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Nasdaq · USD

XERS

Xeris Biopharma Holdings, Inc.

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Tapewire entity
4670
SEC CIK
0001867096
Parsed reports
172

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202603
Feb 202601
Mar 202603
Apr 202601
May 202601
Jun 202605
Jul 202604
Aug 202603
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 16, 2025 20:26 UTC
McCulloch KevinSee Remarks
PurchaseCommon Stock 25,000 $4.38 $109,475.00
Disclosure

SEC source: 0001867096-25-000118 · wk-form4_1750105556.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,708,585

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.3750 to $4.380, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 23:03 UTC
HALKUFF DAWNDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000112 · wk-form4_1749078211.xml · nonDerivative · entry 1

HALKUFF DAWN · CIK 0001743658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 23:07 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000116 · wk-form4_1749078438.xml · nonDerivative · entry 1

BORMANN-KENNEDY BARBARA-JEAN ANNE · CIK 0001635065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 22:59 UTC
Kong GarhengDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000106 · wk-form4_1749077962.xml · nonDerivative · entry 1

Kong Garheng · CIK 0001435183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,144

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 23:01 UTC
JOHNSON JOHNDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000108 · wk-form4_1749078084.xml · nonDerivative · entry 1

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,983

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 23:05 UTC
PERSKY MARLADirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000114 · wk-form4_1749078308.xml · nonDerivative · entry 1

PERSKY MARLA · CIK 0001270354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 23:02 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000110 · wk-form4_1749078146.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,380

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:20 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 733 $5.15 $3,774.95
Disclosure

SEC source: 0001867096-25-000060 · wk-form4_1743711598.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,683,585

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of April 2, 2025.

Read SEC document
March 28, 2025 Filed Mar 28, 2025 20:45 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000058 · wk-form4_1743194694.xml · nonDerivative · entry 1

Brady James Aloysius · CIK 0001916987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years, subject to continued service on the Company's Board of Directors through such vesting date.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 21:31 UTC
Hecht BethSee Remarks
SaleCommon Stock 40,000 $5.43 $217,244.00
Disclosure

SEC source: 0001867096-25-000047 · wk-form4_1742592654.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,353,510

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.380 to $5.475, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
McCulloch KevinSee Remarks
GrantStock Appreciation Right · Derivative 500,000 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001867096-25-000027 · wk-form4_1738629632.xml · derivative · entry 6

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This stock appreciation right granted under the Company's 2018 Stock Option and Incentive Plan will vest in full on the second anniversary of the January 31, 2025 grant date, subject to continued service with the company through the vesting date.

F5 · derivative.underlying: Upon exercise, the stock appreciation right will be settled in cash.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
McCulloch KevinSee Remarks
GrantCommon Stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000027 · wk-form4_1738629632.xml · nonDerivative · entry 3

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684,318

F2 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 48,834 $3.56 $173,849.04
Disclosure

SEC source: 0001867096-25-000027 · wk-form4_1738629632.xml · nonDerivative · entry 2

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499,318

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 29,300 $3.56 $104,308.00
Disclosure

SEC source: 0001867096-25-000027 · wk-form4_1738629632.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,548,152

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Pieper StevenSee Remarks
GrantStock Appreciation Right · Derivative 300,000 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001867096-25-000024 · wk-form4_1738629566.xml · derivative · entry 4

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2027-03-02

F3 · derivative.exercise_date: This stock appreciation right granted under the Company's 2018 Stock Option and Incentive Plan will vest in full on the second anniversary of the January 31, 2025 grant date, subject to continued service with the company through the vesting date.

F4 · derivative.underlying: Upon exercise, the stock appreciation right will be settled in cash.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Pieper StevenSee Remarks
GrantCommon Stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000024 · wk-form4_1738629566.xml · nonDerivative · entry 3

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,417,561

F2 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 66,450 $3.56 $236,562.00
Disclosure

SEC source: 0001867096-25-000024 · wk-form4_1738629566.xml · nonDerivative · entry 2

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232,561

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 110,750 $3.56 $394,270.00
Disclosure

SEC source: 0001867096-25-000024 · wk-form4_1738629566.xml · nonDerivative · entry 1

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299,011

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
Shannon John Patrick JrDirector · See Remarks
GrantStock Appreciation Right · Derivative 600,000 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001867096-25-000026 · wk-form4_1738629606.xml · derivative · entry 4

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2027-03-02

F3 · derivative.exercise_date: This stock appreciation right granted under the Company's 2018 Stock Option and Incentive Plan will vest in full on the second anniversary of the January 31, 2025 grant date, subject to continued service with the company through the vesting date.

F4 · derivative.underlying: Upon exercise, the stock appreciation right will be settled in cash.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
Shannon John Patrick JrDirector · See Remarks
GrantCommon Stock 800,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000026 · wk-form4_1738629606.xml · nonDerivative · entry 3

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,687,118

F2 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 110,750 $3.56 $394,270.00
Disclosure

SEC source: 0001867096-25-000026 · wk-form4_1738629606.xml · nonDerivative · entry 2

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,887,118

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:40 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 110,750 $3.56 $394,270.00
Disclosure

SEC source: 0001867096-25-000026 · wk-form4_1738629606.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,997,868

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Hecht BethSee Remarks
GrantStock Appreciation Right · Derivative 300,000 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001867096-25-000025 · wk-form4_1738629587.xml · derivative · entry 4

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2027-03-02

F3 · derivative.exercise_date: This stock appreciation right granted under the Company's 2018 Stock Option and Incentive Plan will vest in full on the second anniversary of the January 31, 2025 grant date, subject to continued service with the company through the vesting date.

F4 · derivative.underlying: Upon exercise, the stock appreciation right will be settled in cash.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Hecht BethSee Remarks
GrantCommon Stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000025 · wk-form4_1738629587.xml · nonDerivative · entry 3

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,393,510

F2 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Hecht BethSee Remarks
Tax withholdingCommon Stock 98,375 $3.56 $350,215.00
Disclosure

SEC source: 0001867096-25-000025 · wk-form4_1738629587.xml · nonDerivative · entry 2

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,208,510

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 00:39 UTC
Hecht BethSee Remarks
Tax withholdingCommon Stock 45,909 $3.56 $163,436.04
Disclosure

SEC source: 0001867096-25-000025 · wk-form4_1738629587.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306,885

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 19:39 UTC Tax withholdingCommon Stock 25,842 $3.56 $91,997.52
Disclosure

SEC source: 0001867096-25-000023 · wk-form4_1738629545.xml · nonDerivative · entry 2

JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,446

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 19:39 UTC Tax withholdingCommon Stock 15,476 $3.56 $55,094.56
Disclosure

SEC source: 0001867096-25-000023 · wk-form4_1738629545.xml · nonDerivative · entry 1

JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,288

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2025.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:42 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 24,501 $3.61 $88,448.61
Disclosure

SEC source: 0001867096-25-000014 · wk-form4_1736286172.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,577,452

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units vested as of January 3, 2025.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:42 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 32,059 $3.61 $115,732.99
Disclosure

SEC source: 0001867096-25-000012 · wk-form4_1736286119.xml · nonDerivative · entry 1

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,409,761

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units vested as of January 3, 2025.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:43 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 39,443 $3.61 $142,389.23
Disclosure

SEC source: 0001867096-25-000015 · wk-form4_1736286205.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,108,618

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units vested as of January 3, 2025.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:40 UTC
Hecht BethSee Remarks
Tax withholdingCommon Stock 32,039 $3.61 $115,660.79
Disclosure

SEC source: 0001867096-25-000011 · wk-form4_1736286048.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,794

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units vested as of January 3, 2025.

F2 · balance_after: Includes 4,031 shares acquired on December 31, 2024 under the Xeris Pharmaceuticals, Inc. 2018 Employee Stock Purchase Plan, as amended.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 16:42 UTC Tax withholdingCommon Stock 12,401 $3.61 $44,767.61
Disclosure

SEC source: 0001867096-25-000013 · wk-form4_1736286143.xml · nonDerivative · entry 1

JOHNSON KENNETH ERLAND · CIK 0001743774 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,764

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units vested as of January 3, 2025.

F2 · balance_after: Includes 1,129 shares acquired on December 31, 2024 under the Xeris Pharmaceuticals, Inc. 2018 Employee Stock Purchase Plan, as amended.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:00 UTC
Pieper StevenSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 2,640 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001867096-24-000190 · wk-form4_1732658421.xml · derivative · entry 3

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,640 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person received the stock options on June 12, 2017 pursuant to an award under the Company's 2011 Stock Option/Stock Issuance Plan. The options vested in four equal installments on June 2018, 2019, 2021, and 2021.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:00 UTC
Pieper StevenSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 16,843 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001867096-24-000190 · wk-form4_1732658421.xml · derivative · entry 2

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,843 shares

Expires 2027-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person received the stock options on February 7, 2017 pursuant to an award under the Company's 2011 Stock Option/Stock Issuance Plan. The options vested in four equal installments on February 2018, 2019, 2021, and 2021.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:00 UTC
Pieper StevenSee Remarks
Exercise / conversionCommon Stock 19,483 $1.55 $30,198.65
Disclosure

SEC source: 0001867096-24-000190 · wk-form4_1732658421.xml · nonDerivative · entry 1

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,441,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2024 Filed Aug 13, 2024 20:15 UTC PurchaseCommon Stock 4,515 $2.25 $10,147.01
Disclosure

SEC source: 0001867096-24-000176 · wk-form4_1723580007.xml · nonDerivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: The Schmid Family Trust dated August 15, 2017

Disclosed balance after: 25,200

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 22:28 UTC PurchaseCommon Stock 4,285 $2.37 $10,134.03
Disclosure

SEC source: 0001867096-24-000173 · wk-form4_1723501724.xml · nonDerivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: The Schmid Family Trust dated August 15, 2017

Disclosed balance after: 20,685

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 01, 2024 Filed Aug 2, 2024 21:22 UTC
McCulloch KevinSee Remarks
GrantStock Appreciation Right · Derivative 200,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001867096-24-000144 · wk-form4_1722633751.xml · derivative · entry 2

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: The award will vest in full on the two-year anniversary of the grant date.

F2 · derivative.underlying_shares: Upon exercise, the Stock Appreciation Right will be settled in cash.

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August 01, 2024 Filed Aug 2, 2024 21:22 UTC
McCulloch KevinSee Remarks
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000144 · wk-form4_1722633751.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601,953

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August 01, 2024 Filed Aug 2, 2024 21:22 UTC
Shannon John Patrick JrDirector · See Remarks
GrantStock Appreciation Right · Derivative 300,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · derivative · entry 10

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2026-09-01

F12 · derivative.exercise_date: The award will vest in full on the two-year anniversary of the grant date.

F13 · derivative.underlying_shares: Upon exercise, the Stock Appreciation Right will be settled in cash.

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August 01, 2024 Filed Aug 2, 2024 21:22 UTC
Shannon John Patrick JrDirector · See Remarks
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000145 · wk-form4_1722633763.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,419,612

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years.

F2 · balance_after: These shares include 11,037 shares that were purchased on June 30, 2024, due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan.

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July 28, 2024 Filed Aug 9, 2024 20:06 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 14,767 $2.61 $38,541.87
Disclosure

SEC source: 0001867096-24-000168 · wk-form4_1723234008.xml · nonDerivative · entry 11

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,337

F1 · date: This transaction is being reported late due to administrative oversight.

F12 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested as of July 28, 2024.

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June 05, 2024 Filed Jun 5, 2024 16:19 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000109 · wk-form4_1717618766.xml · nonDerivative · entry 1

Fairley Ricki Louise · CIK 0001971350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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June 05, 2024 Filed Jun 5, 2024 20:18 UTC
HALKUFF DAWNDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000103 · wk-form4_1717618682.xml · nonDerivative · entry 1

HALKUFF DAWN · CIK 0001743658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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June 05, 2024 Filed Jun 5, 2024 20:19 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000107 · wk-form4_1717618739.xml · nonDerivative · entry 1

BORMANN-KENNEDY BARBARA-JEAN ANNE · CIK 0001635065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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June 05, 2024 Filed Jun 5, 2024 20:19 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000110 · wk-form4_1717618781.xml · nonDerivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,159

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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June 05, 2024 Filed Jun 5, 2024 20:18 UTC
Kong GarhengDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000104 · wk-form4_1717618697.xml · nonDerivative · entry 1

Kong Garheng · CIK 0001435183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,144

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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June 05, 2024 Filed Jun 5, 2024 20:18 UTC
JOHNSON JOHNDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000106 · wk-form4_1717618723.xml · nonDerivative · entry 1

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,983

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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June 05, 2024 Filed Jun 5, 2024 20:18 UTC
PERSKY MARLADirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000105 · wk-form4_1717618710.xml · nonDerivative · entry 1

PERSKY MARLA · CIK 0001270354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.