Tapewire

OTC · USD

XAGE

Longevity Health Holdings, Inc.

Export transactions ↓
Tapewire entity
8659
SEC CIK
0001842939
Parsed reports
99

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2026 Filed Apr 8, 2026 21:47 UTC
Ajjarapu J. RamDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 689,656 $0.29 $200,000.24
Disclosure

SEC source: 0001193125-26-148078 · ownership.xml · nonDerivative · entry 1

Ajjarapu J. Ram · CIK 0001423603 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By International Capital Partners LLC

Disclosed balance after: 689,656

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:13 UTC
Bracken-Ferguson KendraChief Executive Officer
GrantStock Option (right to buy) · Derivative 378,705 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124240 · ownership.xml · derivative · entry 1

Bracken-Ferguson Kendra · CIK 0002033273 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,705

Underlying: Common Stock · 378,705 shares

Expires 2034-10-11

F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC
Cassaday Bryan J.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124220 · ownership.xml · derivative · entry 2

Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2034-10-11

F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC GrantStock Option (right to buy) · Derivative 76,878 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124214 · ownership.xml · derivative · entry 2

Frisch Scott M. · CIK 0001997294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,878

Underlying: Common Stock · 76,878 shares

Expires 2034-10-11

F2 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC GrantStock Option (right to buy) · Derivative 76,878 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124219 · ownership.xml · derivative · entry 2

Spenlehauer Gilles · CIK 0001997250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,878

Underlying: Common Stock · 76,878 shares

Expires 2034-10-11

F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC GrantStock Option (right to buy) · Derivative 76,878 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124217 · ownership.xml · derivative · entry 3

Upton Richard A · CIK 0001375726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,878

Underlying: Common Stock · 76,878 shares

Expires 2034-10-11

F2 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC
Shukla RajivDirector · Chairman and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 876,878 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124215 · ownership.xml · derivative · entry 2

Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,878

Underlying: Common Stock · 876,878 shares

Expires 2034-10-11

F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC GrantStock Option (right to buy) · Derivative 76,878 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124216 · ownership.xml · derivative · entry 2

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,878

Underlying: Common Stock · 76,878 shares

Expires 2034-10-11

F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
October 11, 2024 Filed Nov 8, 2024 17:00 UTC GrantStock Option (right to buy) · Derivative 76,878 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0000950170-24-124218 · ownership.xml · derivative · entry 3

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,878

Underlying: Common Stock · 76,878 shares

Expires 2034-10-11

F2 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 16:30 UTC PurchaseCommon Stock 5,000 $0.47 $2,336.00
Disclosure

SEC source: 0000950170-24-106857 · ownership.xml · nonDerivative · entry 1

Upton Richard A · CIK 0001375726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.458 to $0.480, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 10, 2024 Filed Sep 10, 2024 16:30 UTC
Cassaday Bryan J.Chief Financial Officer
PurchaseCommon Stock 475 $0.46 $218.50
Disclosure

SEC source: 0000950170-24-105166 · ownership.xml · nonDerivative · entry 1

Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,250

Read SEC document
September 06, 2024 Filed Sep 10, 2024 16:30 UTC PurchaseCommon Stock 1,009 $0.51 $514.59
Disclosure

SEC source: 0000950170-24-105167 · ownership.xml · nonDerivative · entry 1

Frisch Scott M. · CIK 0001997294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 7,598

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 16:30 UTC PurchaseCommon Stock 1,009 $0.51 $514.59
Disclosure

SEC source: 0000950170-24-105170 · ownership.xml · nonDerivative · entry 1

Spenlehauer Gilles · CIK 0001997250 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 7,598

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 16:30 UTC PurchaseCommon Stock 1,260 $0.51 $642.60
Disclosure

SEC source: 0000950170-24-105169 · ownership.xml · nonDerivative · entry 1

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 22,500

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 16:30 UTC PurchaseCommon Stock 1,261 $0.51 $643.11
Disclosure

SEC source: 0000950170-24-105168 · ownership.xml · nonDerivative · entry 1

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 18,051

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 16:51 UTC PurchaseCommon Stock 87 $0.57 $49.59
Disclosure

SEC source: 0000950170-24-103471 · ownership.xml · nonDerivative · entry 1

Frisch Scott M. · CIK 0001997294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 6,589

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 16:34 UTC PurchaseCommon Stock 87 $0.57 $49.59
Disclosure

SEC source: 0000950170-24-103448 · ownership.xml · nonDerivative · entry 1

Spenlehauer Gilles · CIK 0001997250 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 6,589

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 18:26 UTC PurchaseCommon Stock 109 $0.57 $62.13
Disclosure

SEC source: 0000950170-24-103547 · ownership.xml · nonDerivative · entry 1

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 21,240

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 16:39 UTC PurchaseCommon Stock 109 $0.57 $62.13
Disclosure

SEC source: 0000950170-24-103449 · ownership.xml · nonDerivative · entry 1

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 16,790

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 16:30 UTC
Cassaday Bryan J.Chief Financial Officer
PurchaseCommon Stock 1,000 $0.57 $570.00
Disclosure

SEC source: 0000950170-24-102370 · ownership.xml · nonDerivative · entry 1

Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,775

Read SEC document
August 29, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 522 $0.56 $292.32
Disclosure

SEC source: 0000950170-24-102371 · ownership.xml · nonDerivative · entry 2

Frisch Scott M. · CIK 0001997294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 6,502

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 522 $0.56 $292.32
Disclosure

SEC source: 0000950170-24-102372 · ownership.xml · nonDerivative · entry 2

Spenlehauer Gilles · CIK 0001997250 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 6,502

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 652 $0.56 $365.12
Disclosure

SEC source: 0000950170-24-102369 · ownership.xml · nonDerivative · entry 2

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 8,128

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 652 $0.56 $365.12
Disclosure

SEC source: 0000950170-24-102373 · ownership.xml · nonDerivative · entry 2

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 21,131

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 652 $0.56 $365.12
Disclosure

SEC source: 0000950170-24-102374 · ownership.xml · nonDerivative · entry 2

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 16,681

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 599 $0.56 $335.44
Disclosure

SEC source: 0000950170-24-102371 · ownership.xml · nonDerivative · entry 1

Frisch Scott M. · CIK 0001997294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 5,980

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 599 $0.56 $335.44
Disclosure

SEC source: 0000950170-24-102372 · ownership.xml · nonDerivative · entry 1

Spenlehauer Gilles · CIK 0001997250 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 5,980

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 749 $0.56 $419.44
Disclosure

SEC source: 0000950170-24-102369 · ownership.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 7,476

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 1,084 $0.56 $607.04
Disclosure

SEC source: 0000950170-24-102373 · ownership.xml · nonDerivative · entry 1

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 20,479

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 16:30 UTC PurchaseCommon Stock 970 $0.56 $543.20
Disclosure

SEC source: 0000950170-24-102374 · ownership.xml · nonDerivative · entry 1

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 16,029

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 17:19 UTC PurchaseCommon Stock 2,413 $0.71 $1,713.23
Disclosure

SEC source: 0000950170-24-101949 · ownership.xml · nonDerivative · entry 1

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 19,395

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 17:17 UTC PurchaseCommon Stock 1,587 $0.71 $1,126.77
Disclosure

SEC source: 0000950170-24-101944 · ownership.xml · nonDerivative · entry 1

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 15,059

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 19:58 UTC PurchaseCommon Stock 2,413 $0.72 $1,737.36
Disclosure

SEC source: 0000950170-24-100723 · ownership.xml · nonDerivative · entry 2

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 16,981

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 19:59 UTC PurchaseCommon Stock 1,587 $0.72 $1,142.64
Disclosure

SEC source: 0000950170-24-100725 · ownership.xml · nonDerivative · entry 2

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 13,472

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 19:58 UTC PurchaseCommon Stock 2,413 $0.72 $1,737.36
Disclosure

SEC source: 0000950170-24-100723 · ownership.xml · nonDerivative · entry 1

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 14,568

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 19:59 UTC PurchaseCommon Stock 1,587 $0.72 $1,142.64
Disclosure

SEC source: 0000950170-24-100725 · ownership.xml · nonDerivative · entry 1

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 11,885

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 17:08 UTC PurchaseCommon Stock 2,413 $0.72 $1,737.36
Disclosure

SEC source: 0000950170-24-100251 · ownership.xml · nonDerivative · entry 2

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 12,156

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 17:08 UTC PurchaseCommon Stock 3,016 $0.79 $2,388.67
Disclosure

SEC source: 0000950170-24-100251 · ownership.xml · nonDerivative · entry 1

Gregory Kathryn · CIK 0001768530 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 9,743

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 17:25 UTC PurchaseCommon Stock 1,984 $0.08 $157.13
Disclosure

SEC source: 0000950170-24-100267 · ownership.xml · nonDerivative · entry 1

Sturgeon Patrick A · CIK 0001822507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carmell Insiders LLC

Disclosed balance after: 8,711

F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 17:57 UTC PurchaseCommon Stock 3,600 $0.89 $3,218.40
Disclosure

SEC source: 0000950170-24-099586 · ownership.xml · nonDerivative · entry 1

Upton Richard A · CIK 0001375726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.889 to $0.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 30, 2024 Filed Aug 8, 2024 17:18 UTC
Bracken-Ferguson KendraChief Executive Officer
GrantStock Option (right to buy) · Derivative 908,893 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0000950170-24-094197 · ownership.xml · derivative · entry 1

Bracken-Ferguson Kendra · CIK 0002033273 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908,893

Underlying: Common Stock · 908,893 shares

Expires 2034-07-30

F1 · derivative.exercise_date: Options to purchase 908,893 shares of common stock of Carmell Corporation were granted on July 30, 2024 and vest as follows: 25% vested on July 30, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

F1 · derivative.underlying_shares: Options to purchase 908,893 shares of common stock of Carmell Corporation were granted on July 30, 2024 and vest as follows: 25% vested on July 30, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
July 26, 2024 Filed Aug 8, 2024 17:39 UTC
Shukla RajivDirector · Chairman and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 450,000 $1.00 Strike: $1.00 $450,000.00
Disclosure

SEC source: 0000950170-24-094223 · ownership.xml · derivative · entry 3

Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,878

Underlying: Common Stock · 450,000 shares

Expires 2034-07-26

F2 · derivative.exercise_date: Options to purchase 450,000 shares of common stock of Carmell Corporation were granted on July 26, 2024 and vest as follows: 25% vested on July 26, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

F3 · balance_after: Includes options to purchase 426,878 shares of common stock of Carmell Corporation that were granted on October 9, 2023 and vest as follows: 25% vest on October 9, 2024 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 08:21 UTC PurchaseCommon Stock 2,000 $2.20 $4,409.20
Disclosure

SEC source: 0000950170-24-073349 · ownership.xml · nonDerivative · entry 1

Upton Richard A · CIK 0001375726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

F1 · balance_after: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.1835 to $2.2257, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2

Read SEC document
June 10, 2024 Filed Jun 12, 2024 07:59 UTC
Cassaday Bryan J.Chief Financial Officer
PurchaseCommon Stock 440 $2.50 $1,100.00
Disclosure

SEC source: 0000950170-24-072256 · ownership.xml · nonDerivative · entry 1

Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,775

Read SEC document
June 06, 2024 Filed Jun 10, 2024 09:03 UTC
Shukla RajivDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 2,100 $2.63 $5,526.57
Disclosure

SEC source: 0000950170-24-071092 · ownership.xml · nonDerivative · entry 3

Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,103

F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.

Read SEC document
May 30, 2024 Filed May 31, 2024 17:25 UTC
Cassaday Bryan J.Chief Financial Officer
PurchaseCommon Stock 365 $2.55 $930.75
Disclosure

SEC source: 0000950170-24-067452 · ownership.xml · nonDerivative · entry 2

Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,335

Read SEC document
May 30, 2024 Filed Jun 10, 2024 09:03 UTC
Shukla RajivDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0000950170-24-071092 · ownership.xml · nonDerivative · entry 2

Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,003

Read SEC document
May 29, 2024 Filed May 31, 2024 17:25 UTC
Cassaday Bryan J.Chief Financial Officer
PurchaseCommon Stock 30 $2.60 $78.00
Disclosure

SEC source: 0000950170-24-067452 · ownership.xml · nonDerivative · entry 1

Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,970

Read SEC document
May 28, 2024 Filed Jun 10, 2024 09:03 UTC
Shukla RajivDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 20 $2.57 $51.40
Disclosure

SEC source: 0000950170-24-071092 · ownership.xml · nonDerivative · entry 1

Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,003

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2024 Filed May 28, 2024 17:02 UTC
Shukla RajivDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 1,939 $2.57 $4,990.99
Disclosure

SEC source: 0000950170-24-065344 · ownership.xml · nonDerivative · entry 2

Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,983

F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.