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Nasdaq · USD

WTBA

WEST BANCORPORATION INC

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5506
SEC CIK
0001166928
Parsed reports
320

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 1, 2021 21:32 UTC PurchaseCOMMON STOCK 1,000 $31.90 $31,900.00
Disclosure

SEC source: 0001166928-21-000121 · wf-form4_163839430333858.xml · nonDerivative · entry 3

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 28,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.78 to $32.00. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 30, 2021 Filed Dec 1, 2021 21:32 UTC PurchaseCOMMON STOCK 1,000 $31.58 $31,580.00
Disclosure

SEC source: 0001166928-21-000121 · wf-form4_163839430333858.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 27,000

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November 29, 2021 Filed Dec 1, 2021 21:32 UTC PurchaseCOMMON STOCK 1,000 $31.85 $31,850.00
Disclosure

SEC source: 0001166928-21-000121 · wf-form4_163839430333858.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 26,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.49 to $31.88. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 24, 2021 Filed Nov 24, 2021 21:34 UTC PurchaseCOMMON STOCK 1,000 $33.93 $33,930.00
Disclosure

SEC source: 0001166928-21-000117 · wf-form4_163778963647170.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.90 to $33.93. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 24, 2021 Filed Nov 29, 2021 21:40 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
PurchaseCOMMON STOCK 349 $33.69 $11,757.81
Disclosure

SEC source: 0001166928-21-000119 · wf-form4_163822198859180.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,326

F1 · security: The reporting person no longer has a reportable beneficial interest in 384 shares of West Bancorporation, Inc. common stock owned by the Natalie Ann Nelson Roth IRA and included in the reporting person's prior ownership reports.

F2 · balance_after: Share acquired pursuant to reinvestment of dividends received into purchases of new shares.

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November 23, 2021 Filed Nov 24, 2021 21:34 UTC PurchaseCOMMON STOCK 1,000 $33.48 $33,480.00
Disclosure

SEC source: 0001166928-21-000117 · wf-form4_163778963647170.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 24,000

Read SEC document
November 22, 2021 Filed Nov 22, 2021 21:30 UTC PurchaseCOMMON STOCK 1,000 $33.49 $33,490.00
Disclosure

SEC source: 0001166928-21-000115 · wf-form4_163761660541482.xml · nonDerivative · entry 3

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 23,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.46 to $33.50. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 19, 2021 Filed Nov 22, 2021 21:30 UTC PurchaseCOMMON STOCK 1,000 $32.97 $32,970.00
Disclosure

SEC source: 0001166928-21-000115 · wf-form4_163761660541482.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 22,000

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:30 UTC PurchaseCOMMON STOCK 1,000 $32.61 $32,610.00
Disclosure

SEC source: 0001166928-21-000115 · wf-form4_163761660541482.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 21,000

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November 05, 2021 Filed Nov 8, 2021 21:28 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 3,364 $33.50 $112,694.00
Disclosure

SEC source: 0001166928-21-000113 · wf-form4_163640688555367.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,186

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November 03, 2021 Filed Nov 4, 2021 20:48 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 5,000 $32.13 $160,650.00
Disclosure

SEC source: 0001166928-21-000111 · wf-form4_163605880927799.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,550

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $32.33. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 03, 2021 Filed Nov 4, 2021 20:48 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 1,636 $33.13 $54,200.68
Disclosure

SEC source: 0001166928-21-000111 · wf-form4_163605880927799.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,550

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.10 to $33.24. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 09, 2021 Filed Sep 9, 2021 21:15 UTC PurchaseCOMMON STOCK 2,500 $29.80 $74,500.00
Disclosure

SEC source: 0001166928-21-000103 · wf-form4_163122208951296.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 20,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.64 to $30.00. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 08, 2021 Filed Sep 9, 2021 21:15 UTC PurchaseCOMMON STOCK 2,500 $29.87 $74,675.00
Disclosure

SEC source: 0001166928-21-000103 · wf-form4_163122208951296.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 17,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.81 to $30.04. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 07, 2021 Filed Sep 8, 2021 20:20 UTC PurchaseCOMMON STOCK 2,500 $29.95 $74,875.00
Disclosure

SEC source: 0001166928-21-000101 · wf-form4_163113240880200.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.90 to $29.99. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 02, 2021 Filed Sep 3, 2021 20:52 UTC PurchaseCOMMON STOCK 2,500 $30.30 $75,750.00
Disclosure

SEC source: 0001166928-21-000099 · wf-form4_163070235142241.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 12,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.29 to $30.37. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 25, 2021 Filed Aug 26, 2021 21:01 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
PurchaseCOMMON STOCK 389 $29.98 $11,662.22
Disclosure

SEC source: 0001166928-21-000097 · wf-form4_163001161873359.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,977

F1 · balance_after: Shares acquired pursuant to reinvestment of dividends received into purchases of new shares.

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August 09, 2021 Filed Aug 9, 2021 20:46 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 5,000 $30.98 $154,900.00
Disclosure

SEC source: 0001166928-21-000095 · wf-form4_162854193755391.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91 to $31.05. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 04, 2021 Filed Aug 4, 2021 20:37 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 5,000 $29.92 $149,600.00
Disclosure

SEC source: 0001166928-21-000093 · wf-form4_162810945670678.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.82 to $30.14. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:29 UTC PurchaseCOMMON STOCK 2,000 $29.82 $59,640.00
Disclosure

SEC source: 0001166928-21-000079 · wf-form4_162318414904765.xml · nonDerivative · entry 3

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 10,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.78 to $29.83. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:29 UTC PurchaseCOMMON STOCK 2,000 $29.36 $58,720.00
Disclosure

SEC source: 0001166928-21-000079 · wf-form4_162318414904765.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 8,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.33 to $29.46. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 04, 2021 Filed Jun 7, 2021 20:56 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 5,000 $29.26 $146,300.00
Disclosure

SEC source: 0001166928-21-000077 · wf-form4_162309933416542.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.18 to $29.29. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:29 UTC PurchaseCOMMON STOCK 2,000 $29.39 $58,780.00
Disclosure

SEC source: 0001166928-21-000079 · wf-form4_162318414904765.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.29 to $29.43. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:43 UTC GrantCOMMON STOCK 2,000 $28.76 $57,520.00
Disclosure

SEC source: 0001166928-21-000075 · wf-form4_162283939882313.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 4,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.61 to $29.18. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 03, 2021 Filed Jun 8, 2021 21:18 UTC Amendment PurchaseCOMMON STOCK 2,000 $28.76 $57,520.00
Disclosure

SEC source: 0001166928-21-000081 · wf-form4a_162318708049860.xml · nonDerivative · entry 2

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 4,000

F1 · kind: This form is being amended to correct the reporting of this transaction code to be a purchase of stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.61 to $29.18. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 20:41 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 5,000 $28.17 $140,850.00
Disclosure

SEC source: 0001166928-21-000071 · wf-form4_162266644951200.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.10 to $28.30. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:43 UTC GrantCOMMON STOCK 2,000 $28.68 $57,360.00
Disclosure

SEC source: 0001166928-21-000075 · wf-form4_162283939882313.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 2,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.57 to $28.83. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 8, 2021 21:18 UTC Amendment PurchaseCOMMON STOCK 2,000 $28.68 $57,360.00
Disclosure

SEC source: 0001166928-21-000081 · wf-form4a_162318708049860.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 2,000

F1 · kind: This form is being amended to correct the reporting of this transaction code to be a purchase of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.57 to $28.83. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:51 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
PurchaseCOMMON STOCK 428 $26.97 $11,543.16
Disclosure

SEC source: 0001166928-21-000069 · wf-form4_162223505466968.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,786

F1 · balance_after: Shares acquired pursuant to reinvestment of dividends received into purchases of new shares.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:51 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000059 · wf-form4_162007509136099.xml · nonDerivative · entry 1

MILLIGAN GEORGE D · CIK 0001023710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,303

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:53 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000063 · wf-form4_162007517045007.xml · nonDerivative · entry 1

Vaughan Therese M · CIK 0001332615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:53 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000064 · wf-form4_162007519243969.xml · nonDerivative · entry 1

Worth Philip Jason · CIK 0001575313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,109

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:52 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000062 · wf-form4_162007514889346.xml · nonDerivative · entry 1

SCHULER STEVEN T · CIK 0001726314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,215

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:52 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000061 · wf-form4_162007513093219.xml · nonDerivative · entry 1

DONOVAN PATRICK J · CIK 0001199970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:52 UTC
NOYCE JAMESDirector
GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000060 · wf-form4_162007511043925.xml · nonDerivative · entry 1

NOYCE JAMES · CIK 0001201561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,303

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:51 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000058 · wf-form4_162007506620373.xml · nonDerivative · entry 1

McMurray Sean Patrick · CIK 0001575421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,412

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:50 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000055 · wf-form4_162007499649612.xml · nonDerivative · entry 1

GAER STEVEN K · CIK 0001518982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,303

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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April 29, 2021 Filed May 3, 2021 20:50 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000056 · wf-form4_162007502016577.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,215

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's shareholders where director stand for re-election.

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March 25, 2021 Filed Mar 26, 2021 21:26 UTC
FUNK JANE MSVP/Controller/Chief Acctg Off
Tax withholdingCOMMON STOCK 1,129 $24.06 $27,163.74
Disclosure

SEC source: 0001166928-21-000033 · wf-form4_161679397172949.xml · nonDerivative · entry 1

FUNK JANE M · CIK 0001488571 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,070

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25,2021.

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March 25, 2021 Filed Mar 26, 2021 20:55 UTC
WINTERBOTTOM BRAD LEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 7,182 $24.06 $172,798.92
Disclosure

SEC source: 0001166928-21-000030 · wf-form4_161679209374105.xml · nonDerivative · entry 1

WINTERBOTTOM BRAD L · CIK 0001247383 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,904

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2021.

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March 25, 2021 Filed Mar 26, 2021 20:54 UTC
OLAFSON HARLEECHIEF RISK OFFICER
Tax withholdingCOMMON STOCK 6,802 $24.06 $163,656.12
Disclosure

SEC source: 0001166928-21-000029 · wf-form4_161679207525856.xml · nonDerivative · entry 1

OLAFSON HARLEE · CIK 0001498467 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,435

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2021.

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March 25, 2021 Filed Mar 26, 2021 20:54 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
Tax withholdingCOMMON STOCK 6,802 $24.06 $163,656.12
Disclosure

SEC source: 0001166928-21-000028 · wf-form4_161679205148818.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,358

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2021.

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March 25, 2021 Filed Mar 26, 2021 20:54 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
Tax withholdingCOMMON STOCK 6,802 $24.06 $163,656.12
Disclosure

SEC source: 0001166928-21-000027 · wf-form4_161679203106649.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,186

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2021.

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March 25, 2021 Filed May 28, 2021 20:51 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GiftCOMMON STOCK 8,198 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000069 · wf-form4_162223505466968.xml · nonDerivative · entry 3

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katherine A. Nelson Rev Trust

Disclosed balance after: 65,433

F2 · balance_after: Shares were transferred to the Katherine A. Nelson Revocable Trust.

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March 25, 2021 Filed May 28, 2021 20:51 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GiftCOMMON STOCK 8,198 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000069 · wf-form4_162223505466968.xml · nonDerivative · entry 2

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,588

F2 · balance_after: Shares were transferred to the Katherine A. Nelson Revocable Trust.

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March 03, 2021 Filed Mar 3, 2021 22:37 UTC
GULLING DOUGLAS REVP, TREASURER & CFO
SaleCOMMON STOCK 5,000 $24.25 $121,250.00
Disclosure

SEC source: 0001166928-21-000021 · wf-form4_161481103169671.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,988

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.28. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 24, 2021 Filed Feb 26, 2021 21:53 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
PurchaseCOMMON STOCK 457 $22.95 $10,488.15
Disclosure

SEC source: 0001166928-21-000017 · wf-form4_161437636405368.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,160

F1 · balance_after: Shares acquired pursuant to reinvestment of dividends received into purchases of new shares.

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January 25, 2021 Filed Jan 27, 2021 21:40 UTC
WINTERBOTTOM BRAD LEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000010 · wf-form4_161178364061386.xml · nonDerivative · entry 1

WINTERBOTTOM BRAD L · CIK 0001247383 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,086

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units, 7,500 units of which, vest in five equal annual installments beginning March 25, 2022. The remaining 7,500 units cliff vest on March 25, 2023, subject to achievement of performance criteria established by the Compensation Committee as set out in the grant.

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January 25, 2021 Filed Jan 27, 2021 21:40 UTC
OLAFSON HARLEECHIEF RISK OFFICER
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000009 · wf-form4_161178362248318.xml · nonDerivative · entry 1

OLAFSON HARLEE · CIK 0001498467 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,237

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units, 7,500 units of which, vest in five equal annual installments beginning March 25, 2022. The remaining 7,500 units cliff vest on March 25, 2023, subject to achievement of performance criteria established by the Compensation Committee as set out in the grant.

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January 25, 2021 Filed Jan 27, 2021 21:40 UTC
NELSON DAVID DDirector · CEO & PRESIDENT
GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000008 · wf-form4_161178360598037.xml · nonDerivative · entry 1

NELSON DAVID D · CIK 0001487136 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,703

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units, 7,500 units of which, vest in five equal annual installments beginning March 25, 2022. The remaining 7,500 units cliff vest on March 25, 2023, subject to achievement of performance criteria established by the Compensation Committee as set out in the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.