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WTBA

WEST BANCORPORATION INC

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5506
SEC CIK
0001166928
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320

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2017 Filed May 30, 2017 20:43 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GiftCOMMON STOCK 6,998 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000070 · wf-form4_149617697777769.xml · nonDerivative · entry 2

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,570

F2 · shares: Shares were transferred to Katherine A. Nelson Revocable Trust.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:33 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
Tax withholdingCOMMON STOCK 3,502 $21.80 $76,343.60
Disclosure

SEC source: 0001166928-17-000031 · wf-form4_149073681872608.xml · nonDerivative · entry 2

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,230

F2 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.

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March 27, 2017 Filed Mar 28, 2017 21:33 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000031 · wf-form4_149073681872608.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,732

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.

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March 27, 2017 Filed Mar 28, 2017 21:32 UTC
OLAFSON HARLEECHIEF RISK OFFICER
Tax withholdingCOMMON STOCK 3,502 $21.80 $76,343.60
Disclosure

SEC source: 0001166928-17-000029 · wf-form4_149073674069853.xml · nonDerivative · entry 2

OLAFSON HARLEE · CIK 0001498467 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,475

F2 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.

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March 27, 2017 Filed Mar 28, 2017 21:32 UTC
OLAFSON HARLEECHIEF RISK OFFICER
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000029 · wf-form4_149073674069853.xml · nonDerivative · entry 1

OLAFSON HARLEE · CIK 0001498467 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,977

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.

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March 27, 2017 Filed Mar 28, 2017 21:31 UTC
Roberts Marie ISVP, CONTROLLER AND CAO
Tax withholdingCOMMON STOCK 850 $21.80 $18,530.00
Disclosure

SEC source: 0001166928-17-000027 · wf-form4_149073666486925.xml · nonDerivative · entry 2

Roberts Marie I · CIK 0001631477 · SVP, CONTROLLER AND CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F2 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.

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March 27, 2017 Filed Mar 28, 2017 21:31 UTC
Roberts Marie ISVP, CONTROLLER AND CAO
GrantCOMMON STOCK 3,500 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000027 · wf-form4_149073666486925.xml · nonDerivative · entry 1

Roberts Marie I · CIK 0001631477 · SVP, CONTROLLER AND CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,350

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.

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March 27, 2017 Filed Mar 28, 2017 21:30 UTC
WINTERBOTTOM BRAD LEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 3,502 $21.80 $76,343.60
Disclosure

SEC source: 0001166928-17-000025 · wf-form4_149073659977461.xml · nonDerivative · entry 2

WINTERBOTTOM BRAD L · CIK 0001247383 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,328

F2 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:30 UTC
WINTERBOTTOM BRAD LEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000025 · wf-form4_149073659977461.xml · nonDerivative · entry 1

WINTERBOTTOM BRAD L · CIK 0001247383 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,830

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.

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March 27, 2017 Filed Mar 28, 2017 21:29 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
Tax withholdingCOMMON STOCK 3,502 $21.80 $76,343.60
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 4

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,830

F4 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.

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March 27, 2017 Filed Mar 28, 2017 21:29 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 3

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,332

F3 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.

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February 22, 2017 Filed Feb 27, 2017 21:20 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
OtherCOMMON STOCK 305 $23.02 $7,021.10
Disclosure

SEC source: 0001166928-17-000008 · wf-form4_148823041166965.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,732

F1 · shares: Share acquired pursuant to reinvestment of dividends received into purchases of new shares.

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February 01, 2017 Filed Mar 28, 2017 21:29 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
GiftCOMMON STOCK 285 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,332

F2 · price: Gift of 285 shares to Greater Des Moines Botanical Garden.

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February 01, 2017 Filed Mar 28, 2017 21:29 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
GiftCOMMON STOCK 450 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,617

F1 · price: Gift of 450 shares to Prince of Peace Lutheran Church.

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December 16, 2016 Filed Feb 7, 2017 13:28 UTC GiftCOMMON STOCK 618 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000006 · wf-form5_148647411308730.xml · nonDerivative · entry 1

CHAPMAN JOYCE A · CIK 0001247387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 27,606

F1 · price: Gift of 618 shares to Great Outdoors Foundation.

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November 23, 2016 Filed Nov 28, 2016 14:13 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
OtherCOMMON STOCK 297 $23.51 $6,982.47
Disclosure

SEC source: 0001166928-16-000210 · wf-form4_148034241734668.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,524

F1 · shares: Share acquired pursuant to reinvestment of dividends received into purchases of new shares.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:20 UTC
Roberts Marie ISVP, CONTROLLER AND CAO
SaleCOMMON STOCK 650 $23.45 $15,242.50
Disclosure

SEC source: 0001166928-16-000208 · wf-form4_147993604155374.xml · nonDerivative · entry 1

Roberts Marie I · CIK 0001631477 · SVP, CONTROLLER AND CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 6,568

F1 · balance_after: Includes 192 shares that were acquired pursuant to dividend reinvestment in the employee savings plan 401(k) during the period from January 1, 2016 through September 30, 2016.

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November 21, 2016 Filed Nov 22, 2016 21:25 UTC
OLAFSON HARLEECHIEF RISK OFFICER
SaleCOMMON STOCK 2,500 $23.10 $57,740.50
Disclosure

SEC source: 0001166928-16-000206 · wf-form4_147984992293543.xml · nonDerivative · entry 1

OLAFSON HARLEE · CIK 0001498467 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,977

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 100 $23.00 $2,300.00
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 8

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 3 $22.98 $68.93
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 7

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 400 $22.95 $9,180.00
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 6

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

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November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 100 $22.93 $2,292.50
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 5

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,503

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 400 $22.90 $9,160.00
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 4

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,603

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 200 $22.88 $4,575.00
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 3

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 897 $22.85 $20,496.45
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 2

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,203

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:26 UTC SaleCOMMON STOCK 400 $22.80 $9,120.00
Disclosure

SEC source: 0001166928-16-000204 · wf-form4_147942159981329.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Read SEC document
August 25, 2016 Filed Nov 28, 2016 14:13 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GiftCOMMON STOCK 1,097 $0.00 $0.00
Disclosure

SEC source: 0001166928-16-000210 · wf-form4_148034241734668.xml · nonDerivative · entry 3

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katherine A. Nelson Rev Trust

Disclosed balance after: 23,899

F2 · shares: Shares were transferred to the Katherine A. Nelson Revocable Trust.

Read SEC document
August 25, 2016 Filed Nov 28, 2016 14:13 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GiftCOMMON STOCK 1,097 $0.00 $0.00
Disclosure

SEC source: 0001166928-16-000210 · wf-form4_148034241734668.xml · nonDerivative · entry 2

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,427

F2 · shares: Shares were transferred to the Katherine A. Nelson Revocable Trust.

Read SEC document
August 03, 2016 Filed Feb 7, 2017 13:28 UTC GiftCOMMON STOCK 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000005 · wf-form5_148647409745034.xml · nonDerivative · entry 2

PULVER ROBERT G · CIK 0001247375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,233

F2 · price: Gift of 10,000 shares to Deb & Bob Pulver Foundation.

Read SEC document
May 10, 2016 Filed Feb 2, 2018 13:33 UTC GiftCOMMON STOCK 2,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-18-000008 · wf-form5_151757841240351.xml · nonDerivative · entry 4

CHAPMAN JOYCE A · CIK 0001247387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Shares were transferred to spouse's trust.

Read SEC document
January 21, 2016 Filed Feb 7, 2017 13:28 UTC GiftCOMMON STOCK 20,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000005 · wf-form5_148647409745034.xml · nonDerivative · entry 1

PULVER ROBERT G · CIK 0001247375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233

F1 · price: Gift of 20,000 shares to Deb & Bob Pulver Foundation.

Read SEC document
May 27, 2015 Filed Feb 2, 2018 13:33 UTC GiftCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001166928-18-000008 · wf-form5_151757841240351.xml · nonDerivative · entry 3

CHAPMAN JOYCE A · CIK 0001247387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Shares were transferred to spouse's trust.

Read SEC document
May 20, 2014 Filed Feb 2, 2018 13:33 UTC GiftCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-18-000008 · wf-form5_151757841240351.xml · nonDerivative · entry 2

CHAPMAN JOYCE A · CIK 0001247387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Shares were transferred to spouse's trust.

Read SEC document
June 19, 2013 Filed Feb 2, 2018 13:33 UTC GiftCOMMON STOCK 588 $0.00 $0.00
Disclosure

SEC source: 0001166928-18-000008 · wf-form5_151757841240351.xml · nonDerivative · entry 1

CHAPMAN JOYCE A · CIK 0001247387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: Shares were transferred to spouse's trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.