Tapewire

Nasdaq · USD

XAIR

Beyond Air, Inc.

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Tapewire entity
8379
SEC CIK
0001641631
Parsed reports
232

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202620
Aug 202600
Sep 202620
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 16, 2019 16:15 UTC
Avniel AmirDirector · President, COO
PurchaseCommon Stock 8,152 $3.68 $29,999.36
Disclosure

SEC source: 0001493152-19-019292 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,476

F1 · price: Closing price of common stock on December 12, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:01 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 10,000 $4.09 $40,873.00
Disclosure

SEC source: 0001493152-19-017869 · ownership.xml · nonDerivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,318

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0523 to $4.15, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 18:01 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 10,000 $4.04 $40,440.00
Disclosure

SEC source: 0001493152-19-017869 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,318

Read SEC document
November 13, 2019 Filed Nov 13, 2019 23:20 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 1,242 $4.02 $4,992.84
Disclosure

SEC source: 0001493152-19-017078 · ownership.xml · nonDerivative · entry 3

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

Read SEC document
November 13, 2019 Filed Nov 14, 2019 16:15 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 12,000 $4.09 $49,080.00
Disclosure

SEC source: 0001493152-19-017472 · ownership.xml · nonDerivative · entry 4

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,318

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.051 to $4.14, inclusive.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 21:10 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 1,569 $3.98 $6,244.62
Disclosure

SEC source: 0001493152-19-017847 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,460

Read SEC document
November 12, 2019 Filed Nov 13, 2019 23:20 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 689 $3.98 $2,742.22
Disclosure

SEC source: 0001493152-19-017078 · ownership.xml · nonDerivative · entry 2

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,649

Read SEC document
November 12, 2019 Filed Nov 14, 2019 16:15 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 8,000 $4.07 $32,560.00
Disclosure

SEC source: 0001493152-19-017472 · ownership.xml · nonDerivative · entry 3

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,318

Read SEC document
November 11, 2019 Filed Nov 14, 2019 16:15 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 10,000 $4.19 $41,900.00
Disclosure

SEC source: 0001493152-19-017472 · ownership.xml · nonDerivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,318

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.3452, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 23:20 UTC
BECK DOUGLASChief Financial Officer
PurchaseCommon Stock 2,250 $4.09 $9,202.50
Disclosure

SEC source: 0001493152-19-017078 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,960

Read SEC document
June 03, 2019 Filed Nov 13, 2019 23:08 UTC PurchaseCommon Stock 9,710 $5.15 $50,006.50
Disclosure

SEC source: 0001493152-19-017076 · ownership.xml · nonDerivative · entry 1

BECK DOUGLAS · CIK 0001267110 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,710

F1 · price: Closing price of common stock on May 31, 2019.

Read SEC document
June 03, 2019 Filed Nov 14, 2019 16:15 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseCommon Stock 58,253 $5.15 $300,002.95
Disclosure

SEC source: 0001493152-19-017472 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,318

F1 · price: Closing price of common stock on May 31, 2019.

Read SEC document
June 03, 2019 Filed Nov 14, 2019 16:15 UTC
Avniel AmirDirector · President, COO
PurchaseCommon Stock 9,709 $5.15 $50,001.35
Disclosure

SEC source: 0001493152-19-017471 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,324

F1 · price: Closing price of common stock on May 31, 2019.

Read SEC document
June 03, 2019 Filed Nov 14, 2019 22:12 UTC
Lee YooriDirector
PurchaseCommon Stock 4,855 $5.15 $25,003.25
Disclosure

SEC source: 0001493152-19-017575 · ownership.xml · nonDerivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,197

F1 · price: Closing price of common stock on May 31, 2019.

Read SEC document
June 03, 2019 Filed Nov 15, 2019 21:30 UTC PurchaseCommon Stock 4,855 $5.15 $25,003.25
Disclosure

SEC source: 0001493152-19-017756 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,855

F1 · price: Closing price of common stock on May 31, 2019.

Read SEC document
June 03, 2019 Filed Nov 22, 2019 16:05 UTC
Carey RobertDirector
PurchaseCommon Stock 19,418 $5.15 $100,002.70
Disclosure

SEC source: 0001493152-19-018256 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,418

F1 · price: Closing price of common stock on May 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 22, 2019 16:30 UTC
Carey RobertDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001493152-19-002451 · ownership.xml · derivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2022-12-31

F1 · derivative.exercise_date: The options will vest as to 25% of the shares on December 31, 2019 and on December 31 of each of the three ensuing years thereafter until vested in full (provided that the last vesting date shall occur on the date before the Options expire.)

Read SEC document
January 01, 2019 Filed Feb 25, 2019 16:30 UTC
Lisi Steven A.Director · CEO, Chairman
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002501 · ownership.xml · nonDerivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,286

F1 · shares: Represents restricted stock award that vest in five equal annual installments commencing on the date of grant.

Read SEC document
January 01, 2019 Filed Feb 25, 2019 16:30 UTC
Avniel AmirDirector · President, COO
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002502 · ownership.xml · nonDerivative · entry 2

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,281

F1 · shares: Represents restricted stock award that vests in five equal annual installments commencing on the date of grant.

Read SEC document
December 31, 2018 Filed Feb 25, 2019 16:30 UTC
Lisi Steven A.Director · CEO, Chairman
GrantCommon Stock 88,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002501 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,286

F1 · shares: Represents restricted stock award that vest in five equal annual installments commencing on the date of grant.

Read SEC document
December 31, 2018 Filed Feb 25, 2019 16:30 UTC
Avniel AmirDirector · President, COO
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002502 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,281

F1 · shares: Represents restricted stock award that vests in five equal annual installments commencing on the date of grant.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:50 UTC
BECK DOUGLASChief Financial Officer
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-18-015265 · ownership.xml · derivative · entry 1

BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common stock · 85,000 shares

Expires 2022-11-01

F1 · derivative.exercise_date: The options will vest as to 25% of the shares after 12 months of continuous service, and the balance will vest in equal monthly installments over the next 36 months of continuous service.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 17:27 UTC
Lisi Steven A.Director · CEO and Chairman
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-18-012106 · ownership.xml · derivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2028-08-12

F1 · derivative.exercise_date: The options will vest as to 25% of the shares on the date of grant, 25% on December 31, 2018 and on December 31 of each of the two ensuing years thereafter until vested in full.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 17:24 UTC
Avniel AmirDirector · President, COO
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-18-012101 · ownership.xml · derivative · entry 1

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-08-12

F1 · derivative.exercise_date: The options will vest as to 25% of the shares on the date of grant, 25% on December 31, 2018 and on December 31 of each of the two ensuing years thereafter until vested in full.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC
Lucera ErickDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-18-012104 · ownership.xml · derivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2028-08-12

F1 · derivative.exercise_date: The Options will vest as to 25% of the shares on December 31, 2018 and on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC
Lee YooriDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-18-012103 · ownership.xml · derivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-08-12

F1 · derivative.exercise_date: The options will vest as to 25% of the shares on December 31, 2018 and on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
June 22, 2018 Filed Jun 27, 2018 21:04 UTC
Raved AriDirector
SaleCommon Stock 74,000 $3.20 $236,800.00
Disclosure

SEC source: 0001493152-18-009301 · ownership.xml · nonDerivative · entry 1

Raved Ari · CIK 0001704289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ALTSHULER SHAHAM TRUSTS LTD FBO ARI RAVED

Disclosed balance after: 565,885

Read SEC document
February 16, 2018 Filed Apr 26, 2018 17:30 UTC
Lisi Steven A.Director · CEO, Chairman
Exercise / conversionTranche A Warrant (right to buy) · Derivative 117,112 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001178913-18-001294 · zk1821545.xml · derivative · entry 4

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 117,112 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 26, 2018 17:30 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseTranche A Warrant (right to buy) · Derivative 117,112 $0.01 Strike: $4.25 $1,171.12
Disclosure

SEC source: 0001178913-18-001294 · zk1821545.xml · derivative · entry 3

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,112

Underlying: Common stock · 117,112 shares

Expires 2021-02-15

Read SEC document
February 16, 2018 Filed Apr 26, 2018 17:30 UTC
Lisi Steven A.Director · CEO, Chairman
PurchaseTranche A Warrant (right to buy) · Derivative 117,112 $0.01 Strike: $4.25 $1,171.12
Disclosure

SEC source: 0001178913-18-001294 · zk1821545.xml · derivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,112

Underlying: Common stock · 117,112 shares

Expires 2018-02-19

Read SEC document
February 16, 2018 Filed Apr 26, 2018 17:30 UTC
Lisi Steven A.Director · CEO, Chairman
Exercise / conversionCommon Stock 117,112 $4.25 $497,726.00
Disclosure

SEC source: 0001178913-18-001294 · zk1821545.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 22:07 UTC
Lee YooriDirector
Exercise / conversionTranche A Warrant (right to buy) · Derivative 2,342 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001178913-18-001377 · zk1821570.xml · derivative · entry 4

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,342 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 22:07 UTC
Lee YooriDirector
PurchaseTranche B Warrant (right to buy) · Derivative 2,342 $0.01 Strike: $4.25 $23.42
Disclosure

SEC source: 0001178913-18-001377 · zk1821570.xml · derivative · entry 3

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common Stock · 2,342 shares

Expires 2021-02-15

Read SEC document
February 16, 2018 Filed Apr 30, 2018 22:07 UTC
Lee YooriDirector
PurchaseTranche A Warrant (right to buy) · Derivative 2,342 $0.01 Strike: $4.25 $23.42
Disclosure

SEC source: 0001178913-18-001377 · zk1821570.xml · derivative · entry 2

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common Stock · 2,342 shares

Expires 2018-02-19

Read SEC document
February 16, 2018 Filed Apr 30, 2018 22:07 UTC
Lee YooriDirector
Exercise / conversionCommon Stock 2,342 $4.25 $9,953.50
Disclosure

SEC source: 0001178913-18-001377 · zk1821570.xml · nonDerivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:43 UTC
Raved AriDirector
Exercise / conversionTranche A Warrant (right to buy) · Derivative 11,709 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001178913-18-001373 · zk1821567.xml · derivative · entry 4

Raved Ari · CIK 0001704289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,709 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:43 UTC
Raved AriDirector
PurchaseTranche B Warrant (right to buy) · Derivative 11,709 $0.01 Strike: $4.25 $117.09
Disclosure

SEC source: 0001178913-18-001373 · zk1821567.xml · derivative · entry 3

Raved Ari · CIK 0001704289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,709

Underlying: Common Stock · 11,709 shares

Expires 2021-02-15

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:43 UTC
Raved AriDirector
PurchaseTranche A Warrant (right to buy) · Derivative 11,709 $0.01 Strike: $4.25 $117.09
Disclosure

SEC source: 0001178913-18-001373 · zk1821567.xml · derivative · entry 2

Raved Ari · CIK 0001704289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,709

Underlying: Common Stock · 11,709 shares

Expires 2018-02-19

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:43 UTC
Raved AriDirector
Exercise / conversionCommon Stock 11,709 $4.25 $49,763.25
Disclosure

SEC source: 0001178913-18-001373 · zk1821567.xml · nonDerivative · entry 1

Raved Ari · CIK 0001704289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:37 UTC
Lucera ErickDirector
Exercise / conversionTranche A Warrant (right to buy) · Derivative 1,171 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001178913-18-001369 · zk1821548.xml · derivative · entry 4

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,171 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:37 UTC
Lucera ErickDirector
PurchaseTranche B Warrant (right to buy) · Derivative 1,171 $0.01 Strike: $4.25 $11.71
Disclosure

SEC source: 0001178913-18-001369 · zk1821548.xml · derivative · entry 3

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171

Underlying: Common stock · 1,171 shares

Expires 2021-02-15

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:37 UTC
Lucera ErickDirector
PurchaseTranche A Warrant (right to buy) · Derivative 1,171 $0.01 Strike: $4.25 $11.71
Disclosure

SEC source: 0001178913-18-001369 · zk1821548.xml · derivative · entry 2

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171

Underlying: Common stock · 1,171 shares

Expires 2018-02-19

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:37 UTC
Lucera ErickDirector
Exercise / conversionCommon Stock 1,171 $4.25 $4,976.75
Disclosure

SEC source: 0001178913-18-001369 · zk1821548.xml · nonDerivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:40 UTC
Grossman DavidDirector · Secretary
Exercise / conversionTranche A Warrant (right to buy) · Derivative 2,342 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001178913-18-001371 · zk1821566.xml · derivative · entry 4

Grossman David · CIK 0001707106 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,342 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:40 UTC
Grossman DavidDirector · Secretary
PurchaseTranche B Warrant (right to buy) · Derivative 2,342 $0.01 Strike: $4.25 $23.42
Disclosure

SEC source: 0001178913-18-001371 · zk1821566.xml · derivative · entry 3

Grossman David · CIK 0001707106 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common Stock · 2,342 shares

Expires 2021-02-15

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:40 UTC
Grossman DavidDirector · Secretary
PurchaseTranche A Warrant (right to buy) · Derivative 2,342 $0.01 Strike: $4.25 $23.42
Disclosure

SEC source: 0001178913-18-001371 · zk1821566.xml · derivative · entry 2

Grossman David · CIK 0001707106 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common Stock · 2,342 shares

Expires 2018-02-19

Read SEC document
February 16, 2018 Filed Apr 30, 2018 21:40 UTC
Grossman DavidDirector · Secretary
Exercise / conversionCommon Stock 2,342 $4.25 $9,953.50
Disclosure

SEC source: 0001178913-18-001371 · zk1821566.xml · nonDerivative · entry 1

Grossman David · CIK 0001707106 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed May 3, 2018 16:30 UTC
Avniel AmirDirector · President, COO
Exercise / conversionTranche A Warrant (right to buy) · Derivative 2,342 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001178913-18-001442 · zk1821590.xml · derivative · entry 4

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,342 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2018 Filed May 3, 2018 16:30 UTC
Avniel AmirDirector · President, COO
PurchaseTranche A Warrant (right to buy) · Derivative 2,342 $0.01 Strike: $4.25 $23.42
Disclosure

SEC source: 0001178913-18-001442 · zk1821590.xml · derivative · entry 3

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common stock · 2,342 shares

Expires 2021-02-15

Read SEC document
February 16, 2018 Filed May 3, 2018 16:30 UTC
Avniel AmirDirector · President, COO
PurchaseTranche A Warrant (right to buy) · Derivative 2,342 $0.01 Strike: $4.25 $23.42
Disclosure

SEC source: 0001178913-18-001442 · zk1821590.xml · derivative · entry 2

Avniel Amir · CIK 0001426873 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common stock · 2,342 shares

Expires 2018-02-19

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.