Strike: $4.09 | Not disclosed |
DisclosureSEC source: 0000899243-21-039324 · doc4.xml · derivative · entry 7 Pieper Steven · CIK 0001875714 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,891 Underlying: Common Stock · 27,891 shares Expires 2030-12-10 F4 · kind: At the Merger Effective Time, each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Merger Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Merger Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option. F4 · price: At the Merger Effective Time, each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Merger Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Merger Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option. F7 · derivative.exercise_date: 50% of these options shall vest on the first anniversary of the vesting commencement date, with the remaining 50% vesting on the second anniversary of the commencement date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.