Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Apr 8, 2026 21:47 UTC |
Ajjarapu J. RamDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 689,656 | $0.29 | $200,000.24 |
DisclosureSEC source: 0001193125-26-148078 · ownership.xml · nonDerivative · entry 1 Ajjarapu J. Ram · CIK 0001423603 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By International Capital Partners LLC Disclosed balance after: 689,656 F1 · ownership.nature: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:13 UTC |
Bracken-Ferguson KendraChief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 378,705 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124240 · ownership.xml · derivative · entry 1 Bracken-Ferguson Kendra · CIK 0002033273 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,705 Underlying: Common Stock · 378,705 shares Expires 2034-10-11 F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Cassaday Bryan J.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124220 · ownership.xml · derivative · entry 2 Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2034-10-11 F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Frisch Scott M.Director
|
GrantStock Option (right to buy) · Derivative | 76,878 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124214 · ownership.xml · derivative · entry 2 Frisch Scott M. · CIK 0001997294 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,878 Underlying: Common Stock · 76,878 shares Expires 2034-10-11 F2 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Spenlehauer GillesDirector
|
GrantStock Option (right to buy) · Derivative | 76,878 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124219 · ownership.xml · derivative · entry 2 Spenlehauer Gilles · CIK 0001997250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,878 Underlying: Common Stock · 76,878 shares Expires 2034-10-11 F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Upton Richard ADirector
|
GrantStock Option (right to buy) · Derivative | 76,878 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124217 · ownership.xml · derivative · entry 3 Upton Richard A · CIK 0001375726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,878 Underlying: Common Stock · 76,878 shares Expires 2034-10-11 F2 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Shukla RajivDirector · Chairman and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 876,878 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124215 · ownership.xml · derivative · entry 2 Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 876,878 Underlying: Common Stock · 876,878 shares Expires 2034-10-11 F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Gregory KathrynDirector
|
GrantStock Option (right to buy) · Derivative | 76,878 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124216 · ownership.xml · derivative · entry 2 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,878 Underlying: Common Stock · 76,878 shares Expires 2034-10-11 F1 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| October 11, 2024 Filed Nov 8, 2024 17:00 UTC |
Sturgeon Patrick ADirector
|
GrantStock Option (right to buy) · Derivative | 76,878 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0000950170-24-124218 · ownership.xml · derivative · entry 3 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,878 Underlying: Common Stock · 76,878 shares Expires 2034-10-11 F2 · derivative.exercise_date: Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 16:30 UTC |
Upton Richard ADirector
|
PurchaseCommon Stock | 5,000 | $0.47 | $2,336.00 |
DisclosureSEC source: 0000950170-24-106857 · ownership.xml · nonDerivative · entry 1 Upton Richard A · CIK 0001375726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.458 to $0.480, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 10, 2024 Filed Sep 10, 2024 16:30 UTC |
Cassaday Bryan J.Chief Financial Officer
|
PurchaseCommon Stock | 475 | $0.46 | $218.50 |
DisclosureSEC source: 0000950170-24-105166 · ownership.xml · nonDerivative · entry 1 Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,250 Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 16:30 UTC |
Frisch Scott M.Director
|
PurchaseCommon Stock | 1,009 | $0.51 | $514.59 |
DisclosureSEC source: 0000950170-24-105167 · ownership.xml · nonDerivative · entry 1 Frisch Scott M. · CIK 0001997294 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 7,598 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 16:30 UTC |
Spenlehauer GillesDirector
|
PurchaseCommon Stock | 1,009 | $0.51 | $514.59 |
DisclosureSEC source: 0000950170-24-105170 · ownership.xml · nonDerivative · entry 1 Spenlehauer Gilles · CIK 0001997250 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 7,598 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 16:30 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 1,260 | $0.51 | $642.60 |
DisclosureSEC source: 0000950170-24-105169 · ownership.xml · nonDerivative · entry 1 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 22,500 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 16:30 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 1,261 | $0.51 | $643.11 |
DisclosureSEC source: 0000950170-24-105168 · ownership.xml · nonDerivative · entry 1 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 18,051 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 16:51 UTC |
Frisch Scott M.Director
|
PurchaseCommon Stock | 87 | $0.57 | $49.59 |
DisclosureSEC source: 0000950170-24-103471 · ownership.xml · nonDerivative · entry 1 Frisch Scott M. · CIK 0001997294 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 6,589 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 16:34 UTC |
Spenlehauer GillesDirector
|
PurchaseCommon Stock | 87 | $0.57 | $49.59 |
DisclosureSEC source: 0000950170-24-103448 · ownership.xml · nonDerivative · entry 1 Spenlehauer Gilles · CIK 0001997250 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 6,589 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 18:26 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 109 | $0.57 | $62.13 |
DisclosureSEC source: 0000950170-24-103547 · ownership.xml · nonDerivative · entry 1 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 21,240 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 16:39 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 109 | $0.57 | $62.13 |
DisclosureSEC source: 0000950170-24-103449 · ownership.xml · nonDerivative · entry 1 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 16,790 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:30 UTC |
Cassaday Bryan J.Chief Financial Officer
|
PurchaseCommon Stock | 1,000 | $0.57 | $570.00 |
DisclosureSEC source: 0000950170-24-102370 · ownership.xml · nonDerivative · entry 1 Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,775 Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:30 UTC |
Frisch Scott M.Director
|
PurchaseCommon Stock | 522 | $0.56 | $292.32 |
DisclosureSEC source: 0000950170-24-102371 · ownership.xml · nonDerivative · entry 2 Frisch Scott M. · CIK 0001997294 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 6,502 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:30 UTC |
Spenlehauer GillesDirector
|
PurchaseCommon Stock | 522 | $0.56 | $292.32 |
DisclosureSEC source: 0000950170-24-102372 · ownership.xml · nonDerivative · entry 2 Spenlehauer Gilles · CIK 0001997250 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 6,502 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:30 UTC |
Anderson David WDirector
|
PurchaseCommon Stock | 652 | $0.56 | $365.12 |
DisclosureSEC source: 0000950170-24-102369 · ownership.xml · nonDerivative · entry 2 Anderson David W · CIK 0001304554 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 8,128 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:30 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 652 | $0.56 | $365.12 |
DisclosureSEC source: 0000950170-24-102373 · ownership.xml · nonDerivative · entry 2 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 21,131 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:30 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 652 | $0.56 | $365.12 |
DisclosureSEC source: 0000950170-24-102374 · ownership.xml · nonDerivative · entry 2 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 16,681 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 16:30 UTC |
Frisch Scott M.Director
|
PurchaseCommon Stock | 599 | $0.56 | $335.44 |
DisclosureSEC source: 0000950170-24-102371 · ownership.xml · nonDerivative · entry 1 Frisch Scott M. · CIK 0001997294 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 5,980 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 16:30 UTC |
Spenlehauer GillesDirector
|
PurchaseCommon Stock | 599 | $0.56 | $335.44 |
DisclosureSEC source: 0000950170-24-102372 · ownership.xml · nonDerivative · entry 1 Spenlehauer Gilles · CIK 0001997250 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 5,980 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 16:30 UTC |
Anderson David WDirector
|
PurchaseCommon Stock | 749 | $0.56 | $419.44 |
DisclosureSEC source: 0000950170-24-102369 · ownership.xml · nonDerivative · entry 1 Anderson David W · CIK 0001304554 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 7,476 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 16:30 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 1,084 | $0.56 | $607.04 |
DisclosureSEC source: 0000950170-24-102373 · ownership.xml · nonDerivative · entry 1 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 20,479 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 16:30 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 970 | $0.56 | $543.20 |
DisclosureSEC source: 0000950170-24-102374 · ownership.xml · nonDerivative · entry 1 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 16,029 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 17:19 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 2,413 | $0.71 | $1,713.23 |
DisclosureSEC source: 0000950170-24-101949 · ownership.xml · nonDerivative · entry 1 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 19,395 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 17:17 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 1,587 | $0.71 | $1,126.77 |
DisclosureSEC source: 0000950170-24-101944 · ownership.xml · nonDerivative · entry 1 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 15,059 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 26, 2024 Filed Aug 26, 2024 19:58 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 2,413 | $0.72 | $1,737.36 |
DisclosureSEC source: 0000950170-24-100723 · ownership.xml · nonDerivative · entry 2 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 16,981 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 26, 2024 Filed Aug 26, 2024 19:59 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 1,587 | $0.72 | $1,142.64 |
DisclosureSEC source: 0000950170-24-100725 · ownership.xml · nonDerivative · entry 2 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 13,472 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 19:58 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 2,413 | $0.72 | $1,737.36 |
DisclosureSEC source: 0000950170-24-100723 · ownership.xml · nonDerivative · entry 1 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 14,568 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 19:59 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 1,587 | $0.72 | $1,142.64 |
DisclosureSEC source: 0000950170-24-100725 · ownership.xml · nonDerivative · entry 1 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 11,885 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 17:08 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 2,413 | $0.72 | $1,737.36 |
DisclosureSEC source: 0000950170-24-100251 · ownership.xml · nonDerivative · entry 2 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 12,156 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 17:08 UTC |
Gregory KathrynDirector
|
PurchaseCommon Stock | 3,016 | $0.79 | $2,388.67 |
DisclosureSEC source: 0000950170-24-100251 · ownership.xml · nonDerivative · entry 1 Gregory Kathryn · CIK 0001768530 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 9,743 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 17:25 UTC |
Sturgeon Patrick ADirector
|
PurchaseCommon Stock | 1,984 | $0.08 | $157.13 |
DisclosureSEC source: 0000950170-24-100267 · ownership.xml · nonDerivative · entry 1 Sturgeon Patrick A · CIK 0001822507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Carmell Insiders LLC Disclosed balance after: 8,711 F1 · ownership.nature: The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 17:57 UTC |
Upton Richard ADirector
|
PurchaseCommon Stock | 3,600 | $0.89 | $3,218.40 |
DisclosureSEC source: 0000950170-24-099586 · ownership.xml · nonDerivative · entry 1 Upton Richard A · CIK 0001375726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.889 to $0.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 30, 2024 Filed Aug 8, 2024 17:18 UTC |
Bracken-Ferguson KendraChief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 908,893 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0000950170-24-094197 · ownership.xml · derivative · entry 1 Bracken-Ferguson Kendra · CIK 0002033273 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 908,893 Underlying: Common Stock · 908,893 shares Expires 2034-07-30 F1 · derivative.exercise_date: Options to purchase 908,893 shares of common stock of Carmell Corporation were granted on July 30, 2024 and vest as follows: 25% vested on July 30, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. F1 · derivative.underlying_shares: Options to purchase 908,893 shares of common stock of Carmell Corporation were granted on July 30, 2024 and vest as follows: 25% vested on July 30, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| July 26, 2024 Filed Aug 8, 2024 17:39 UTC |
Shukla RajivDirector · Chairman and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 450,000 | $1.00 Strike: $1.00 | $450,000.00 |
DisclosureSEC source: 0000950170-24-094223 · ownership.xml · derivative · entry 3 Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 876,878 Underlying: Common Stock · 450,000 shares Expires 2034-07-26 F2 · derivative.exercise_date: Options to purchase 450,000 shares of common stock of Carmell Corporation were granted on July 26, 2024 and vest as follows: 25% vested on July 26, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. F3 · balance_after: Includes options to purchase 426,878 shares of common stock of Carmell Corporation that were granted on October 9, 2023 and vest as follows: 25% vest on October 9, 2024 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 08:21 UTC |
Upton Richard ADirector
|
PurchaseCommon Stock | 2,000 | $2.20 | $4,409.20 |
DisclosureSEC source: 0000950170-24-073349 · ownership.xml · nonDerivative · entry 1 Upton Richard A · CIK 0001375726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,400 F1 · balance_after: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.1835 to $2.2257, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 07:59 UTC |
Cassaday Bryan J.Chief Financial Officer
|
PurchaseCommon Stock | 440 | $2.50 | $1,100.00 |
DisclosureSEC source: 0000950170-24-072256 · ownership.xml · nonDerivative · entry 1 Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,775 Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 09:03 UTC |
Shukla RajivDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 2,100 | $2.63 | $5,526.57 |
DisclosureSEC source: 0000950170-24-071092 · ownership.xml · nonDerivative · entry 3 Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,103 F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| May 30, 2024 Filed May 31, 2024 17:25 UTC |
Cassaday Bryan J.Chief Financial Officer
|
PurchaseCommon Stock | 365 | $2.55 | $930.75 |
DisclosureSEC source: 0000950170-24-067452 · ownership.xml · nonDerivative · entry 2 Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,335 Read SEC document |
| May 30, 2024 Filed Jun 10, 2024 09:03 UTC |
Shukla RajivDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0000950170-24-071092 · ownership.xml · nonDerivative · entry 2 Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,003 Read SEC document |
| May 29, 2024 Filed May 31, 2024 17:25 UTC |
Cassaday Bryan J.Chief Financial Officer
|
PurchaseCommon Stock | 30 | $2.60 | $78.00 |
DisclosureSEC source: 0000950170-24-067452 · ownership.xml · nonDerivative · entry 1 Cassaday Bryan J. · CIK 0002002588 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,970 Read SEC document |
| May 28, 2024 Filed Jun 10, 2024 09:03 UTC |
Shukla RajivDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 20 | $2.57 | $51.40 |
DisclosureSEC source: 0000950170-24-071092 · ownership.xml · nonDerivative · entry 1 Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,003 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 24, 2024 Filed May 28, 2024 17:02 UTC |
Shukla RajivDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 1,939 | $2.57 | $4,990.99 |
DisclosureSEC source: 0000950170-24-065344 · ownership.xml · nonDerivative · entry 2 Shukla Rajiv · CIK 0001709033 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,983 F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.