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WOR

WORTHINGTON ENTERPRISES, INC.

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4282
SEC CIK
0000108516
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202606
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2021 Filed Jun 29, 2021 19:24 UTC
Caravati Steven MPresident-Worthington Cylinder
GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043630 · doc4.xml · nonDerivative · entry 1

Caravati Steven M · CIK 0001862951 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,111

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2024).

Read SEC document
June 18, 2021 Filed Jun 21, 2021 15:22 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $56.83 $113.66
Disclosure

SEC source: 0001209191-21-041851 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on May 31, 2021.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 18:55 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $67.10 $134.20
Disclosure

SEC source: 0001209191-21-038528 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on May 31, 2021.

Read SEC document
May 21, 2021 Filed May 24, 2021 15:51 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $65.47 $130.94
Disclosure

SEC source: 0001209191-21-035192 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on March 31, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 13:49 UTC SaleCommon Shares 31,371 $70.70 $2,217,929.70
Disclosure

SEC source: 0001209191-21-031484 · doc4.xml · nonDerivative · entry 2

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,225

F2 · price: The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $70.00 to $72.26, inclusive. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
May 07, 2021 Filed May 10, 2021 14:13 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $71.16 $142.32
Disclosure

SEC source: 0001209191-21-031123 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on March 31, 2021.

Read SEC document
May 07, 2021 Filed May 11, 2021 13:49 UTC SaleCommon Shares 17,424 $71.18 $1,240,240.32
Disclosure

SEC source: 0001209191-21-031484 · doc4.xml · nonDerivative · entry 1

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,596

F1 · price: The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $71.00 to $71.46, inclusive. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 4,267 $0.00 Strike: $42.91 $0.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · derivative · entry 9

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,267 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vested at 33.33% per year, beginning on the date listed.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 6,400 $0.00 Strike: $47.76 $0.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · derivative · entry 8

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2027-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vested at 33.33% per year, beginning on the date listed.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 7,500 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · derivative · entry 7

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,500 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vested at 33.33% per year, beginning on the date listed.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 6,000 $0.00 Strike: $43.04 $0.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · derivative · entry 6

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,000 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vested at 33.33% per year, beginning on the date listed.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
SaleCommon Shares 24,167 $70.24 $1,697,490.08
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · nonDerivative · entry 5

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 4,267 $42.91 $183,096.97
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · nonDerivative · entry 4

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 6,400 $47.76 $305,664.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · nonDerivative · entry 3

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 7,500 $42.30 $317,250.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · nonDerivative · entry 2

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 10, 2021 15:55 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 6,000 $43.04 $258,240.00
Disclosure

SEC source: 0001209191-21-031140 · doc4.xml · nonDerivative · entry 1

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 4, 2021 20:17 UTC SaleCommon Shares 50,000 $69.00 $3,450,000.00
Disclosure

SEC source: 0001209191-21-029862 · doc4.xml · nonDerivative · entry 1

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,240

Read SEC document
April 23, 2021 Filed Apr 27, 2021 14:20 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $66.62 $133.24
Disclosure

SEC source: 0001209191-21-028470 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on March 31, 2021.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 14:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 4,000 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-21-027503 · doc4.xml · derivative · entry 4

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 14:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
SaleCommon Shares 4,000 $65.29 $261,160.00
Disclosure

SEC source: 0001209191-21-027503 · doc4.xml · nonDerivative · entry 2

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,831

F1 · price: The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $65.24 to $65.44, inclusive. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 14:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Exercise / conversionCommon Shares 4,000 $23.10 $92,400.00
Disclosure

SEC source: 0001209191-21-027503 · doc4.xml · nonDerivative · entry 1

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2021 Filed Apr 12, 2021 14:39 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $66.70 $133.40
Disclosure

SEC source: 0001209191-21-026328 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on March 31, 2021.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 14,036 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · derivative · entry 17

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,036 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 14,036 $67.09 $941,675.24
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · nonDerivative · entry 6

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,518

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Shares 14,036 $20.47 $287,316.92
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · nonDerivative · entry 5

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 65,964 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · derivative · entry 16

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,036

Underlying: Common Shares · 65,964 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 726 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · derivative · entry 15

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 726 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 65,964 $67.60 $4,459,166.40
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · nonDerivative · entry 4

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,518

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Shares 65,964 $20.47 $1,350,283.08
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · nonDerivative · entry 3

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 726 $67.60 $49,077.60
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · nonDerivative · entry 2

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,518

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 13:23 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Shares 726 $23.10 $16,770.60
Disclosure

SEC source: 0001209191-21-023915 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 19,274 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · derivative · entry 17

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

Underlying: Common Shares · 19,274 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 2,150 $69.55 $149,532.50
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 7

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,518

F1 · shares: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 17,124 $67.09 $1,148,849.16
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 6

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,668

F1 · shares: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Shares 19,274 $23.10 $445,229.40
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 5

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 16:13 UTC SaleCommon Shares 15,000 $69.05 $1,035,750.00
Disclosure

SEC source: 0001209191-21-023403 · doc4.xml · nonDerivative · entry 1

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,240

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 13:43 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $69.01 $138.02
Disclosure

SEC source: 0001209191-21-023389 · doc4.xml · derivative · entry 5

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 60,000 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · derivative · entry 16

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 60,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 20,000 $67.89 $1,357,800.00
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 4

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,518

F1 · shares: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 20,000 $68.12 $1,362,400.00
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 3

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,518

F1 · shares: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
SaleCommon Shares 20,000 $68.00 $1,360,000.00
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 2

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,518

F1 · shares: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 14:06 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Shares 60,000 $23.10 $1,386,000.00
Disclosure

SEC source: 0001209191-21-023519 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 13:50 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 435 $66.03 $28,723.05
Disclosure

SEC source: 0001209191-21-023390 · doc4.xml · derivative · entry 2

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,324

Underlying: Common Shares · 435 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · derivative.underlying_shares: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

F4 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 13:43 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 43 $66.03 $2,839.29
Disclosure

SEC source: 0001209191-21-023389 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428

Underlying: Common Shares · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:04 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $72.82 $145.64
Disclosure

SEC source: 0001209191-21-020355 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 16:35 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $63.89 $127.78
Disclosure

SEC source: 0001209191-21-015112 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:03 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 8,000 $0.00 Strike: $22.06 $0.00
Disclosure

SEC source: 0001209191-21-012616 · doc4.xml · derivative · entry 3

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2022-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the date of the Company's next Annual Meeting of Shareholders following the Grant Date.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:03 UTC Tax withholdingCommon Shares 2,796 $63.11 $176,455.56
Disclosure

SEC source: 0001209191-21-012616 · doc4.xml · nonDerivative · entry 2

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,055

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:03 UTC Exercise / conversionCommon Shares 8,000 $22.06 $176,480.00
Disclosure

SEC source: 0001209191-21-012616 · doc4.xml · nonDerivative · entry 1

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 13:07 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $59.70 $119.40
Disclosure

SEC source: 0001209191-21-010549 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.