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Nasdaq · USD

XAIR

Beyond Air, Inc.

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8379
SEC CIK
0001641631
Parsed reports
232

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202620
Aug 202600
Sep 202620
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2021 Filed Nov 24, 2021 16:10 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $12.05 $120,500.00
Disclosure

SEC source: 0001493152-21-029832 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,418

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.90 to $12.20, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 16:50 UTC
Carey RobertDirector
PurchaseCommon Stock 12,000 $14.10 $169,200.00
Disclosure

SEC source: 0001493152-21-029701 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,418

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.90 to $14.50, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:10 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-024932 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,487

F1 · shares: Represents grant of time-vested restricted stock units ("RSUs") under the Beyond Air, Inc. Third Amended and Restated 2013 Equity Incentive Plan. The award will vest as to 20% of the shares of common stock underlying the RSUs on December 23, 2021, with the remainder vesting in equal annual installments on December 23rd (or the first business day thereafter if December 23rd falls on a weekend or holiday) of each of the four ensuing years thereafter until vested in full.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:10 UTC
Avniel AmirDirector · COO and President
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-024931 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,527

F1 · shares: Represents grant of time-vested restricted stock units ("RSUs") under the Beyond Air, Inc. Third Amended and Restated 2013 Equity Incentive Plan. The award will vest as to 20% of the shares of common stock underlying the RSUs on December 23, 2021, with the remainder vesting in equal annual installments on December 23rd (or the first business day thereafter if December 23rd falls on a weekend or holiday) of each of the four ensuing years thereafter until vested in full.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 16:20 UTC
Larson Douglas QuintonChief Financial Officer
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001493152-21-021879 · ownership.xml · derivative · entry 1

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-08-31

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on September 1, 2022, with the remainder vesting in equal annual installments on September 1 of each of the three ensuing years thereafter until vested in full.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 16:15 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 25,000 $7.85 $196,250.00
Disclosure

SEC source: 0001493152-21-020441 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,487

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.77 to $7.90, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 16:49 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 25,000 $5.36 $134,000.00
Disclosure

SEC source: 0001493152-21-014875 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,487

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.299 to $5.374, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 16:21 UTC
Carey RobertDirector
PurchaseCommon Stock 350,000 $5.36 $1,876,000.00
Disclosure

SEC source: 0001493152-21-014866 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,418

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:23 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 1,000 $5.38 $5,380.00
Disclosure

SEC source: 0001493152-21-014659 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,460

Read SEC document
March 04, 2021 Filed Mar 5, 2021 07:42 UTC
Carey RobertDirector
PurchaseCommon Stock 17,000 $5.70 $96,900.00
Disclosure

SEC source: 0001493152-21-005438 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,418

Read SEC document
March 04, 2021 Filed Mar 8, 2021 20:00 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005626 · ownership.xml · derivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 19:51 UTC
Avniel AmirDirector · COO and President
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005619 · ownership.xml · derivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:02 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005627 · ownership.xml · derivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:52 UTC
BECK DOUGLASChief Financial Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005620 · ownership.xml · derivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:53 UTC
BENTSUR RONDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005621 · ownership.xml · derivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · Not disclosed shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 19:55 UTC
Carey RobertDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005622 · ownership.xml · derivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:58 UTC
Lee YooriDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005624 · ownership.xml · derivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:57 UTC
Lucera ErickDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001493152-21-005623 · ownership.xml · derivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
February 26, 2021 Filed Feb 18, 2022 08:00 UTC
Carey RobertDirector
GiftCommon Stock 17,280 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004914 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,138

Read SEC document
February 18, 2021 Filed Feb 18, 2021 16:11 UTC
Carey RobertDirector
PurchaseCommon Stock 15,000 $6.67 $100,050.00
Disclosure

SEC source: 0001493152-21-004260 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,418

Read SEC document
February 16, 2021 Filed Mar 3, 2021 22:50 UTC
Lucera ErickDirector
Exercise / conversionTranche B Warrant (Right to Buy) · Derivative 1,171 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-005312 · ownership.xml · derivative · entry 2

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,171 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Mar 3, 2021 22:50 UTC
Lucera ErickDirector
Exercise / conversionCommon Stock 1,171 $4.25 $4,976.75
Disclosure

SEC source: 0001493152-21-005312 · ownership.xml · nonDerivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 18:32 UTC
Avniel AmirDirector · COO and President
Exercise / conversionTranche B Warrant (Right to Buy) · Derivative 2,342 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-004170 · ownership.xml · derivative · entry 2

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,342 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 18:32 UTC
Avniel AmirDirector · COO and President
Exercise / conversionCommon Stock 2,342 $4.25 $9,953.50
Disclosure

SEC source: 0001493152-21-004170 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 21:14 UTC
BENTSUR RONDirector
Exercise / conversionTranche B Warrant (Right to Buy) · Derivative 23,419 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-004261 · ownership.xml · derivative · entry 4

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,419 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 21:14 UTC
BENTSUR RONDirector
SaleCommon Stock 23,419 $6.36 $148,944.84
Disclosure

SEC source: 0001493152-21-004261 · ownership.xml · nonDerivative · entry 3

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,436

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.50, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 21:14 UTC
BENTSUR RONDirector
Exercise / conversionCommon Stock 23,419 $4.25 $99,530.75
Disclosure

SEC source: 0001493152-21-004261 · ownership.xml · nonDerivative · entry 2

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 18, 2021 21:14 UTC
BENTSUR RONDirector
SaleCommon Stock 1,500 $6.28 $9,420.00
Disclosure

SEC source: 0001493152-21-004261 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,436

F1 · acquired: The sale was made to satisfy certain Israeli tax obligations.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:25 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
OtherTranche B Warrant (right to buy) · Derivative 117,112 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-003654 · ownership.xml · derivative · entry 3

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,112 shares

Expires 2021-02-16

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:25 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
SaleCommon Stock 70,388 $7.07 $497,734.66
Disclosure

SEC source: 0001493152-21-003654 · ownership.xml · nonDerivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,487

F1 · kind: On February 10, 2021, the reporting person exercised a warrant to purchase 117,112 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") for $4.25 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 70,388 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 46,724 shares of common stock of the Company.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:25 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
OtherCommon Stock 117,112 $4.25 $497,726.00
Disclosure

SEC source: 0001493152-21-003654 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,875

Read SEC document
February 10, 2021 Filed Mar 3, 2021 16:25 UTC Amendment
Lisi Steven A.Director · CEO and Chairman of the Board
Exercise / conversionTranche B Warrant (right to buy) · Derivative 117,112 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-005282 · ownership.xml · derivative · entry 3

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,112 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Mar 3, 2021 16:25 UTC Amendment
Lisi Steven A.Director · CEO and Chairman of the Board
Tax withholdingCommon Stock 70,388 $7.07 $497,734.66
Disclosure

SEC source: 0001493152-21-005282 · ownership.xml · nonDerivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,487

F1 · kind: On February 10, 2021, the reporting person exercised a warrant to purchase 117,112 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") for $4.25 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 70,388 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 46,724 shares of common stock of the Company.

Read SEC document
February 10, 2021 Filed Mar 3, 2021 16:25 UTC Amendment
Lisi Steven A.Director · CEO and Chairman of the Board
Exercise / conversionCommon Stock 117,112 $4.25 $497,726.00
Disclosure

SEC source: 0001493152-21-005282 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Feb 12, 2021 21:23 UTC
Lee YooriDirector
OtherTranche B Warrant (Right to Buy) · Derivative 2,342 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-003653 · ownership.xml · derivative · entry 2

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,342 shares

Expires 2021-02-16

Read SEC document
January 21, 2021 Filed Feb 12, 2021 21:23 UTC
Lee YooriDirector
OtherCommon Stock 2,342 $4.25 $9,953.50
Disclosure

SEC source: 0001493152-21-003653 · ownership.xml · nonDerivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,539

Read SEC document
January 21, 2021 Filed Mar 3, 2021 21:23 UTC Amendment
Lee YooriDirector
Exercise / conversionTranche B Warrant (Right to Buy) · Derivative 2,342 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-21-005281 · ownership.xml · derivative · entry 2

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,342 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Mar 3, 2021 21:23 UTC Amendment
Lee YooriDirector
Exercise / conversionCommon Stock 2,342 $4.25 $9,953.50
Disclosure

SEC source: 0001493152-21-005281 · ownership.xml · nonDerivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:00 UTC
Lisi Steven A.Director · CEO, Chairman
GrantCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000332 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,763

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:00 UTC
Avniel AmirDirector · COO and President
GrantCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000329 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,185

Read SEC document
January 02, 2021 Filed Feb 9, 2021 01:08 UTC
BENTSUR RONDirector
SaleCommon Stock 5,700 $5.89 $33,573.00
Disclosure

SEC source: 0001493152-21-003005 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,936

F1 · acquired: The sale was made to satisfy certain Israeli tax obligations.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 17:29 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 38,500 $5.28 $203,280.00
Disclosure

SEC source: 0001493152-20-024709 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929.263

Read SEC document
December 31, 2020 Filed Dec 31, 2020 21:44 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 3,000 $5.28 $15,840.00
Disclosure

SEC source: 0001493152-20-024685 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,460

Read SEC document
December 23, 2020 Filed Dec 31, 2020 17:29 UTC
Avniel AmirDirector · COO and President
GrantCommon Stock 19,100 $5.28 $100,848.00
Disclosure

SEC source: 0001493152-20-024708 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,885

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September 24, 2020 Filed Sep 25, 2020 21:00 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 3,000 $4.88 $14,640.00
Disclosure

SEC source: 0001493152-20-018367 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,710

F1 · ownership.direct: The purchased shares are held by an IRA account belonging to Douglas Beck.

F1 · ownership.nature: The purchased shares are held by an IRA account belonging to Douglas Beck.

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September 24, 2020 Filed Dec 31, 2020 22:34 UTC Amendment
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 3,000 $4.88 $14,640.00
Disclosure

SEC source: 0001493152-20-024712 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,460

F2 · balance_after: The original Form 4, filed on September 25, 2020, is being amended by this Form 4 amendment to correct an error in the amount of securities beneficially owned.

F1 · ownership.direct: The purchased shares are held by an IRA account belonging to Douglas Beck.

F1 · ownership.nature: The purchased shares are held by an IRA account belonging to Douglas Beck.

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August 25, 2020 Filed Aug 27, 2020 17:38 UTC
Avniel AmirDirector · COO and President
SaleCommon Stock 3,187 $5.97 $19,012.05
Disclosure

SEC source: 0001493152-20-016854 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,785

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices with a highest price of $6.08 and a lowest price of $5.76. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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August 25, 2020 Filed Aug 27, 2020 21:40 UTC
BENTSUR RONDirector
SaleCommon Stock 1,580 $5.95 $9,406.21
Disclosure

SEC source: 0001493152-20-016856 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,636

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices with a highest price of $6.06 and a lowest price of $5.76. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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August 24, 2020 Filed Aug 25, 2020 21:00 UTC
Avniel AmirDirector · COO and President
SaleCommon Stock 7,778 $5.68 $44,208.60
Disclosure

SEC source: 0001493152-20-016709 · ownership.xml · nonDerivative · entry 2

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,972

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices with a $1.00 range. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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August 24, 2020 Filed Aug 26, 2020 01:00 UTC
BENTSUR RONDirector
SaleCommon Stock 3,889 $5.68 $22,104.30
Disclosure

SEC source: 0001493152-20-016710 · ownership.xml · nonDerivative · entry 2

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,216

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices with a $1.00 range. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.