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WOR

WORTHINGTON ENTERPRISES, INC.

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4282
SEC CIK
0000108516
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2016 Filed Sep 30, 2016 15:15 UTC GrantCommon shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143226 · doc4.xml · nonDerivative · entry 1

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,565

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made.

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September 29, 2016 Filed Sep 30, 2016 14:54 UTC GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143212 · doc4.xml · nonDerivative · entry 1

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,040

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made.

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September 29, 2016 Filed Sep 30, 2016 14:47 UTC
DAVIS MARK CDirector
GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143211 · doc4.xml · nonDerivative · entry 1

DAVIS MARK C · CIK 0001420549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,190

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made.

Read SEC document
September 29, 2016 Filed Sep 30, 2016 14:36 UTC GrantCommon Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · nonDerivative · entry 5

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,801

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made.

Read SEC document
September 29, 2016 Filed Sep 30, 2016 14:25 UTC GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143208 · doc4.xml · nonDerivative · entry 1

ANDERSON KERRII B · CIK 0001227159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,957

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 14:36 UTC Exercise / conversionNon-qualified stock option (right to acquire) · Derivative 14,625 $0.00 Strike: $15.03 $0.00
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · derivative · entry 7

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 14,625 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 30, 2011) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.

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September 28, 2016 Filed Sep 30, 2016 14:36 UTC Exercise / conversionNon-qualified Stock Option (right to acquire) · Derivative 14,625 $0.00 Strike: $13.90 $0.00
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · derivative · entry 6

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 14,625 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 30, 2010) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.

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September 28, 2016 Filed Sep 30, 2016 14:36 UTC Tax withholdingCommon Shares 4,687 $46.89 $219,773.43
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · nonDerivative · entry 4

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,801

Read SEC document
September 28, 2016 Filed Sep 30, 2016 14:36 UTC Exercise / conversionCommon Shares 14,625 $15.03 $219,813.75
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · nonDerivative · entry 3

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 14:36 UTC Tax withholdingCommon Shares 4,335 $46.89 $203,268.15
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · nonDerivative · entry 2

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,863

Read SEC document
September 28, 2016 Filed Sep 30, 2016 14:36 UTC Exercise / conversionCommon Shares 14,625 $13.90 $203,287.50
Disclosure

SEC source: 0001209191-16-143210 · doc4.xml · nonDerivative · entry 1

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Oct 3, 2016 19:38 UTC Amendment GrantPhantom Stock · Derivative 1,973 $46.89 $92,513.97
Disclosure

SEC source: 0001209191-16-143572 · doc4a.xml · derivative · entry 1

KARMANOS PETER · CIK 0001110860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,410

Underlying: common shares · 1,973 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balance related to the theoretical Company common shares could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors.

F3 · derivative.expiration_date: The Company amended the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors (the "Plan") effective October 1, 2014. The Amendment includes a provision that effective October 1, 2014, and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company's Board of Directors.

F4 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan for Directors.

F5 · balance_after: The filing is late due to an administrative oversight

Read SEC document
September 28, 2016 Filed Oct 3, 2016 19:19 UTC Amendment GrantPhantom Stock · Derivative 453 $46.89 $21,241.17
Disclosure

SEC source: 0001209191-16-143570 · doc4a.xml · derivative · entry 1

ANDERSON KERRII B · CIK 0001227159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

Underlying: common shares · 453 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balance related to the theoretical Company common shares could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors.

F3 · derivative.expiration_date: The Company amended the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors (the "Plan") effective October 1, 2014. The Amendment includes a provision that effective October 1, 2014, and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company's Board of Directors.

F4 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan for Directors.

F5 · balance_after: The filing is late due to an administrative oversight

Read SEC document
September 28, 2016 Filed Oct 3, 2016 19:10 UTC Amendment GrantPhantom Stock · Derivative 1,813 $46.89 $85,011.57
Disclosure

SEC source: 0001209191-16-143562 · doc4a.xml · derivative · entry 1

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,481

Underlying: common shares · 1,813 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balance related to the theoretical Company common shares could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors

F3 · derivative.expiration_date: The Company amended the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors (the "Plan") effective October 1, 2014. The Amendment includes a provision that effective October 1, 2014, and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company's Board of Directors.

F4 · balance_after: The filing is late due to an administrative oversight

F5 · balance_after: The amount shown reflects 1,586 additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan for Directors.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:41 UTC
HAYEK JOSEPH BVP Mergers & Acquisitions
GrantPhantom Stock · Derivative 2 $40.14 $80.28
Disclosure

SEC source: 0001209191-16-141964 · doc4.xml · derivative · entry 2

HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414

Underlying: common shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:47 UTC
RUSSELL MARK APres/COO, Worthington Industri
Grantphantom stock · Derivative 52 $40.14 $2,087.28
Disclosure

SEC source: 0001209191-16-141969 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,981

Underlying: common shares · 52 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F1 · balance_after: The account is enrolled in the Company's dividend reinvestment plan and the amount listed is the most up-to-date information available.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 17:32 UTC
RUSSELL MARK APres/COO, Worthington Industri
Grantphantom stock · Derivative 47 $43.29 $2,034.63
Disclosure

SEC source: 0001209191-16-139973 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,929

Underlying: common shares · 47 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F1 · balance_after: The account is enrolled in the Company's dividend reinvestment plan and the amount listed is the most up-to-date information available.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 15:57 UTC
HAYEK JOSEPH BVP Mergers & Acquisitions
GrantPhantom Stock · Derivative 2 $43.29 $86.58
Disclosure

SEC source: 0001209191-16-139963 · doc4.xml · derivative · entry 2

HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Underlying: common shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
June 30, 2016 Filed Nov 16, 2016 16:33 UTC Amendment Tax withholdingCommon Shares 4,974 $42.30 $210,400.20
Disclosure

SEC source: 0001209191-16-150402 · doc4a.xml · nonDerivative · entry 1

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,573

F1 · balance_after: An error was made in subtracting the number of common shares "disposed of" and the amount of common shares beneficially owned following reported transactions was incorrectly reported with 2000 shares too many. These additional 2,000 common shares were also included in two Form 4 filings by the reporting person after the Form 4 being amended hereby was filed.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.