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WSM

WILLIAMS SONOMA INC

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Tapewire entity
3176
SEC CIK
0000719955
Parsed reports
561

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202605
Feb 202600
Mar 2026010
Apr 2026010
May 202605
Jun 202602
Jul 202605
Aug 202602
Sep 2026013
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2020 Filed Jul 14, 2020 23:16 UTC
Ross RyanPRESIDENT WS BRAND
Exercise / conversionCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021503 · form4.xml · nonDerivative · entry 1

Ross Ryan · CIK 0001782311 · PRESIDENT WS BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:20 UTC
ALBER LAURADirector · PRESIDENT & CEO
SaleCommon Stock 864 $85.31 $73,707.84
Disclosure

SEC source: 0001127602-20-020086 · form4.xml · nonDerivative · entry 6

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,002

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2019.

F5 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $85.20 to $85.45. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:20 UTC
ALBER LAURADirector · PRESIDENT & CEO
SaleCommon Stock 7,268 $85.02 $617,925.36
Disclosure

SEC source: 0001127602-20-020086 · form4.xml · nonDerivative · entry 5

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,866

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2019.

F4 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $84.16 to $85.14. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:20 UTC
ALBER LAURADirector · PRESIDENT & CEO
SaleCommon Stock 3,448 $83.65 $288,425.20
Disclosure

SEC source: 0001127602-20-020086 · form4.xml · nonDerivative · entry 4

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,134

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2019.

F3 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $83.11 to $84.04. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:20 UTC
ALBER LAURADirector · PRESIDENT & CEO
SaleCommon Stock 3,420 $82.62 $282,560.40
Disclosure

SEC source: 0001127602-20-020086 · form4.xml · nonDerivative · entry 3

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,582

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2019.

F2 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $82.24 to $83.06. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 23:28 UTC
Ross RyanPRESIDENT WS BRAND
SaleCommon Stock 8,000 $86.09 $688,720.00
Disclosure

SEC source: 0001127602-20-019464 · form4.xml · nonDerivative · entry 1

Ross Ryan · CIK 0001782311 · PRESIDENT WS BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

F1 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $86.08 to $86.13. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:27 UTC
Bellos AlexPRESIDENT WEST ELM BRAND
Exercise / conversionRestricted Stock Units · Derivative 6,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019167 · form4.xml · derivative · entry 3

Bellos Alex · CIK 0001716408 · PRESIDENT WEST ELM BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

Underlying: Common Stock · 6,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020 and 2021. Vesting of these units was subject to a performance metric, which has been met.

F4 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:27 UTC
Bellos AlexPRESIDENT WEST ELM BRAND
Tax withholdingCommon Stock 3,294 $85.01 $280,022.94
Disclosure

SEC source: 0001127602-20-019167 · form4.xml · nonDerivative · entry 2

Bellos Alex · CIK 0001716408 · PRESIDENT WEST ELM BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,341

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:27 UTC
Bellos AlexPRESIDENT WEST ELM BRAND
Exercise / conversionCommon Stock 6,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019167 · form4.xml · nonDerivative · entry 1

Bellos Alex · CIK 0001716408 · PRESIDENT WEST ELM BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 00:33 UTC GrantRestricted Stock Units · Derivative 1,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018931 · form4.xml · derivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock · 1,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 00:20 UTC SaleCommon Stock 6,187 $85.63 $529,792.81
Disclosure

SEC source: 0001127602-20-018927 · form4.xml · nonDerivative · entry 2

Whiteford Grace Puma · CIK 0001706213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

F1 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $85.31 to $85.96. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 00:14 UTC GrantRestricted Stock Units · Derivative 3,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018922 · form4.xml · derivative · entry 4

Dahnke Scott Arnold · CIK 0001545446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080

Underlying: Common Stock · 3,080 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton Global Inc. While the reporting person may be deemed to share voting and dispositive power with respect to the securities held by L Catterton Global Inc., the reporting person expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

F4 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 00:07 UTC GrantRestricted Stock Units · Derivative 2,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018920 · form4.xml · derivative · entry 4

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock · 2,214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 00:07 UTC SaleCommon Stock 1,602 $86.49 $138,556.98
Disclosure

SEC source: 0001127602-20-018920 · form4.xml · nonDerivative · entry 2

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:55 UTC GrantRestricted Stock Units · Derivative 1,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018917 · form4.xml · derivative · entry 3

Ready William J · CIK 0001643573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock · 1,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:51 UTC GrantRestricted Stock Units · Derivative 1,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018914 · form4.xml · derivative · entry 3

VAN PAASSCHEN FRITS D · CIK 0001239009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock · 1,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018931 · form4.xml · derivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: The restricted stock units vested on June 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:33 UTC Exercise / conversionCommon Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018931 · form4.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 4,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018930 · form4.xml · derivative · entry 2

BELLAMY ADRIAN D P · CIK 0001212631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: Vested shares will be delivered to the reporting person on June 2, 2021, the end of the deferral period, subject to earlier delivery upon the occurrence of certain events.

F3 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:25 UTC Exercise / conversionCommon Stock 4,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018930 · form4.xml · nonDerivative · entry 1

BELLAMY ADRIAN D P · CIK 0001212631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018927 · form4.xml · derivative · entry 3

Whiteford Grace Puma · CIK 0001706213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vested on June 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:20 UTC Exercise / conversionCommon Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018927 · form4.xml · nonDerivative · entry 1

Whiteford Grace Puma · CIK 0001706213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:14 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018922 · form4.xml · derivative · entry 3

Dahnke Scott Arnold · CIK 0001545446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: The restricted stock units vested on June 2, 2020.

F3 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:14 UTC Exercise / conversionCommon Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018922 · form4.xml · nonDerivative · entry 1

Dahnke Scott Arnold · CIK 0001545446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton Global Inc. While the reporting person may be deemed to share voting and dispositive power with respect to the securities held by L Catterton Global Inc., the reporting person expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The reporting person previously assigned all rights, title and interest in these securities to L Catterton Global Inc. While the reporting person may be deemed to share voting and dispositive power with respect to the securities held by L Catterton Global Inc., the reporting person expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:07 UTC Exercise / conversionRestricted Stock Units · Derivative 3,204 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018920 · form4.xml · derivative · entry 3

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: The restricted stock units vested on June 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:07 UTC Exercise / conversionCommon Stock 3,204 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018920 · form4.xml · nonDerivative · entry 1

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:55 UTC Exercise / conversionRestricted Stock Units · Derivative 659 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018917 · form4.xml · derivative · entry 2

Ready William J · CIK 0001643573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: The restricted stock units vested on June 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:55 UTC Exercise / conversionCommon Stock 659 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018917 · form4.xml · nonDerivative · entry 1

Ready William J · CIK 0001643573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:51 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018914 · form4.xml · derivative · entry 2

VAN PAASSCHEN FRITS D · CIK 0001239009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: The restricted stock units vested on June 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vested on June 2, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:51 UTC Exercise / conversionCommon Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018914 · form4.xml · nonDerivative · entry 1

VAN PAASSCHEN FRITS D · CIK 0001239009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:43 UTC
Whalen JulieEVP CHIEF FINANCIAL OFFICER
SaleCommon Stock 20,000 $85.02 $1,700,400.00
Disclosure

SEC source: 0001127602-20-018912 · form4.xml · nonDerivative · entry 1

Whalen Julie · CIK 0001274281 · EVP CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,110

F1 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $84.77 to $85.30. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:32 UTC
Benson MartaPRESIDENT POTTERY BARN BRAND
SaleCommon Stock 12,000 $82.70 $992,400.00
Disclosure

SEC source: 0001127602-20-018908 · form4.xml · nonDerivative · entry 1

Benson Marta · CIK 0001291392 · PRESIDENT POTTERY BARN BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,627

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
King David RandolphEVP GENERAL COUNSEL
SaleCommon Stock 3,840 $83.22 $319,564.80
Disclosure

SEC source: 0001127602-20-018910 · form4.xml · nonDerivative · entry 3

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,016

F3 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $82.96 to $83.67. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
King David RandolphEVP GENERAL COUNSEL
SaleCommon Stock 21,815 $82.68 $1,803,664.20
Disclosure

SEC source: 0001127602-20-018910 · form4.xml · nonDerivative · entry 2

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,856

F2 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $81.95 to $82.95. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
King David RandolphEVP GENERAL COUNSEL
SaleCommon Stock 3,900 $81.19 $316,641.00
Disclosure

SEC source: 0001127602-20-018910 · form4.xml · nonDerivative · entry 1

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,671

F1 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $80.81 to $81.60. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:28 UTC
Bellos AlexPRESIDENT WEST ELM BRAND
SaleCommon Stock 8,267 $83.47 $690,046.49
Disclosure

SEC source: 0001127602-20-018906 · form4.xml · nonDerivative · entry 1

Bellos Alex · CIK 0001716408 · PRESIDENT WEST ELM BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,446

Read SEC document
May 29, 2020 Filed Jun 18, 2020 23:20 UTC
ALBER LAURADirector · PRESIDENT & CEO
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020086 · form4.xml · nonDerivative · entry 2

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,002

Read SEC document
May 29, 2020 Filed Jun 18, 2020 23:20 UTC
ALBER LAURADirector · PRESIDENT & CEO
GiftCommon Stock 1,980 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020086 · form4.xml · nonDerivative · entry 1

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,602

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May 18, 2020 Filed May 20, 2020 23:13 UTC
ALBER LAURADirector · PRESIDENT & CEO
SaleCommon Stock 17,699 $70.24 $1,243,177.76
Disclosure

SEC source: 0001127602-20-017426 · form4.xml · nonDerivative · entry 1

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,582

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2019.

F2 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $70.00 to $70.50. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 12, 2020 Filed May 14, 2020 23:27 UTC
ALBER LAURADirector · PRESIDENT & CEO
SaleCommon Stock 2,301 $70.03 $161,139.03
Disclosure

SEC source: 0001127602-20-016666 · form4.xml · nonDerivative · entry 1

ALBER LAURA · CIK 0001225922 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,281

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2019.

F2 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $70.00 to $70.07. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 01, 2020 Filed May 6, 2020 00:02 UTC
Ross RyanPRESIDENT WS BRAND
Exercise / conversionRestricted Stock Units · Derivative 9,580 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015562 · form4.xml · derivative · entry 3

Ross Ryan · CIK 0001782311 · PRESIDENT WS BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F3 · derivative.exercise_date: Represents restricted stock units granted on September 6, 2017, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on May 1, 2020.

F4 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

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May 01, 2020 Filed May 6, 2020 00:02 UTC
Ross RyanPRESIDENT WS BRAND
Tax withholdingCommon Stock 4,750 $61.84 $293,740.00
Disclosure

SEC source: 0001127602-20-015562 · form4.xml · nonDerivative · entry 2

Ross Ryan · CIK 0001782311 · PRESIDENT WS BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,256

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

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May 01, 2020 Filed May 6, 2020 00:02 UTC
Ross RyanPRESIDENT WS BRAND
Exercise / conversionCommon Stock 9,580 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015562 · form4.xml · nonDerivative · entry 1

Ross Ryan · CIK 0001782311 · PRESIDENT WS BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2020 Filed May 5, 2020 23:57 UTC
King David RandolphEVP GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 11,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015555 · form4.xml · derivative · entry 7

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F6 · derivative.exercise_date: Represents restricted stock units granted on May 1, 2017, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on May 1, 2020.

F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

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May 01, 2020 Filed May 5, 2020 23:57 UTC
King David RandolphEVP GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 5,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015555 · form4.xml · derivative · entry 6

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,551

Underlying: Common Stock · 5,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020 and 2021. Vesting of these units was subject to a performance metric, which has been met.

F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

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May 01, 2020 Filed May 5, 2020 23:57 UTC
King David RandolphEVP GENERAL COUNSEL
Tax withholdingCommon Stock 5,504 $61.84 $340,367.36
Disclosure

SEC source: 0001127602-20-015555 · form4.xml · nonDerivative · entry 4

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,571

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

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May 01, 2020 Filed May 5, 2020 23:57 UTC
King David RandolphEVP GENERAL COUNSEL
Exercise / conversionCommon Stock 11,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015555 · form4.xml · nonDerivative · entry 3

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2020 Filed May 5, 2020 23:57 UTC
King David RandolphEVP GENERAL COUNSEL
Tax withholdingCommon Stock 2,752 $61.84 $170,183.68
Disclosure

SEC source: 0001127602-20-015555 · form4.xml · nonDerivative · entry 2

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,975

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

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May 01, 2020 Filed May 5, 2020 23:57 UTC
King David RandolphEVP GENERAL COUNSEL
Exercise / conversionCommon Stock 5,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015555 · form4.xml · nonDerivative · entry 1

King David Randolph · CIK 0001539835 · EVP GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2020 Filed May 5, 2020 23:51 UTC
Benson MartaPRESIDENT POTTERY BARN BRAND
Exercise / conversionRestricted Stock Units · Derivative 11,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015545 · form4.xml · derivative · entry 6

Benson Marta · CIK 0001291392 · PRESIDENT POTTERY BARN BRAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F5 · derivative.exercise_date: Represents restricted stock units granted on May 1, 2017, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on May 1, 2020.

F4 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.