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NYSE · USD

WWR

WESTWATER RESOURCES, INC.

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Tapewire entity
6988
SEC CIK
0000839470
Parsed reports
144

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2022 Filed Jan 20, 2022 21:36 UTC
Cates Steven M.CAO and Controller
GrantCommon Stock 1,812 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000010 · primary_doc.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,653

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's June 12, 2020 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:48 UTC
McCoig Dain AVice President
Tax withholdingCommon Stock 3,766 $2.23 $8,398.18
Disclosure

SEC source: 0001052918-22-000011 · primary_doc.xml · nonDerivative · entry 3

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274

F3 · shares: Shares were withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:48 UTC
McCoig Dain AVice President
GrantCommon Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000011 · primary_doc.xml · nonDerivative · entry 2

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,040

F2 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's May 21, 2021 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:48 UTC
McCoig Dain AVice President
GrantCommon Stock 3,499 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000011 · primary_doc.xml · nonDerivative · entry 1

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,105

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's June 12, 2020 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:25 UTC
VIGIL JEFFREY L.Vice President and CFO
GrantCommon Stock 3,519 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000009 · primary_doc.xml · nonDerivative · entry 2

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,492

F2 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's May 21, 2021 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:25 UTC
VIGIL JEFFREY L.Vice President and CFO
GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000009 · primary_doc.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,973

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's June 12, 2020 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:17 UTC
Jones Christopher MurrelDirector · President and CEO
GrantCommon Stock 7,089 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000008 · primary_doc.xml · nonDerivative · entry 2

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,053

F2 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's May 21, 2021 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:17 UTC
Jones Christopher MurrelDirector · President and CEO
GrantCommon Stock 10,455 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000008 · primary_doc.xml · nonDerivative · entry 1

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,964

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's June 12, 2020 grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:16 UTC
VIGIL JEFFREY L.Vice President and CFO
PurchaseCommon Stock 4,649 $2.20 $10,227.34
Disclosure

SEC source: 0001104659-22-000915 · tm221410-1_4seq1.xml · nonDerivative · entry 4

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,153

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:16 UTC
VIGIL JEFFREY L.Vice President and CFO
PurchaseCommon Stock 4 $2.19 $8.74
Disclosure

SEC source: 0001104659-22-000915 · tm221410-1_4seq1.xml · nonDerivative · entry 3

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,504

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:16 UTC
VIGIL JEFFREY L.Vice President and CFO
PurchaseCommon Stock 206 $2.19 $451.14
Disclosure

SEC source: 0001104659-22-000915 · tm221410-1_4seq1.xml · nonDerivative · entry 2

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:16 UTC
VIGIL JEFFREY L.Vice President and CFO
PurchaseCommon Stock 2,141 $2.19 $4,688.58
Disclosure

SEC source: 0001104659-22-000915 · tm221410-1_4seq1.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,294

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:58 UTC
Potter Chad M.Chief Operating Officer
GrantRestricted Stock Units · Derivative 8,396 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001171 · edgar.xml · derivative · entry 5

Potter Chad M. · CIK 0001874283 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396

Underlying: Common Stock · 8,396 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F5 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F5 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:58 UTC
Potter Chad M.Chief Operating Officer
GrantRestricted Stock Units · Derivative 5,598 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001171 · edgar.xml · derivative · entry 4

Potter Chad M. · CIK 0001874283 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,598

Underlying: Common Stock · 5,598 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F4 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F4 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:58 UTC
Potter Chad M.Chief Operating Officer
GrantCommon Stock 8,396 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001171 · edgar.xml · nonDerivative · entry 3

Potter Chad M. · CIK 0001874283 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,848

F3 · shares: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:58 UTC
Potter Chad M.Chief Operating Officer
GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001171 · edgar.xml · nonDerivative · entry 2

Potter Chad M. · CIK 0001874283 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,452

F2 · shares: Represents restricted stock units that vest in two equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:58 UTC
Potter Chad M.Chief Operating Officer
GrantCommon Stock 13,854 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001171 · edgar.xml · nonDerivative · entry 1

Potter Chad M. · CIK 0001874283 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,854

F1 · shares: Represents restricted stock units that vest in full on August 2, 2023.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 21:08 UTC PurchaseCommon Stock 5,400 $4.60 $24,840.00
Disclosure

SEC source: 0001123292-21-001120 · edgar.xml · nonDerivative · entry 1

Peacock Deborah A · CIK 0001820257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:16 UTC PurchaseCommon Stock 5,000 $5.00 $25,000.00
Disclosure

SEC source: 0001123292-21-001067 · edgar.xml · nonDerivative · entry 1

Peacock Deborah A · CIK 0001820257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 21, 2021 Filed May 26, 2021 00:35 UTC GrantStock Option (right to buy) · Derivative 21,256 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001123292-21-000893 · edgar.xml · derivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Underlying: Common Stock · 21,256 shares

Expires 2031-05-21

F1 · derivative.exercise_date: The option vests upon the earlier of May 21, 2022 of the issuer's 2022 annual meeting of stockholders.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:34 UTC GrantStock Option (right to buy) · Derivative 21,256 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001123292-21-000892 · edgar.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Underlying: Common Stock · 21,256 shares

Expires 2031-05-21

F1 · derivative.exercise_date: The option vests upon the earlier of May 21, 2022 or the issuer's 2022 annual meeting of stockholders.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:33 UTC
Cates Steven M.CAO and Controller
GrantRestricted Stock Units · Derivative 5,216 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000891 · edgar.xml · derivative · entry 2

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,216

Underlying: Common Stock · 5,216 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:33 UTC
Cates Steven M.CAO and Controller
GrantCommon Stock 5,216 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000891 · edgar.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,841

F1 · shares: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:32 UTC GrantStock Option (right to buy) · Derivative 21,256 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001123292-21-000890 · edgar.xml · derivative · entry 1

Anderson Karli S. · CIK 0001577417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Underlying: Common Stock · 21,256 shares

Expires 2031-05-21

F1 · derivative.exercise_date: The option vests upon the earlier of May 21, 2022 or the issuer's 2022 annual meeting of stockholders.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:31 UTC
VIGIL JEFFREY L.Vice President and CFO
GrantRestricted Stock Units · Derivative 10,556 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000889 · edgar.xml · derivative · entry 2

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

Underlying: Common Stock · 10,556 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:31 UTC
VIGIL JEFFREY L.Vice President and CFO
GrantCommon Stock 10,556 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000889 · edgar.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,153

F1 · shares: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:30 UTC GrantStock Option (right to buy) · Derivative 21,256 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001123292-21-000888 · edgar.xml · derivative · entry 1

Peacock Deborah A · CIK 0001820257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Underlying: Common Stock · 21,256 shares

Expires 2031-05-21

F1 · derivative.exercise_date: The option vests upon the earlier of May 21, 2022 or the issuer's 2022 annual meeting of stockholders.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:29 UTC
McCoig Dain AVice President
GrantRestricted Stock Units · Derivative 5,804 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000887 · edgar.xml · derivative · entry 2

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,804

Underlying: Common Stock · 5,804 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:29 UTC
McCoig Dain AVice President
GrantCommon Stock 5,804 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000887 · edgar.xml · nonDerivative · entry 1

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,606

F1 · shares: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:27 UTC
Jones Christopher MurrelDirector · President and CEO
GrantRestricted Stock Units · Derivative 21,266 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000886 · edgar.xml · derivative · entry 2

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,266

Underlying: Common Stock · 21,266 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:27 UTC
Jones Christopher MurrelDirector · President and CEO
GrantCommon Stock 21,266 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000886 · edgar.xml · nonDerivative · entry 1

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,509

F1 · shares: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:20 UTC
Cates Steven M.CAO and Controller
GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000804 · edgar.xml · derivative · entry 3

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Common Stock · 3,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:20 UTC
Cates Steven M.CAO and Controller
GrantStock option (right to buy) · Derivative 9,498 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001123292-21-000804 · edgar.xml · derivative · entry 2

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,498

Underlying: Common Stock · 9,498 shares

Expires 2031-05-10

Read SEC document
May 10, 2021 Filed May 12, 2021 23:20 UTC
Cates Steven M.CAO and Controller
GrantCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000804 · edgar.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

F1 · shares: Represents restricted stock units that vest in two equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:50 UTC
VIGIL JEFFREY L.Vice President and CFO
PurchaseCommon Stock 1,750 $4.10 $7,175.00
Disclosure

SEC source: 0001123292-21-000631 · edgar.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,597

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:40 UTC
Jones Christopher MurrelDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,455 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000152 · edgar.xml · derivative · entry 4

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,911

Underlying: Common Stock · 10,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F4 · derivative.exercise_date: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F4 · derivative.expiration_date: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:40 UTC
Jones Christopher MurrelDirector · President and CEO
Tax withholdingCommon Stock 10,753 $6.94 $74,625.82
Disclosure

SEC source: 0001123292-21-000152 · edgar.xml · nonDerivative · entry 3

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,581

F3 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:40 UTC
Jones Christopher MurrelDirector · President and CEO
Exercise / conversionCommon Stock 10,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000152 · edgar.xml · nonDerivative · entry 2

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:40 UTC
Jones Christopher MurrelDirector · President and CEO
GrantCommon Stock 10,455 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000152 · edgar.xml · nonDerivative · entry 1

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,879

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria.

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January 28, 2021 Filed Feb 2, 2021 01:39 UTC
McCoig Dain AVice President
Exercise / conversionRestricted Stock Units · Derivative 3,499 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000151 · edgar.xml · derivative · entry 4

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,999

Underlying: Common Stock · 3,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F2 · derivative.expiration_date: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

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January 28, 2021 Filed Feb 2, 2021 01:39 UTC
McCoig Dain AVice President
Tax withholdingCommon Stock 3,113 $6.94 $21,604.22
Disclosure

SEC source: 0001123292-21-000151 · edgar.xml · nonDerivative · entry 3

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611

F3 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:39 UTC
McCoig Dain AVice President
Exercise / conversionCommon Stock 3,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000151 · edgar.xml · nonDerivative · entry 2

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:39 UTC
McCoig Dain AVice President
GrantCommon Stock 3,499 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000151 · edgar.xml · nonDerivative · entry 1

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:38 UTC
VIGIL JEFFREY L.Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 3,820 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000150 · edgar.xml · derivative · entry 4

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Common Stock · 3,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F4 · derivative.exercise_date: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F4 · derivative.expiration_date: Represents restricted stock units granted on June 12, 2020 that vest based on total stockholder return for the year ended December 31, 2020, the two-year period ended December 31, 2021, and the three-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

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January 28, 2021 Filed Feb 2, 2021 01:38 UTC
VIGIL JEFFREY L.Vice President and CFO
Tax withholdingCommon Stock 3,928 $6.94 $27,260.32
Disclosure

SEC source: 0001123292-21-000150 · edgar.xml · nonDerivative · entry 3

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,549

F3 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:38 UTC
VIGIL JEFFREY L.Vice President and CFO
Exercise / conversionCommon Stock 3,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000150 · edgar.xml · nonDerivative · entry 2

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 01:38 UTC
VIGIL JEFFREY L.Vice President and CFO
GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000150 · edgar.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,657

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria.

Read SEC document
January 28, 2021 Filed Feb 25, 2021 01:47 UTC Amendment
Jones Christopher MurrelDirector · President and CEO
Tax withholdingCommon Stock 9,091 $6.94 $63,091.54
Disclosure

SEC source: 0001123292-21-000311 · edgar.xml · nonDerivative · entry 1

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,243

F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

F2 · shares: This amendment is being filed to correct an administrative error which resulted in the amount of shares withheld for the payment of taxes due upon vesting of the Restricted Stock Units (RSUs) being misreported. The number of shares beneficially owned following this transaction were therefore also misreported and accordingly have been updated in this amendment. The number of RSUs that vested remains unchanged from the filing of the original Form 4.

F2 · balance_after: This amendment is being filed to correct an administrative error which resulted in the amount of shares withheld for the payment of taxes due upon vesting of the Restricted Stock Units (RSUs) being misreported. The number of shares beneficially owned following this transaction were therefore also misreported and accordingly have been updated in this amendment. The number of RSUs that vested remains unchanged from the filing of the original Form 4.

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January 28, 2021 Filed Feb 25, 2021 01:46 UTC Amendment
McCoig Dain AVice President
Tax withholdingCommon Stock 2,922 $6.94 $20,278.68
Disclosure

SEC source: 0001123292-21-000310 · edgar.xml · nonDerivative · entry 1

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,802

F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

F2 · shares: This amendment is being filed to correct an administrative error which resulted in the amount of shares withheld for the payment of taxes due upon vesting of the Restricted Stock Units (RSUs) being misreported. The number of shares beneficially owned following this transaction were therefore also misreported and accordingly have been updated in this amendment. The number of RSUs that vested remains unchanged from the filing of the original Form 4.

F2 · balance_after: This amendment is being filed to correct an administrative error which resulted in the amount of shares withheld for the payment of taxes due upon vesting of the Restricted Stock Units (RSUs) being misreported. The number of shares beneficially owned following this transaction were therefore also misreported and accordingly have been updated in this amendment. The number of RSUs that vested remains unchanged from the filing of the original Form 4.

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January 28, 2021 Filed Feb 25, 2021 01:44 UTC Amendment
VIGIL JEFFREY L.Vice President and CFO
Tax withholdingCommon Stock 3,630 $6.94 $25,192.20
Disclosure

SEC source: 0001123292-21-000309 · edgar.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,847

F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

F2 · shares: This amendment is being filed to correct an administrative error which resulted in the amount of shares withheld for the payment of taxes due upon vesting of the Restricted Stock Units (RSUs) being misreported. The number of shares beneficially owned following this transaction were therefore also misreported and accordingly have been updated in this amendment. The number of RSUs that vested remains unchanged from the filing of the original Form 4.

F2 · balance_after: This amendment is being filed to correct an administrative error which resulted in the amount of shares withheld for the payment of taxes due upon vesting of the Restricted Stock Units (RSUs) being misreported. The number of shares beneficially owned following this transaction were therefore also misreported and accordingly have been updated in this amendment. The number of RSUs that vested remains unchanged from the filing of the original Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.