Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2024 Filed Jun 5, 2024 20:19 UTC |
SHERMAN JEFFREY WDirector
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-24-000108 · wk-form4_1717618752.xml · nonDerivative · entry 1 SHERMAN JEFFREY W · CIK 0001230482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,380 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| May 10, 2024 Filed May 10, 2024 20:04 UTC |
Schmid John P.Director
|
PurchaseCommon Stock | 5,400 | $1.91 | $10,314.00 |
DisclosureSEC source: 0001867096-24-000067 · wk-form4_1715371447.xml · nonDerivative · entry 1 Schmid John P. · CIK 0001478916 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: The Schmid Family Trust dated August 15, 2017 Disclosed balance after: 16,400 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 18, 2024 Filed Mar 18, 2024 21:32 UTC |
JOHNSON JOHNDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 215,600 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001867096-24-000036 · wk-form4_1710797522.xml · derivative · entry 2 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,600 shares Expires 2029-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options to purchase shares of Xeris Biopharma Holdings Inc. common stock fully vested on October 5, 2021. Read SEC document |
| March 18, 2024 Filed Mar 18, 2024 21:32 UTC |
JOHNSON JOHNDirector
|
Exercise / conversionCommon Stock | 215,600 | $1.99 | $429,044.00 |
DisclosureSEC source: 0001867096-24-000036 · wk-form4_1710797522.xml · nonDerivative · entry 1 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 751,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Apr 1, 2024 21:45 UTC |
Kong GarhengDirector
|
OtherCommon Stock | 6,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001867096-24-000041 · wk-form4_1712007900.xml · nonDerivative · entry 1 Kong Garheng · CIK 0001435183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,144 F1 · kind: Keveyis Sales 2023 Milestone achieved resulting in the settlement of the related Contingent Value Right ("CVR") in shares of Xeris Biopharma Holdings, Inc. (the "Company")'s Common Stock. F2 · shares: The reporting person's right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on October 5, 2021, the effective time of the Merger (as defined below), pursuant to the transaction agreement dated as of May 24, 2021 by and among Xeris Pharmaceuticals, Inc. ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), the Issuer ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), where HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge, and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger"). F3 · price: The number of shares of Common Stock for the CVR is equal to the product (A) $0.25 divided by the volume weighted average price for the Company's Common Stock as reported by Nasdaq for the ten (10) Trading Days immediately prior to October 5, 2021 and (B) the number of CVRs held by the holder as reflected on the CVR Register. Read SEC document |
| March 15, 2024 Filed Apr 1, 2024 21:43 UTC |
JOHNSON JOHNDirector
|
OtherCommon Stock | 89,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001867096-24-000039 · wk-form4_1712007768.xml · nonDerivative · entry 1 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 840,983 F1 · kind: Keveyis Sales 2023 Milestone achieved resulting in the settlement of the related Contingent Value Right ("CVR") in shares of Xeris Biopharma Holdings, Inc. (the "Company")'s Common Stock. F2 · shares: The reporting person's right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on October 5, 2021, the effective time of the Merger (as defined below), pursuant to the transaction agreement dated as of May 24, 2021 by and among Xeris Pharmaceuticals, Inc. ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), the Issuer ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), where HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge, and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger"). F3 · price: The number of shares of Common Stock for the CVR is equal to the product (A) $0.25 divided by the volume weighted average price for the Company's Common Stock as reported by Nasdaq for the ten (10) Trading Days immediately prior to October 5, 2021 and (B) the number of CVRs held by the holder as reflected on the CVR Register. Read SEC document |
| March 15, 2024 Filed Apr 11, 2024 20:05 UTC |
SHERMAN JEFFREY WDirector
|
OtherCommon Stock | 6,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001867096-24-000043 · wk-form4_1712865937.xml · nonDerivative · entry 1 SHERMAN JEFFREY W · CIK 0001230482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,380 F1 · kind: Keveyis Sales 2023 Milestone achieved resulting in the settlement of the related Contingent Value Right ("CVR") in shares of Xeris Biopharma Holdings, Inc. (the "Company")'s Common Stock. F2 · shares: The reporting person's right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on October 5, 2021, the effective time of the Merger (as defined below), pursuant to the transaction agreement dated as of May 24, 2021 by and among Xeris Pharmaceuticals, Inc. ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), the Issuer ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), where HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge, and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger"). F3 · price: The number of shares of Common Stock for the CVR is equal to the product (A) $0.25 divided by the volume weighted average price for the Company's Common Stock as reported by Nasdaq for the ten (10) Trading Days immediately prior to October 5, 2021 and (B) the number of CVRs held by the holder as reflected on the CVR Register. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 01:03 UTC |
Schmid John P.Director
|
PurchaseCommon Stock | 4,500 | $2.16 | $9,720.00 |
DisclosureSEC source: 0001867096-24-000034 · wk-form4_1710464612.xml · nonDerivative · entry 2 Schmid John P. · CIK 0001478916 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: The Schmid Family Trust dated August 15, 2017 Disclosed balance after: 11,000 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 31, 2024 Filed Jan 31, 2024 22:05 UTC |
Pieper StevenSee Remarks
|
GrantCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-24-000018 · wk-form4_1706738714.xml · nonDerivative · entry 1 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626,912 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 31, 2024 Filed Jan 31, 2024 17:04 UTC |
Edick Paul RDirector · See Remarks
|
GrantStock Appreciation Right · Derivative | 500,000 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001867096-24-000014 · wk-form4_1706738662.xml · derivative · entry 3 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2026-03-03 F3 · derivative.exercise_date: The award will vest in full on the two-year anniversary of the grant date. F4 · derivative.underlying: Upon exercise, the Stock Appreciation Right will be settled in cash. Read SEC document |
| January 31, 2024 Filed Jan 31, 2024 17:04 UTC |
Edick Paul RDirector · See Remarks
|
GrantCommon Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-24-000014 · wk-form4_1706738662.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,788,064 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 31, 2024 Filed Jan 31, 2024 22:05 UTC |
Shannon John Patrick JrSee Remarks
|
GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-24-000017 · wk-form4_1706738697.xml · nonDerivative · entry 1 Shannon John Patrick Jr · CIK 0001553595 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,158,575 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 31, 2024 Filed Jan 31, 2024 22:04 UTC |
Hecht BethSee Remarks
|
GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-24-000015 · wk-form4_1706738674.xml · nonDerivative · entry 1 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,554,968 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 7,210 shares that were purchased on June 30, 2023 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 31, 2024 Filed Jan 31, 2024 17:04 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-24-000016 · wk-form4_1706738685.xml · nonDerivative · entry 1 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,860 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 2,077 shares that were purchased on June 30, 2023 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 31, 2024 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 110,750 | $2.46 | $272,445.00 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 9 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,148,061 F3 · date: This transaction is being reported late due to administrative oversight. F11 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2024. Read SEC document |
| January 31, 2024 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 110,750 | $2.46 | $272,445.00 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 10 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,437,104 F1 · date: This transaction is being reported late due to administrative oversight. F11 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2024. Read SEC document |
| January 31, 2024 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 45,909 | $2.46 | $112,936.14 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 8 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,380,802 F1 · date: This transaction is being reported late due to administrative oversight. F10 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2024. Read SEC document |
| January 31, 2024 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 15,131 | $2.46 | $37,222.26 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 8 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,036 F1 · date: This transaction is being reported late due to administrative oversight. F10 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2024. Read SEC document |
| January 29, 2024 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 22,150 | $2.66 | $58,919.00 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 8 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,258,811 F3 · date: This transaction is being reported late due to administrative oversight. F10 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2024. Read SEC document |
| January 29, 2024 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 4,379 | $2.66 | $11,648.14 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 9 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,547,854 F1 · date: This transaction is being reported late due to administrative oversight. F10 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2024. Read SEC document |
| January 29, 2024 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 19,675 | $2.66 | $52,335.50 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 7 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,426,711 F1 · date: This transaction is being reported late due to administrative oversight. F9 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2024. Read SEC document |
| January 29, 2024 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 10,747 | $2.66 | $28,587.02 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 7 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,167 F1 · date: This transaction is being reported late due to administrative oversight. F9 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 29, 2024. Read SEC document |
| January 03, 2024 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 40,834 | $2.24 | $91,468.16 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 7 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,280,961 F3 · date: This transaction is being reported late due to administrative oversight. F9 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2024. Read SEC document |
| January 03, 2024 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 23,067 | $2.24 | $51,670.08 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 8 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,552,233 F1 · date: This transaction is being reported late due to administrative oversight. F9 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2024. Read SEC document |
| January 03, 2024 Filed Aug 9, 2024 20:07 UTC |
Hecht BethSee Remarks
|
Tax withholdingCommon Stock | 33,488 | $2.24 | $75,013.12 |
DisclosureSEC source: 0001867096-24-000170 · wk-form4_1723234030.xml · nonDerivative · entry 6 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,446,386 F1 · date: This transaction is being reported late due to administrative oversight. F8 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2024. Read SEC document |
| January 03, 2024 Filed Aug 9, 2024 16:07 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
Tax withholdingCommon Stock | 12,400 | $2.24 | $27,776.00 |
DisclosureSEC source: 0001867096-24-000169 · wk-form4_1723234020.xml · nonDerivative · entry 6 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,914 F1 · date: This transaction is being reported late due to administrative oversight. F8 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 3, 2024. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 21:09 UTC |
SHERMAN JEFFREY WDirector
|
PurchaseCommon Stock | 5,400 | $1.87 | $10,098.00 |
DisclosureSEC source: 0001867096-23-000154 · wk-form4_1701292127.xml · nonDerivative · entry 2 SHERMAN JEFFREY W · CIK 0001230482 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: JEFFREY W SHERMAN LIVING TRUST U/A DTD 03/21/2001 Disclosed balance after: 5,400 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:16 UTC |
Pieper StevenSee Remarks
|
PurchaseCommon Stock | 28,000 | $1.95 | $54,600.00 |
DisclosureSEC source: 0001867096-23-000149 · wk-form4_1700601408.xml · nonDerivative · entry 1 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,176,912 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.92 to $1.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:20 UTC |
HALKUFF DAWNDirector
|
PurchaseCommon Stock | 5,410 | $1.84 | $9,954.40 |
DisclosureSEC source: 0001867096-23-000151 · wk-form4_1700601584.xml · nonDerivative · entry 2 HALKUFF DAWN · CIK 0001743658 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By; DAWN HALKUFF REVOCABLE TRUST U/A DTD 08/25/2017 Disclosed balance after: 5,410 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 22:58 UTC |
Shannon John Patrick JrSee Remarks
|
PurchaseCommon Stock | 30,769 | $1.64 | $50,399.62 |
DisclosureSEC source: 0001867096-23-000145 · wk-form4_1700261903.xml · nonDerivative · entry 1 Shannon John Patrick Jr · CIK 0001553595 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,408,575 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.6250 to $1.6400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 23:35 UTC |
Schmid John P.Director
|
PurchaseCommon Stock | 6,500 | $1.51 | $9,815.00 |
DisclosureSEC source: 0001867096-23-000147 · wk-form4_1700264146.xml · nonDerivative · entry 2 Schmid John P. · CIK 0001478916 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: The Schmid Family Trust dated August 15, 2017 Disclosed balance after: 6,500 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 21:13 UTC |
PERSKY MARLADirector
|
PurchaseCommon Stock | 6,370 | $1.58 | $10,057.59 |
DisclosureSEC source: 0001867096-23-000143 · wk-form4_1700082785.xml · nonDerivative · entry 2 PERSKY MARLA · CIK 0001270354 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Marla Susan Persky Revocable Trust u/a dated 9/23/2000 Disclosed balance after: 6,370 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 09, 2023 Filed Aug 9, 2023 18:57 UTC |
Edick Paul RDirector · See Remarks
|
PurchaseCommon Stock | 10,000 | $2.38 | $23,794.00 |
DisclosureSEC source: 0001867096-23-000117 · wk-form4_1691621818.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,288,064 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.365 to $2.3899, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 28, 2023 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 10,200 | $2.53 | $25,806.00 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 7 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,575,300 F1 · date: This transaction is being reported late due to administrative oversight. F8 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of July 28, 2023. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 20:58 UTC |
HALKUFF DAWNDirector
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000097 · wk-form4_1686171475.xml · nonDerivative · entry 1 HALKUFF DAWN · CIK 0001743658 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,500 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 21:02 UTC | GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000103 · wk-form4_1686171739.xml · nonDerivative · entry 1 BORMANN-KENNEDY BARBARA-JEAN ANNE · CIK 0001635065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,500 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
|
| June 07, 2023 Filed Jun 7, 2023 20:55 UTC |
Schmid John P.Director
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000093 · wk-form4_1686171315.xml · nonDerivative · entry 1 Schmid John P. · CIK 0001478916 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,159 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 21:00 UTC |
Kong GarhengDirector
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000101 · wk-form4_1686171645.xml · nonDerivative · entry 1 Kong Garheng · CIK 0001435183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,670 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 20:59 UTC |
JOHNSON JOHNDirector
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000099 · wk-form4_1686171564.xml · nonDerivative · entry 1 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,812 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 20:56 UTC |
PERSKY MARLADirector
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000095 · wk-form4_1686171393.xml · nonDerivative · entry 1 PERSKY MARLA · CIK 0001270354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,500 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 20:52 UTC |
SHERMAN JEFFREY WDirector
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000091 · wk-form4_1686171118.xml · nonDerivative · entry 1 SHERMAN JEFFREY W · CIK 0001230482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,878 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 16:53 UTC |
Fairley Ricki LouiseDirector
|
GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000050 · wf-form4_168012321668743.xml · nonDerivative · entry 1 Fairley Ricki Louise · CIK 0001971350 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 21:13 UTC |
Pieper StevenSee Remarks
|
GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000022 · wf-form4_167528596828835.xml · nonDerivative · entry 1 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148,912 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 7,544 shares that were purchased on June 30, 2022 and 2,534 shares that were purchased on December 31, 2022 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 16:13 UTC |
Edick Paul RDirector · See Remarks
|
GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000023 · wf-form4_167528599539937.xml · nonDerivative · entry 1 Edick Paul R · CIK 0001531178 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,278,064 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 21:13 UTC |
Shannon John Patrick JrSee Remarks
|
GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000024 · wf-form4_167528602235679.xml · nonDerivative · entry 1 Shannon John Patrick Jr · CIK 0001553595 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,806 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 8,896 shares that were purchased on June 30, 2022 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 21:12 UTC |
Hecht BethSee Remarks
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000020 · wf-form4_167528592477189.xml · nonDerivative · entry 1 Hecht Beth · CIK 0001652410 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,758 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 5,039 shares that were purchased on June 30, 2022 and 5,898 shares that were purchased on December 31, 2022 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 16:12 UTC |
JOHNSON KENNETH ERLANDSee Remarks
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000019 · wf-form4_167528590383194.xml · nonDerivative · entry 1 JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,783 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. F2 · balance_after: These shares include 1,460 shares that were purchased on June 30, 2022 and 1,700 shares that were purchased on December 31, 2022 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 16:12 UTC |
PRESTRELSKI STEVENChief Scientific Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001867096-23-000021 · wf-form4_167528594232700.xml · nonDerivative · entry 1 PRESTRELSKI STEVEN · CIK 0001744027 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,780 F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years. Read SEC document |
| January 31, 2023 Filed Aug 2, 2024 21:22 UTC |
Shannon John Patrick JrDirector · See Remarks
|
Tax withholdingCommon Stock | 9,880 | $1.24 | $12,251.20 |
DisclosureSEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 6 Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,321,795 F3 · date: This transaction is being reported late due to administrative oversight. F8 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2023. Read SEC document |
| January 31, 2023 Filed Aug 9, 2024 20:06 UTC |
Pieper StevenSee Remarks
|
Tax withholdingCommon Stock | 778 | $1.24 | $964.72 |
DisclosureSEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 6 Pieper Steven · CIK 0001875714 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,585,500 F1 · date: This transaction is being reported late due to administrative oversight. F7 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of January 31, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.