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Nasdaq · USD

WSC

WillScot Holdings Corp

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4121
SEC CIK
0001647088
Parsed reports
374

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2025 Filed Mar 5, 2025 02:52 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Exercise / conversionPerformance Stock Units · Derivative 22,105 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000491 · form4.xml · derivative · entry 5

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,208

Underlying: Common Stock · 22,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted 28,708 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On March 1, 2022, the Reporting Person was granted 28,708 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:52 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Tax withholdingCommon Stock 776 $32.95 $25,569.20
Disclosure

SEC source: 0000897069-25-000491 · form4.xml · nonDerivative · entry 4

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,701

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:52 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Exercise / conversionCommon Stock 1,970 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000491 · form4.xml · nonDerivative · entry 3

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:52 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Tax withholdingCommon Stock 8,699 $32.95 $286,632.05
Disclosure

SEC source: 0000897069-25-000491 · form4.xml · nonDerivative · entry 2

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,507

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:52 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Exercise / conversionCommon Stock 22,105 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000491 · form4.xml · nonDerivative · entry 1

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:53 UTC
Boswell Timothy DPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000493 · form4.xml · derivative · entry 7

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,301

Underlying: Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F4 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted 15,198 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: On March 1, 2022, the Reporting Person was granted 15,198 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:53 UTC
Boswell Timothy DPresident & COO
Exercise / conversionPerformance Stock Units · Derivative 27,307 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000493 · form4.xml · derivative · entry 6

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,536

Underlying: Common Stock · 27,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted 35,463 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On March 1, 2022, the Reporting Person was granted 35,463 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:53 UTC
Boswell Timothy DPresident & COO
Tax withholdingCommon Stock 1,590 $32.95 $52,390.50
Disclosure

SEC source: 0000897069-25-000493 · form4.xml · nonDerivative · entry 4

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,164

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:53 UTC
Boswell Timothy DPresident & COO
Exercise / conversionCommon Stock 3,799 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000493 · form4.xml · nonDerivative · entry 3

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:53 UTC
Boswell Timothy DPresident & COO
Tax withholdingCommon Stock 11,428 $32.95 $376,552.60
Disclosure

SEC source: 0000897069-25-000493 · form4.xml · nonDerivative · entry 2

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,955

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:53 UTC
Boswell Timothy DPresident & COO
Exercise / conversionCommon Stock 27,307 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000493 · form4.xml · nonDerivative · entry 1

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 21:42 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,499 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000504 · form4.xml · derivative · entry 8

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,303

Underlying: Common stock · 9,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F4 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted 37,996 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: On March 1, 2022, the Reporting Person was granted 37,996 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 21:42 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 68,266 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000504 · form4.xml · derivative · entry 7

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,732

Underlying: Common stock · 68,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted 88,657 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On March 1, 2022, the Reporting Person was granted 88,657 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 21:42 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Tax withholdingCommon stock 3,976 $32.95 $131,009.20
Disclosure

SEC source: 0000897069-25-000504 · form4.xml · nonDerivative · entry 4

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,335

Read SEC document
March 01, 2025 Filed Mar 5, 2025 21:42 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionCommon stock 9,499 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000504 · form4.xml · nonDerivative · entry 3

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 21:42 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Tax withholdingCommon stock 28,570 $32.95 $941,381.50
Disclosure

SEC source: 0000897069-25-000504 · form4.xml · nonDerivative · entry 2

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,812

Read SEC document
March 01, 2025 Filed Mar 5, 2025 21:42 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionCommon stock 68,266 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000504 · form4.xml · nonDerivative · entry 1

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 20:46 UTC
Jacobsen Matthew TChief Financial Officer
GrantPerformance Stock Units · Derivative 19,847 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000382 · form4.xml · derivative · entry 8

Jacobsen Matthew T · CIK 0002050395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,038

Underlying: Common Stock · 19,847 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F5 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 19,847 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F5 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 19,847 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 20:46 UTC
Jacobsen Matthew TChief Financial Officer
GrantRestricted Stock Units · Derivative 8,506 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000382 · form4.xml · derivative · entry 7

Jacobsen Matthew T · CIK 0002050395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,053

Underlying: Common Stock · 8,506 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 8,506 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 8,506 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 20:46 UTC
Jacobsen Matthew TChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000382 · form4.xml · derivative · entry 6

Jacobsen Matthew T · CIK 0002050395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,547

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F2 · derivative.exercise_date: The Reporting Person was granted time-based restricted stock units ("RSUs") pursuant to a Restricted Stock Unit Agreement under the Issuer's 2020 Incentive Award Plan (the "RSU Agreement") on February 22, 2024, February 24, 2023, March 1, 2022, and March 3, 2021. The RSUs vest in four equal installments on each of the first four anniversaries of the relevant grant date, subject to the terms and conditions of the RSU Agreement.

F2 · derivative.expiration_date: The Reporting Person was granted time-based restricted stock units ("RSUs") pursuant to a Restricted Stock Unit Agreement under the Issuer's 2020 Incentive Award Plan (the "RSU Agreement") on February 22, 2024, February 24, 2023, March 1, 2022, and March 3, 2021. The RSUs vest in four equal installments on each of the first four anniversaries of the relevant grant date, subject to the terms and conditions of the RSU Agreement.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 20:46 UTC
Jacobsen Matthew TChief Financial Officer
Tax withholdingCommon Stock 282 $34.27 $9,664.14
Disclosure

SEC source: 0000897069-25-000382 · form4.xml · nonDerivative · entry 4

Jacobsen Matthew T · CIK 0002050395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,982

Read SEC document
February 24, 2025 Filed Feb 25, 2025 20:46 UTC
Jacobsen Matthew TChief Financial Officer
Exercise / conversionCommon Stock 604 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000382 · form4.xml · nonDerivative · entry 3

Jacobsen Matthew T · CIK 0002050395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 21:30 UTC
Gorcyca FeliciaChief Human Resources Officer
GrantPerformance Stock Units · Derivative 25,517 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000386 · form4.xml · derivative · entry 5

Gorcyca Felicia · CIK 0001865529 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,472

Underlying: Common Stock · 25,517 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F5 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 25,517 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person. The target number of PSUs granted on February 24, 2025, is comprised of two tranches: (i) PSUs granted to the Reporting Person for her 2025 annual long-term equity award incentive and (ii) PSUs granted to the Reporting Person for the second half of her executive new hire bonus pursuant to the terms and conditions of the previously disclosed Employment Agreement between the Issuer and the Reporting Person.

F5 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 25,517 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person. The target number of PSUs granted on February 24, 2025, is comprised of two tranches: (i) PSUs granted to the Reporting Person for her 2025 annual long-term equity award incentive and (ii) PSUs granted to the Reporting Person for the second half of her executive new hire bonus pursuant to the terms and conditions of the previously disclosed Employment Agreement between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 21:30 UTC
Gorcyca FeliciaChief Human Resources Officer
GrantRestricted Stock Units · Derivative 6,379 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000386 · form4.xml · derivative · entry 4

Gorcyca Felicia · CIK 0001865529 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,846

Underlying: Common Stock · 6,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 6,379 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 6,379 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:34 UTC
Boswell Timothy DPresident & COO
GrantPerformance Stock Units · Derivative 43,663 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000390 · form4.xml · derivative · entry 9

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,999

Underlying: Common Stock · 43,663 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F6 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 43,663 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 43,663 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:34 UTC
Boswell Timothy DPresident & COO
GrantRestricted Stock Units · Derivative 18,713 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000390 · form4.xml · derivative · entry 8

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,100

Underlying: Common Stock · 18,713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F4 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 18,713 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 18,713 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:34 UTC
Boswell Timothy DPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 2,661 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000390 · form4.xml · derivative · entry 7

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,387

Underlying: Common Stock · 2,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On February 24, 2023, the Reporting Person was granted 10,642 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On February 24, 2023, the Reporting Person was granted 10,642 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:34 UTC
Boswell Timothy DPresident & COO
Tax withholdingCommon Stock 1,200 $34.27 $41,124.00
Disclosure

SEC source: 0000897069-25-000390 · form4.xml · nonDerivative · entry 4

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,990

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:34 UTC
Boswell Timothy DPresident & COO
Exercise / conversionCommon Stock 2,661 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000390 · form4.xml · nonDerivative · entry 3

Boswell Timothy D · CIK 0001723491 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:32 UTC
Shanks Sally JChief Accounting Officer
GrantPerformance Stock Units · Derivative 6,450 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000388 · form4.xml · derivative · entry 8

Shanks Sally J · CIK 0001723497 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,771

Underlying: Common stock · 6,450 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F6 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 6,450 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 6,450 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:32 UTC
Shanks Sally JChief Accounting Officer
GrantRestricted Stock Units · Derivative 3,473 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000388 · form4.xml · derivative · entry 7

Shanks Sally J · CIK 0001723497 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,718

Underlying: Common stock · 3,473 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F4 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 3,473 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 3,473 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:32 UTC
Shanks Sally JChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000388 · form4.xml · derivative · entry 6

Shanks Sally J · CIK 0001723497 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,245

Underlying: Common stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On February 24, 2023, the Reporting Person was granted 2,414 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person. Remarks:

F3 · derivative.expiration_date: On February 24, 2023, the Reporting Person was granted 2,414 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person. Remarks:

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:32 UTC
Shanks Sally JChief Accounting Officer
Tax withholdingCommon stock, par value $0.0001 per share 305 $34.27 $10,452.35
Disclosure

SEC source: 0000897069-25-000388 · form4.xml · nonDerivative · entry 4

Shanks Sally J · CIK 0001723497 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,723

Read SEC document
February 24, 2025 Filed Feb 26, 2025 02:32 UTC
Shanks Sally JChief Accounting Officer
Exercise / conversionCommon stock, par value $0.0001 per share 604 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000388 · form4.xml · nonDerivative · entry 3

Shanks Sally J · CIK 0001723497 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:48 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
GrantPerformance Stock Units · Derivative 29,770 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000384 · form4.xml · derivative · entry 8

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,916

Underlying: Common Stock · 29,770 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based restricted stick unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent

F6 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 29,770 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 29,770 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:48 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
GrantRestricted Stock Units · Derivative 12,759 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000384 · form4.xml · derivative · entry 7

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,795

Underlying: Common Stock · 12,759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F4 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 12,759 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 12,759 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:48 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Exercise / conversionRestricted Stock Units · Derivative 1,478 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000384 · form4.xml · derivative · entry 6

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,036

Underlying: Common Stock · 1,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On February 24, 2023, the Reporting Person was granted 5,912 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On February 24, 2023, the Reporting Person was granted 5,912 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:48 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Tax withholdingCommon Stock 660 $34.27 $22,618.20
Disclosure

SEC source: 0000897069-25-000384 · form4.xml · nonDerivative · entry 4

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,015

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:48 UTC
Lopez Hezron T.EVP, CLO, CCO & ESG
Exercise / conversionCommon Stock 1,478 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000384 · form4.xml · nonDerivative · entry 3

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:43 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 89,311 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000380 · form4.xml · derivative · entry 10

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,389

Underlying: Common Stock · 89,311 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F6 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 89,311 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 89,311 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:43 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 38,276 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000380 · form4.xml · derivative · entry 9

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,802

Underlying: Common Stock · 38,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F4 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 38,276 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 38,276 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:43 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,652 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000380 · form4.xml · derivative · entry 8

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,526

Underlying: Common Stock · 6,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F3 · derivative.exercise_date: On February 24, 2023, the Reporting Person was granted 26,606 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: On February 24, 2023, the Reporting Person was granted 26,606 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:43 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,809 $34.27 $96,264.43
Disclosure

SEC source: 0000897069-25-000380 · form4.xml · nonDerivative · entry 4

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,091

Read SEC document
February 24, 2025 Filed Feb 26, 2025 01:43 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,652 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000380 · form4.xml · nonDerivative · entry 3

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Mar 5, 2025 02:59 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 89,311 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000498 · form4.xml · derivative · entry 10

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,389

Underlying: Common Stock · 89,311 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F9 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 89,311 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F9 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 89,311 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Mar 5, 2025 02:59 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 38,276 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000498 · form4.xml · derivative · entry 9

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,802

Underlying: Common Stock · 38,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F7 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted 38,276 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F7 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted 38,276 RSUs which vest annually in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Mar 5, 2025 02:59 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,652 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000498 · form4.xml · derivative · entry 8

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,526

Underlying: Common Stock · 6,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

F6 · derivative.exercise_date: On February 24, 2023, the Reporting Person was granted 26,606 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: On February 24, 2023, the Reporting Person was granted 26,606 RSUs which vest in four equal installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed Plan and the Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document
February 24, 2025 Filed Mar 5, 2025 02:59 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,784 $34.27 $95,407.68
Disclosure

SEC source: 0000897069-25-000498 · form4.xml · nonDerivative · entry 4

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,116

F2 · shares: The Form 4 filed on February 25, 2025 reported that the reporting person withheld 2,809 shares in this transaction for tax purposes. The reporting person actually withheld 2,784 shares in this transaction for tax purposes.

F3 · balance_after: The Form 4 filed on February 25, 2025, reported that the reporting person held 76,091 shares following the reported transaction. This amended Form 4 is being filed to report that the reporting person actually held 76,116 shares following the transaction.

Read SEC document
February 24, 2025 Filed Mar 5, 2025 02:59 UTC
Soultz Bradley LeeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,652 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-25-000498 · form4.xml · nonDerivative · entry 3

Soultz Bradley Lee · CIK 0001723486 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each time-based restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.

Read SEC document
February 24, 2025 Filed Mar 5, 2025 02:45 UTC Amendment
Lopez Hezron T.EVP, CLO, CCO & ESG
GrantPerformance Stock Units · Derivative 29,770 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000487 · form4.xml · derivative · entry 8

Lopez Hezron T. · CIK 0001581557 · EVP, CLO, CCO & ESG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,916

Underlying: Common Stock · 29,770 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance-based restricted stick unit ("PSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent

F8 · derivative.exercise_date: On February 24, 2025, the Reporting Person was granted a target number of 29,770 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

F8 · derivative.expiration_date: On February 24, 2025, the Reporting Person was granted a target number of 29,770 PSUs which vest based on the achievement of the relative total stockholder return ("TSR") of the Issuer's common stock as compared to the TSR of the constituents of the S&P 400 Index at the grant date over the performance of three years subject to the terms and conditions of the previously disclosed Plan and the Performance-Based Restricted Stock Unit Agreement entered into between the Issuer and the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.