Tapewire

Nasdaq · USD

XERS

Xeris Biopharma Holdings, Inc.

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Tapewire entity
4670
SEC CIK
0001867096
Parsed reports
172

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202603
Feb 202601
Mar 202603
Apr 202601
May 202601
Jun 202605
Jul 202604
Aug 202603
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2026 Filed Feb 2, 2026 23:12 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 27,319 $7.36 $201,067.84
Disclosure

SEC source: 0002031695-26-000004 · wk-form4_1770073970.xml · nonDerivative · entry 4

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,727,827

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:12 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 30,289 $7.36 $222,927.04
Disclosure

SEC source: 0002031695-26-000004 · wk-form4_1770073970.xml · nonDerivative · entry 3

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,755,146

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:12 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 68,454 $7.36 $503,821.44
Disclosure

SEC source: 0002031695-26-000004 · wk-form4_1770073970.xml · nonDerivative · entry 2

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,785,435

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:12 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 27,319 $7.36 $201,067.84
Disclosure

SEC source: 0001875714-26-000002 · wk-form4_1770073937.xml · nonDerivative · entry 4

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,367,013

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:12 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 66,450 $7.36 $489,072.00
Disclosure

SEC source: 0001875714-26-000002 · wk-form4_1770073937.xml · nonDerivative · entry 3

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,332

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:12 UTC
Pieper StevenSee Remarks
Tax withholdingCommon Stock 111,765 $7.36 $822,590.40
Disclosure

SEC source: 0001875714-26-000002 · wk-form4_1770073937.xml · nonDerivative · entry 2

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,460,782

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:13 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 110,750 $7.36 $815,120.00
Disclosure

SEC source: 0001553595-26-000004 · wk-form4_1770073996.xml · nonDerivative · entry 4

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,935,578

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:13 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 111,621 $7.36 $821,530.56
Disclosure

SEC source: 0001553595-26-000004 · wk-form4_1770073996.xml · nonDerivative · entry 3

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,046,328

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:13 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 118,134 $7.36 $869,466.24
Disclosure

SEC source: 0001553595-26-000004 · wk-form4_1770073996.xml · nonDerivative · entry 2

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,157,949

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:11 UTC
Hecht BethSee Remarks
Tax withholdingCommon Stock 24,266 $7.36 $178,597.76
Disclosure

SEC source: 0001652410-26-000004 · wk-form4_1770073868.xml · nonDerivative · entry 4

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259,841

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:11 UTC
Hecht BethSee Remarks
Tax withholdingCommon Stock 46,914 $7.36 $345,287.04
Disclosure

SEC source: 0001652410-26-000004 · wk-form4_1770073868.xml · nonDerivative · entry 3

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,284,107

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 23:11 UTC
Hecht BethSee Remarks
Tax withholdingCommon Stock 98,375 $7.36 $724,040.00
Disclosure

SEC source: 0001652410-26-000004 · wk-form4_1770073868.xml · nonDerivative · entry 2

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,331,021

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of January 31, 2026.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 18:11 UTC
Nguyen Anh TuSee Remarks
GrantStock Option (Right to Buy) · Derivative 162,162 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0002058704-26-000002 · wk-form4_1770073911.xml · derivative · entry 4

Nguyen Anh Tu · CIK 0002058704 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,162

Underlying: Common Stock · 162,162 shares

Expires 2036-01-30

F4 · derivative.exercise_date: These stock options were acquired pursuant to a grant under the Plan. These stock options shall vest in equal annual installments over three years, subject to continued service through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 18:11 UTC
Nguyen Anh TuSee Remarks
GrantCommon Stock 121,293 $0.00 $0.00
Disclosure

SEC source: 0002058704-26-000002 · wk-form4_1770073911.xml · nonDerivative · entry 1

Nguyen Anh Tu · CIK 0002058704 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,323

F1 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years, subject to continued employment through such vesting date.

F2 · balance_after: Includes 3,030 shares acquired on December 31, 2025 under the issuer's 2018 Employee Stock Purchase Plan, as amended.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:12 UTC
McCulloch KevinSee Remarks
GrantStock Option (Right to Buy) · Derivative 225,225 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0002031695-26-000004 · wk-form4_1770073970.xml · derivative · entry 6

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,225

Underlying: Common Stock · 225,225 shares

Expires 2036-01-30

F4 · derivative.exercise_date: These stock options were acquired pursuant to a grant under the Plan. These stock options shall vest in equal annual installments over three years, subject to continued service through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:12 UTC
McCulloch KevinSee Remarks
GrantCommon Stock 168,463 $0.00 $0.00
Disclosure

SEC source: 0002031695-26-000004 · wk-form4_1770073970.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,853,889

F1 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years, subject to continued employment through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:12 UTC
Pieper StevenSee Remarks
GrantStock Option (Right to Buy) · Derivative 207,207 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001875714-26-000002 · wk-form4_1770073937.xml · derivative · entry 5

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,207

Underlying: Common Stock · 207,207 shares

Expires 2036-01-30

F3 · derivative.exercise_date: These stock options were acquired pursuant to a grant under the Plan. These stock options shall vest in equal annual installments over three years, subject to continued service through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:12 UTC
Pieper StevenSee Remarks
GrantCommon Stock 154,986 $0.00 $0.00
Disclosure

SEC source: 0001875714-26-000002 · wk-form4_1770073937.xml · nonDerivative · entry 1

Pieper Steven · CIK 0001875714 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,547

F1 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years, subject to continued employment through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:13 UTC
Shannon John Patrick JrDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 639,639 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001553595-26-000004 · wk-form4_1770073996.xml · derivative · entry 5

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,639

Underlying: Common Stock · 639,639 shares

Expires 2036-01-30

F3 · derivative.exercise_date: These stock options were acquired pursuant to a grant under the Plan. These stock options shall vest in equal annual installments over three years, subject to continued service through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:13 UTC
Shannon John Patrick JrDirector · See Remarks
GrantCommon Stock 478,436 $0.00 $0.00
Disclosure

SEC source: 0001553595-26-000004 · wk-form4_1770073996.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276,083

F1 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years, subject to continued employment through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:11 UTC
Hecht BethSee Remarks
GrantStock Option (Right to Buy) · Derivative 162,162 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001652410-26-000004 · wk-form4_1770073868.xml · derivative · entry 6

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,162

Underlying: Common Stock · 162,162 shares

Expires 2036-01-30

F5 · derivative.exercise_date: These stock options were acquired pursuant to a grant under the Plan. These stock options shall vest in equal annual installments over three years, subject to continued service through such vesting date.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:11 UTC
Hecht BethSee Remarks
GrantCommon Stock 121,293 $0.00 $0.00
Disclosure

SEC source: 0001652410-26-000004 · wk-form4_1770073868.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429,396

F1 · shares: These shares were acquired pursuant to a restricted stock unit grant under the Company's 2018 Stock Option and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. These shares shall vest in equal annual installments over three years, subject to continued employment through such vesting date.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 22:34 UTC
McCulloch KevinSee Remarks
SaleCommon Stock 15,000 $8.00 $120,000.00
Disclosure

SEC source: 0002031695-26-000002 · wk-form4_1767998094.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,685,426

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · derivative · entry 7

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,100

Underlying: Common Stock · 2,900 shares

Expires 2030-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The reporting person received the stock options on August 26, 2020 pursuant to an award under the Company's 2018 Stock Option/Stock Issuance Plan. 25% of the options vested on the first anniversary of the vesting commencement date, and the remaining 75% of options vested in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 25,136 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · derivative · entry 6

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,136 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person received the stock options on June 12, 2017 pursuant to an award under the Company's 2011 Stock Option/Stock Issuance Plan. 25% of the options vested on the first anniversary of the vesting commencement date, and the remaining 75% of options vested in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 64,265 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · derivative · entry 5

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,265 shares

Expires 2027-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person received the stock options on February 4, 2017 pursuant to an award under the Company's 2011 Stock Option/Stock Issuance Plan. 25% of the options vested on the first anniversary of the vesting commencement date, and the remaining 75% of options vested in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionCommon Stock 2,900 $3.94 $11,426.00
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · nonDerivative · entry 4

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,797,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionCommon Stock 25,136 $1.55 $38,960.80
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · nonDerivative · entry 3

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionCommon Stock 64,265 $1.55 $99,610.75
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · nonDerivative · entry 2

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,769,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:14 UTC
Shannon John Patrick JrDirector · See Remarks
SaleCommon Stock 24,907 $7.08 $176,256.88
Disclosure

SEC source: 0001553595-26-000002 · wk-form4_1767741265.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,705,346

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.040 to $7.350, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 23:01 UTC
Hecht BethSee Remarks
SaleCommon Stock 16,667 $7.43 $123,775.81
Disclosure

SEC source: 0001652410-26-000002 · wk-form4_1767654116.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,308,103

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.280 to $7.740, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 2,627 shares acquired on June 30, 2025 and 1,967 shares acquired on December 31, 2025 under the issuer's 2018 Employee Stock Purchase Plan, as amended.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:17 UTC
JOHNSON JOHNDirector
SaleCommon Stock 135,400 $7.22 $977,019.32
Disclosure

SEC source: 0001410781-25-000006 · wk-form4_1766182662.xml · nonDerivative · entry 1

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,083

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.200 to $7.275, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:24 UTC SaleCommon Stock 15,000 $7.09 $106,414.50
Disclosure

SEC source: 0001635065-25-000004 · wk-form4_1765837458.xml · nonDerivative · entry 1

BORMANN-KENNEDY BARBARA-JEAN ANNE · CIK 0001635065 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,500

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.180, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 22:14 UTC
Hecht BethSee Remarks
SaleCommon Stock 16,667 $7.01 $116,780.67
Disclosure

SEC source: 0001652410-25-000005 · wk-form4_1764713658.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,320,176

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.930 to $7.120, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:58 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 87,100 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001553595-25-000004 · wk-form4_1763420330.xml · derivative · entry 5

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,265

Underlying: Common Stock · 87,100 shares

Expires 2027-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person received the stock options on February 7, 2017 pursuant to an award under the Company's 2011 Stock Option/Stock Issuance Plan. 25% of the options vested on the first anniversary of the vesting commencement date, and the remaining 75% of options vested in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:58 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionCommon Stock 87,100 $1.55 $135,005.00
Disclosure

SEC source: 0001553595-25-000004 · wk-form4_1763420330.xml · nonDerivative · entry 3

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,730,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 22:58 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 8,970 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001553595-25-000004 · wk-form4_1763420330.xml · derivative · entry 4

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,365

Underlying: Common Stock · 8,970 shares

Expires 2027-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The reporting person received the stock options on February 7, 2017 pursuant to an award under the Company's 2011 Stock Option/Stock Issuance Plan. 25% of the options vested on the first anniversary of the vesting commencement date, and the remaining 75% of options vested in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

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November 13, 2025 Filed Nov 17, 2025 22:58 UTC
Shannon John Patrick JrDirector · See Remarks
SaleCommon Stock 23,242 $7.46 $173,401.59
Disclosure

SEC source: 0001553595-25-000004 · wk-form4_1763420330.xml · nonDerivative · entry 2

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,643,153

F1 · kind: The transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.260 to $7.740, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 13, 2025 Filed Nov 17, 2025 22:58 UTC
Shannon John Patrick JrDirector · See Remarks
Exercise / conversionCommon Stock 8,970 $1.55 $13,903.50
Disclosure

SEC source: 0001553595-25-000004 · wk-form4_1763420330.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,666,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.

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November 11, 2025 Filed Nov 13, 2025 23:59 UTC
Hecht BethSee Remarks
SaleCommon Stock 16,667 $7.40 $123,295.80
Disclosure

SEC source: 0001652410-25-000003 · wk-form4_1763078372.xml · nonDerivative · entry 1

Hecht Beth · CIK 0001652410 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,336,843

F1 · kind: The transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.290 to $7.750, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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October 02, 2025 Filed Oct 3, 2025 21:21 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 733 $8.31 $6,091.23
Disclosure

SEC source: 0002031695-25-000006 · wk-form4_1759526468.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700,426

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of October 2, 2025.

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September 11, 2025 Filed Sep 12, 2025 21:09 UTC
PERSKY MARLADirector
SaleCommon Stock 15,500 $7.72 $119,610.40
Disclosure

SEC source: 0001867096-25-000147 · wk-form4_1757711362.xml · nonDerivative · entry 1

PERSKY MARLA · CIK 0001270354 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,000

F1 · kind: The transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.650 to $7.840, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 11, 2025 Filed Sep 15, 2025 21:33 UTC
McCulloch KevinSee Remarks
OtherCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0002031695-25-000004 · wk-form4_1757971992.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charles R. McCulloch Trust dated 1990

Disclosed balance after: 0

F1 · kind: The reporting person is trustee of the Charles R. McCulloch Trust, of which he is a beneficiary. On September 11, 2025, the reporting person caused the trust to distribute 2,000 shares of the Issuer's common stock to a beneficiary of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. No sale of shares occurred in the transfer.

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August 28, 2025 Filed Aug 29, 2025 21:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 47,040 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001867096-25-000145 · wk-form4_1756502494.xml · derivative · entry 4

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,040 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On October 1, 2016, the reporting person was granted an option to purchase shares of Strongbridge Biopharma plc ("Strongbridge") which were assumed by Issuer in connection with the acquisition of Strongbridge. The options vested in full on October 5, 2021.

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August 28, 2025 Filed Aug 29, 2025 21:21 UTC SaleCommon Stock 42,232 $7.92 $334,515.45
Disclosure

SEC source: 0001867096-25-000145 · wk-form4_1756502494.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,188

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.920 to $7.935, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 28, 2025 Filed Aug 29, 2025 21:21 UTC Exercise / conversionCommon Stock 47,040 $6.66 $313,286.40
Disclosure

SEC source: 0001867096-25-000145 · wk-form4_1756502494.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2025 Filed Aug 15, 2025 20:57 UTC
JOHNSON JOHNDirector
SaleCommon Stock 107,500 $7.32 $786,459.25
Disclosure

SEC source: 0001867096-25-000141 · wk-form4_1755291454.xml · nonDerivative · entry 1

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,483

F1 · price: The price reported in is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.250 to $7.420, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 12, 2025 Filed Aug 13, 2025 20:47 UTC
HALKUFF DAWNDirector
SaleCommon Stock 42,500 $7.28 $309,225.75
Disclosure

SEC source: 0001867096-25-000138 · wk-form4_1755118058.xml · nonDerivative · entry 1

HALKUFF DAWN · CIK 0001743658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.190 to $7.450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 01, 2025 Filed Aug 4, 2025 20:24 UTC
McCulloch KevinSee Remarks
Tax withholdingCommon Stock 14,651 $5.38 $78,822.38
Disclosure

SEC source: 0001867096-25-000123 · wk-form4_1754339070.xml · nonDerivative · entry 1

McCulloch Kevin · CIK 0002031695 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701,159

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of August 1, 2025.

F2 · balance_after: These shares include 7,225 shares that were purchased on June 30, 2025 due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan.

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August 01, 2025 Filed Aug 4, 2025 20:24 UTC
Shannon John Patrick JrDirector · See Remarks
Tax withholdingCommon Stock 36,918 $5.38 $198,618.84
Disclosure

SEC source: 0001867096-25-000124 · wk-form4_1754339089.xml · nonDerivative · entry 1

Shannon John Patrick Jr · CIK 0001553595 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,657,425

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units vested as of August 1, 2025.

F2 · balance_after: These shares include 7,225 shares that were purchased on June 30, 2025, due to participation by the reporting individual in the issuer's 2018 Employee Stock Purchase Plan

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.