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Nasdaq · USD

WRAP

WRAP TECHNOLOGIES, INC.

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Tapewire entity
6770
SEC CIK
0001702924
Parsed reports
283

Last 12 months

Inside the activity.

3 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202602
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jan 30, 2026 02:30 UTC SaleCommon Stock 10,000 $1.71 $17,101.00
Disclosure

SEC source: 0001437749-26-002456 · rdgdoc.xml · nonDerivative · entry 29

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,339

F20 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.6998 to $1.7205, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (20) of this Form 4. The amount reflected has been rounded to 4 decimal points.

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June 11, 2025 Filed Jun 17, 2025 20:51 UTC SaleCommon Stock 30,000 $1.68 $50,412.00
Disclosure

SEC source: 0001415889-25-017553 · form4-06172025_080645.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 867,100

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.602 to $1.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) o this Form 4.

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June 09, 2025 Filed Jul 21, 2025 16:06 UTC
Ratigan Gerald Thomas JRChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001493152-25-011318 · ownership.xml · derivative · entry 1

Ratigan Gerald Thomas JR · CIK 0002077328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-06-09

F1 · date: The stock options were granted prior to the Reporting Person's appointment by the board of directors of the Issuer as Chief Financial Officer on June 23, 2025.

F1 · shares: The stock options were granted prior to the Reporting Person's appointment by the board of directors of the Issuer as Chief Financial Officer on June 23, 2025.

F2 · derivative.exercise_date: The stock options will vest in four substantially equal installments on each annual anniversary of the date of grant, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

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May 19, 2025 Filed May 22, 2025 23:37 UTC SaleCommon Stock 1,449 $1.54 $2,232.91
Disclosure

SEC source: 0001415889-25-014280 · form4-05222025_110536.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,100

Read SEC document
April 10, 2025 Filed Apr 17, 2025 01:28 UTC
Savas MarcDirector
GrantCommon Stock 19,643 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-012197 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,109

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2025. On the date of grant, 12,767 of the RSUs vested and the remainder of the RSUs vest ratably in eight monthly tranches.

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April 10, 2025 Filed Apr 17, 2025 01:26 UTC GrantCommon Stock 19,643 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-012195 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,755

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2025. On the date of grant, 12,767 of the RSUs vested and the remainder of the RSUs vest ratably in eight monthly tranches.

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April 10, 2025 Filed Apr 17, 2025 01:27 UTC GrantCommon Stock 19,643 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-012196 · rdgdoc.xml · nonDerivative · entry 1

Szymanski Timothy · CIK 0001997862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,175

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2025. On the date of grant, 12,767 of the RSUs vested and the remainder of the RSUs vest ratably in eight monthly tranches.

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April 10, 2025 Filed Apr 17, 2025 01:25 UTC GrantCommon Stock 19,643 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-012194 · rdgdoc.xml · nonDerivative · entry 1

Srinivasan Rajiv · CIK 0001997738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,720

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2025. On the date of grant, 12,767 of the RSUs vested and the remainder of the RSUs vest ratably in eight monthly tranches.

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February 24, 2025 Filed Feb 26, 2025 23:56 UTC
Savas MarcDirector
GrantWarrants · Derivative 50,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001437749-25-005294 · rdgdoc.xml · derivative · entry 2

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Savbo Investments LLC

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance.

F2 · derivative.expiration_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance.

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February 24, 2025 Filed Feb 26, 2025 23:56 UTC
Savas MarcDirector
GrantCommon Stock 50,000 $1.80 $90,000.00
Disclosure

SEC source: 0001437749-25-005294 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Savbo Investments LLC

Disclosed balance after: 50,000

F1 · price: Reflects shares of the Issuer's common stock, par value $0.0001 per share, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 24, 2025, by and among the Issuer and the investors signatory thereto (the "Purchase Agreement").

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February 24, 2025 Filed Feb 26, 2025 23:55 UTC
Cohen ScotDirector · Executive Chairman and CEO · 10% owner
GrantWarrants · Derivative 1,100,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001437749-25-005293 · rdgdoc.xml · derivative · entry 2

Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By V4 Global LLC

Disclosed balance after: 1,100,000

Underlying: Common Stock · 1,100,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance.

F2 · derivative.expiration_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance.

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February 24, 2025 Filed Feb 26, 2025 23:55 UTC
Cohen ScotDirector · Executive Chairman and CEO · 10% owner
GrantCommon Stock 1,100,000 $1.80 $1,980,000.00
Disclosure

SEC source: 0001437749-25-005293 · rdgdoc.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By V4 Global LLC

Disclosed balance after: 1,100,000

F1 · price: Reflects shares of the Issuer's common stock, par value $0.0001 per share, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 24, 2025, by and among the Issuer and the investors signatory thereto (the "Purchase Agreement").

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February 24, 2025 Filed Mar 12, 2025 07:00 UTC
Novick JaredPresident and COO
GrantWarrants · Derivative 275,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001437749-25-007112 · rdgdoc.xml · derivative · entry 2

Novick Jared · CIK 0002006392 · President and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Continuum Ventures, LLC

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance.

F2 · derivative.expiration_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance.

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February 24, 2025 Filed Mar 12, 2025 07:00 UTC
Novick JaredPresident and COO
GrantCommon Stock 275,000 $1.80 $495,000.00
Disclosure

SEC source: 0001437749-25-007112 · rdgdoc.xml · nonDerivative · entry 1

Novick Jared · CIK 0002006392 · President and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Continuum Ventures, LLC

Disclosed balance after: 275,000

F1 · price: Reflects shares of the Issuer's common stock, par value $0.0001 per share, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 24, 2025, by and among the Issuer and the investors signatory thereto (the "Purchase Agreement").

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February 05, 2025 Filed Feb 13, 2025 18:03 UTC
Novick JaredChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001437749-25-003794 · rdgdoc.xml · derivative · entry 2

Novick Jared · CIK 0002006392 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2035-02-05

F2 · derivative.exercise_date: The stock options will vest in four substantially equal installments on each annual anniversary of the date of grant, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 13, 2025 18:03 UTC
Novick JaredChief Operating Officer
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003794 · rdgdoc.xml · nonDerivative · entry 1

Novick Jared · CIK 0002006392 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · price: Represents a grant of Represents a grant of Restricted Stock Units ("RSUs"). The RSUs fully vested on the date of grant.

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February 05, 2025 Filed Feb 13, 2025 23:01 UTC
Savas MarcDirector
GrantCommon Stock 4,545 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003790 · rdgdoc.xml · nonDerivative · entry 2

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,921

F2 · price: Represents a grant of RSUs. The RSUs were granted in connection with the Reporting Person's service as a member of the Audit Committee of the Board of Directors of the Issuer. 30% of the RSUs vested on the date of grant and the remaining 70% of the RSUs will vest in in equal monthly installments through the remainder of 2025, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 13, 2025 23:01 UTC
Savas MarcDirector
GrantCommon Stock 5,051 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003790 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,466

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service as the chair of the Nominating and Corporate Governance Committee of the Board of Directors of the Issuer. 30% of the RSUs vested on the date of grant and the remaining 70% of the RSUs will vest in in equal monthly installments through the remainder of 2025, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 13, 2025 23:02 UTC
Cohen ScotDirector · Executive Chairman and CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001437749-25-003793 · rdgdoc.xml · derivative · entry 2

Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2035-02-05

F2 · derivative.exercise_date: The stock options will vest in four substantially equal installments on each annual anniversary of the date of grant, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 13, 2025 23:02 UTC
Cohen ScotDirector · Executive Chairman and CEO · 10% owner
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003793 · rdgdoc.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,372,345

F1 · price: Represents a grant of Represents a grant of Restricted Stock Units ("RSUs"). The RSUs fully vested on the date of grant.

Read SEC document
February 05, 2025 Filed Feb 13, 2025 23:01 UTC GrantCommon Stock 9,091 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003791 · rdgdoc.xml · nonDerivative · entry 2

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,061

F2 · price: Represents a grant of RSUs. The RSUs were granted in connection with the Reporting Person's service as the chair of the Audit of the Board of Directors of the Issuer. 30% of the RSUs vested on the date of grant and the remaining 70% of the RSUs will vest in in equal monthly installments through the remainder of 2025, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 13, 2025 23:01 UTC GrantCommon Stock 5,051 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003791 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,112

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service as the chair of the Compensation Committee of the Board of Directors of the Issuer. 30% of the RSUs vested on the date of grant and the remaining 70% of the RSUs will vest in in equal monthly installments through the remainder of 2025, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

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February 05, 2025 Filed Feb 13, 2025 23:02 UTC GrantCommon Stock 4,545 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-003792 · rdgdoc.xml · nonDerivative · entry 1

Srinivasan Rajiv · CIK 0001997738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,077

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service as member of the Audit Committee of the Board of Directors of the Issuer. 30% of the RSUs vested on the date of grant and the remaining 70% of the RSUs will vest in in equal monthly installments through the remainder of 2025, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date.

Read SEC document
January 01, 2025 Filed Jan 7, 2025 02:52 UTC
Savas MarcDirector
GrantCommon Stock 14,269 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000543 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,870

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2024. On the date of grant, 9,274 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
January 01, 2025 Filed Jan 7, 2025 02:53 UTC GrantCommon Stock 14,269 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000544 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,970

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2024. On the date of grant, 9,274 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
January 01, 2025 Filed Jan 7, 2025 02:51 UTC GrantCommon Stock 14,269 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000542 · rdgdoc.xml · nonDerivative · entry 1

Srinivasan Rajiv · CIK 0001997738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,532

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2024. On the date of grant, 9,274 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
January 01, 2025 Filed Jan 7, 2025 21:06 UTC GrantCommon Stock 14,269 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000635 · rdgdoc.xml · nonDerivative · entry 1

Szymanski Timothy · CIK 0001997862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,532

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2024. On the date of grant, 9,274 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
October 17, 2024 Filed Oct 22, 2024 18:15 UTC SaleCommon Stock 39,990 $1.84 $73,521.62
Disclosure

SEC source: 0001415889-24-025487 · form4-10222024_061051.xml · nonDerivative · entry 6

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 898,549

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $1.79 to $1.835, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to (6) of this Form 4.

Read SEC document
October 16, 2024 Filed Oct 22, 2024 18:15 UTC SaleCommon Stock 22,186 $1.63 $36,198.68
Disclosure

SEC source: 0001415889-24-025487 · form4-10222024_061051.xml · nonDerivative · entry 5

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 938,539

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $1.57 to $1.641, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to (6) of this Form 4.

Read SEC document
October 15, 2024 Filed Oct 22, 2024 18:15 UTC SaleCommon Stock 10,000 $1.54 $15,396.00
Disclosure

SEC source: 0001415889-24-025487 · form4-10222024_061051.xml · nonDerivative · entry 4

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 960,725

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $1.51 to $1.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to (6) of this Form 4.

Read SEC document
October 14, 2024 Filed Oct 22, 2024 18:15 UTC SaleCommon Stock 12,814 $1.59 $20,329.41
Disclosure

SEC source: 0001415889-24-025487 · form4-10222024_061051.xml · nonDerivative · entry 3

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970,725

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $1.5716 to $1.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to (6) of this Form 4.

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October 11, 2024 Filed Oct 22, 2024 18:15 UTC SaleCommon Stock 12,365 $1.61 $19,894.05
Disclosure

SEC source: 0001415889-24-025487 · form4-10222024_061051.xml · nonDerivative · entry 2

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,539

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $1.5616 to $1.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to (6) of this Form 4.

Read SEC document
October 10, 2024 Filed Oct 22, 2024 18:15 UTC SaleCommon Stock 5,000 $1.56 $7,822.50
Disclosure

SEC source: 0001415889-24-025487 · form4-10222024_061051.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,904

F1 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $1.57 to $1.5747, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to (6) of this Form 4.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:09 UTC
Savas MarcDirector
GrantCommon Stock 20,167 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-030607 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,601

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2024. On the date of grant, 13,109 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:09 UTC GrantCommon Stock 20,167 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-030606 · rdgdoc.xml · nonDerivative · entry 1

Srinivasan Rajiv · CIK 0001997738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,263

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2024. On the date of grant, 13,109 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:10 UTC GrantCommon Stock 20,167 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-030608 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,701

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2024. On the date of grant, 13,109 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:08 UTC GrantCommon Stock 20,167 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-030605 · rdgdoc.xml · nonDerivative · entry 1

Szymanski Timothy · CIK 0001997862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,263

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2024. On the date of grant, 13,109 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

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July 01, 2024 Filed Jul 3, 2024 10:09 UTC
Savas MarcDirector
GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022072 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,434

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2024. On the date of grant, 9,831 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

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July 01, 2024 Filed Jul 3, 2024 10:11 UTC GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022073 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,534

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2024. On the date of grant, 9,831 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

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July 01, 2024 Filed Jul 3, 2024 10:07 UTC GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022071 · rdgdoc.xml · nonDerivative · entry 1

Szymanski Timothy · CIK 0001997862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,096

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2024. On the date of grant, 9,831 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

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July 01, 2024 Filed Jul 3, 2024 10:06 UTC GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022070 · rdgdoc.xml · nonDerivative · entry 1

Srinivasan Rajiv · CIK 0001997738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,096

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2024. On the date of grant, 9,831 of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches.

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June 24, 2024 Filed Jun 26, 2024 16:05 UTC
Mullins Kevin WFormer President and Director
SaleCommon Stock 12,730 $2.10 $26,733.00
Disclosure

SEC source: 0001437749-24-021269 · rdgdoc.xml · nonDerivative · entry 1

Mullins Kevin W · CIK 0001923390 · Former President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,421

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April 01, 2024 Filed Apr 3, 2024 21:24 UTC
Savas MarcDirector
GrantCommon Stock 13,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010925 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,309

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended , 2024. On the date of grant, 30% of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches beginning May 1, 2024.

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April 01, 2024 Filed Apr 3, 2024 21:25 UTC GrantCommon Stock 13,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010926 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,409

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2024. On the date of grant, 30% of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches beginning May 1, 2024.

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April 01, 2024 Filed Apr 3, 2024 21:24 UTC GrantCommon Stock 13,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010924 · rdgdoc.xml · nonDerivative · entry 1

Srinivasan Rajiv · CIK 0001997738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,971

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2024. On the date of grant, 30% of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches beginning May 1, 2024.

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April 01, 2024 Filed Apr 3, 2024 21:22 UTC GrantCommon Stock 13,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010923 · rdgdoc.xml · nonDerivative · entry 1

Szymanski Timothy · CIK 0001997862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,971

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2024. On the date of grant, 30% of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches beginning May 1, 2024.

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January 14, 2024 Filed Jan 19, 2024 02:26 UTC
Savas MarcDirector
GrantCommon Stock 4,786 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001667 · rdgdoc.xml · nonDerivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,710

F1 · price: The shares of common stock, par value $0.0001 per share, of the Issuer were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2023.

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January 14, 2024 Filed Jan 19, 2024 02:28 UTC
Cohen ScotDirector · Executive Chairman and CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 482,143 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-24-001668 · rdgdoc.xml · derivative · entry 2

Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,143

Underlying: Common Stock · 482,143 shares

Expires 2033-10-12

F2 · derivative.exercise_date: The stock options will vest in four substantially equal installments at the end of each of the Issuer's fiscal years beginning on December 31, 2024 and ending on December 31, 2027, provided the Reporting Person is employed by or providing services to the Issuer or an affiliate on the applicable vesting date.

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January 14, 2024 Filed Jan 19, 2024 02:28 UTC
Cohen ScotDirector · Executive Chairman and CEO · 10% owner
GrantCommon Stock 632,911 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001668 · rdgdoc.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,122,345

F1 · price: Represents a grant of restricted shares of common stock, par value $0.0001 per share, of the Issuer.

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January 14, 2024 Filed Jan 19, 2024 02:29 UTC GrantCommon Stock 4,786 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001669 · rdgdoc.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,810

F1 · price: The shares of common stock, par value $0.0001 per share, of the Issuer were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.