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WNC

WABASH NATIONAL Corp

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5438
SEC CIK
0000879526
Parsed reports
292

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2017 Filed Feb 21, 2017 21:50 UTC
GIROMINI RICHARD JDirector · CEO
Exercise / conversionCommon Stock 38,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000879526-17-000011 · edgar.xml · nonDerivative · entry 1

GIROMINI RICHARD J · CIK 0001244816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:49 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,590 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000010 · edgar.xml · derivative · entry 3

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

F2 · derivative.exercise_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

F2 · derivative.expiration_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:49 UTC
Pitchford William DSVP, HR & Assistant Secretary
Tax withholdingCommon Stock 2,044 $20.53 $41,963.32
Disclosure

SEC source: 0000879526-17-000010 · edgar.xml · nonDerivative · entry 2

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,821

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:49 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionCommon Stock 6,590 Not disclosed Not disclosed
Disclosure

SEC source: 0000879526-17-000010 · edgar.xml · nonDerivative · entry 1

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:47 UTC
Taylor Jeffery LSVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 7,840 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000009 · edgar.xml · derivative · entry 3

Taylor Jeffery L · CIK 0001579198 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

F2 · derivative.exercise_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

F2 · derivative.expiration_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:47 UTC
Taylor Jeffery LSVP and CFO
Tax withholdingCommon Stock 2,666 $20.53 $54,732.98
Disclosure

SEC source: 0000879526-17-000009 · edgar.xml · nonDerivative · entry 2

Taylor Jeffery L · CIK 0001579198 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,685

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:47 UTC
Taylor Jeffery LSVP and CFO
Exercise / conversionCommon Stock 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000879526-17-000009 · edgar.xml · nonDerivative · entry 1

Taylor Jeffery L · CIK 0001579198 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:46 UTC
Weber Mark JasonSVP, Group President, DPG
Exercise / conversionRestricted Stock Units · Derivative 10,960 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000008 · edgar.xml · derivative · entry 3

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

F2 · derivative.exercise_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

F2 · derivative.expiration_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:46 UTC
Weber Mark JasonSVP, Group President, DPG
Tax withholdingCommon Stock 3,649 $20.53 $74,913.97
Disclosure

SEC source: 0000879526-17-000008 · edgar.xml · nonDerivative · entry 2

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,475

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:46 UTC
Weber Mark JasonSVP, Group President, DPG
Exercise / conversionCommon Stock 10,960 Not disclosed Not disclosed
Disclosure

SEC source: 0000879526-17-000008 · edgar.xml · nonDerivative · entry 1

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:45 UTC
Roth Erin JenniferSVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 7,840 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000006 · edgar.xml · derivative · entry 3

Roth Erin Jennifer · CIK 0001485957 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

F2 · derivative.exercise_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

F2 · derivative.expiration_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:45 UTC
Roth Erin JenniferSVP, General Counsel
Tax withholdingCommon Stock 3,860 $20.53 $79,245.80
Disclosure

SEC source: 0000879526-17-000006 · edgar.xml · nonDerivative · entry 2

Roth Erin Jennifer · CIK 0001485957 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:45 UTC
Roth Erin JenniferSVP, General Counsel
Exercise / conversionCommon Stock 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000879526-17-000006 · edgar.xml · nonDerivative · entry 1

Roth Erin Jennifer · CIK 0001485957 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:45 UTC
Yeagy Brent LDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 7,840 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000007 · edgar.xml · derivative · entry 3

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

F2 · derivative.exercise_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

F2 · derivative.expiration_date: On February 19, 2014, the reporting person was granted restricted stock units, vesting in full on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:45 UTC
Yeagy Brent LDirector · President and COO
Tax withholdingCommon Stock 3,870 $20.53 $79,451.10
Disclosure

SEC source: 0000879526-17-000007 · edgar.xml · nonDerivative · entry 2

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,364

Read SEC document
February 19, 2017 Filed Feb 21, 2017 21:45 UTC
Yeagy Brent LDirector · President and COO
Exercise / conversionCommon Stock 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000879526-17-000007 · edgar.xml · nonDerivative · entry 1

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/19/2017.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 20:52 UTC SaleCommon Stock 5,788 $21.39 $123,805.32
Disclosure

SEC source: 0000879526-17-000004 · edgar.xml · nonDerivative · entry 2

Magee Larry J · CIK 0001313945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,985

Read SEC document
February 10, 2017 Filed Feb 13, 2017 20:52 UTC SaleCommon Stock 4,100 $21.35 $87,555.09
Disclosure

SEC source: 0000879526-17-000004 · edgar.xml · nonDerivative · entry 1

Magee Larry J · CIK 0001313945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,773

Read SEC document
February 06, 2017 Filed Feb 6, 2017 20:11 UTC
Yeagy Brent LDirector · President and COO
Exercise / conversionStock option (right to buy) · Derivative 12,180 Not disclosed Strike: $9.61 Not disclosed
Disclosure

SEC source: 0000879526-17-000002 · edgar.xml · derivative · entry 5

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,180 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option grant

F1 · derivative.exercise_date: Award is fully vested

Read SEC document
February 06, 2017 Filed Feb 6, 2017 20:11 UTC
Yeagy Brent LDirector · President and COO
Exercise / conversionStock option (right to buy) · Derivative 7,500 Not disclosed Strike: $14.19 Not disclosed
Disclosure

SEC source: 0000879526-17-000002 · edgar.xml · derivative · entry 4

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,500 shares

Expires 2017-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option grant

F1 · derivative.exercise_date: Award is fully vested

Read SEC document
February 06, 2017 Filed Feb 6, 2017 20:11 UTC
Yeagy Brent LDirector · President and COO
SaleCommon stock 19,680 $21.14 $415,984.03
Disclosure

SEC source: 0000879526-17-000002 · edgar.xml · nonDerivative · entry 3

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,394

Read SEC document
February 06, 2017 Filed Feb 6, 2017 20:11 UTC
Yeagy Brent LDirector · President and COO
Exercise / conversionCommon stock 12,180 $9.61 $117,049.80
Disclosure

SEC source: 0000879526-17-000002 · edgar.xml · nonDerivative · entry 2

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 6, 2017 20:11 UTC
Yeagy Brent LDirector · President and COO
Exercise / conversionCommon stock 7,500 $14.19 $106,425.00
Disclosure

SEC source: 0000879526-17-000002 · edgar.xml · nonDerivative · entry 1

Yeagy Brent L · CIK 0001578670 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionStock option (right to buy) · Derivative 4,573 Not disclosed Strike: $13.32 Not disclosed
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · derivative · entry 7

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287

Underlying: Common Stock · 4,573 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option grant

F3 · derivative.exercise_date: Award vests in three equall installments on February 19, 2015, 2016 and 2017. The final 1/3 will fully vest on February 19, 2017.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionStock option (right to buy) · Derivative 4,620 Not disclosed Strike: $9.61 Not disclosed
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · derivative · entry 6

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,620 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option grant

F1 · derivative.exercise_date: Award is fully vested

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionStock option (right to buy) · Derivative 7,510 Not disclosed Strike: $10.85 Not disclosed
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · derivative · entry 5

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,510 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option grant

F1 · derivative.exercise_date: Award is fully vested

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
SaleCommon Stock 16,703 $21.20 $354,123.64
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · nonDerivative · entry 4

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,275

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionCommon Stock 4,573 $13.32 $60,912.36
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · nonDerivative · entry 3

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionCommon Stock 4,620 $9.61 $44,398.20
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · nonDerivative · entry 2

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:12 UTC
Pitchford William DSVP, HR & Assistant Secretary
Exercise / conversionCommon Stock 7,510 $10.85 $81,483.50
Disclosure

SEC source: 0000879526-17-000003 · edgar.xml · nonDerivative · entry 1

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:05 UTC
Weber Mark JasonSVP, Group President, DPG
Exercise / conversionStock Option (right to buy) · Derivative 8,900 Not disclosed Strike: $8.57 Not disclosed
Disclosure

SEC source: 0000879526-16-000063 · edgar.xml · derivative · entry 6

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,900 shares

Expires 2018-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Option grant

F2 · derivative.exercise_date: Award is fully vested

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:05 UTC
Weber Mark JasonSVP, Group President, DPG
Exercise / conversionStock Option (right to buy) · Derivative 7,500 Not disclosed Strike: $14.19 Not disclosed
Disclosure

SEC source: 0000879526-16-000063 · edgar.xml · derivative · entry 5

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Option grant

F2 · derivative.exercise_date: Award is fully vested

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:05 UTC
Weber Mark JasonSVP, Group President, DPG
SaleCommon Stock 8,900 $15.61 $138,929.00
Disclosure

SEC source: 0000879526-16-000063 · edgar.xml · nonDerivative · entry 4

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,164

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.55 to $15.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:05 UTC
Weber Mark JasonSVP, Group President, DPG
SaleCommon Stock 7,500 $15.61 $117,075.00
Disclosure

SEC source: 0000879526-16-000063 · edgar.xml · nonDerivative · entry 3

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,064

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.55 to $15.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:05 UTC
Weber Mark JasonSVP, Group President, DPG
Exercise / conversionCommon Stock 8,900 $8.57 $76,273.00
Disclosure

SEC source: 0000879526-16-000063 · edgar.xml · nonDerivative · entry 2

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:05 UTC
Weber Mark JasonSVP, Group President, DPG
Exercise / conversionCommon Stock 7,500 $14.19 $106,425.00
Disclosure

SEC source: 0000879526-16-000063 · edgar.xml · nonDerivative · entry 1

Weber Mark Jason · CIK 0001471738 · SVP, Group President, DPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:04 UTC
Roth Erin JenniferSVP, General Counsel
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000879526-16-000062 · edgar.xml · nonDerivative · entry 1

Roth Erin Jennifer · CIK 0001485957 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,020

Read SEC document
December 15, 2016 Filed Feb 7, 2018 15:16 UTC
GIROMINI RICHARD JDirector · CEO
Tax withholdingCommon Stock 1,507 $15.56 $23,448.92
Disclosure

SEC source: 0000879526-18-000008 · edgar.xml · nonDerivative · entry 1

GIROMINI RICHARD J · CIK 0001244816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,573

F1 · balance_after: Reflects securities beneficially owned as of the date of this Statement after reflecting the transaction being reported, including after taking into account transactions previously reported that occurred subsequent to the transaction reflected in this Statement

Read SEC document
December 14, 2016 Filed Dec 15, 2016 13:27 UTC
GIROMINI RICHARD JDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $14.19 Not disclosed
Disclosure

SEC source: 0000879526-16-000061 · edgar.xml · derivative · entry 3

GIROMINI RICHARD J · CIK 0001244816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2017-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option grant

F1 · derivative.exercise_date: Award is fully vested

Read SEC document
December 14, 2016 Filed Dec 15, 2016 13:27 UTC
GIROMINI RICHARD JDirector · President & CEO
SaleCommon Stock 90,000 $15.50 $1,395,000.00
Disclosure

SEC source: 0000879526-16-000061 · edgar.xml · nonDerivative · entry 2

GIROMINI RICHARD J · CIK 0001244816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,625

Read SEC document
December 14, 2016 Filed Dec 15, 2016 13:27 UTC
GIROMINI RICHARD JDirector · President & CEO
Exercise / conversionCommon Stock 90,000 $14.19 $1,277,100.00
Disclosure

SEC source: 0000879526-16-000061 · edgar.xml · nonDerivative · entry 1

GIROMINI RICHARD J · CIK 0001244816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2016 Filed Jan 26, 2017 15:33 UTC
Yeagy Brent LSVP, Group President, CTP
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000001 · edgar.xml · nonDerivative · entry 1

Yeagy Brent L · CIK 0001578670 · SVP, Group President, CTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,394

F1 · security: Restricted Stock Unit award vesting October 1, 2019.

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February 17, 2016 Filed Feb 13, 2017 21:12 UTC Amendment
Pitchford William DSVP, HR & Assistant Secretary
GrantCommon Stock 11,770 $0.00 $0.00
Disclosure

SEC source: 0000879526-17-000005 · edgar.xml · nonDerivative · entry 1

Pitchford William D · CIK 0001578655 · SVP, HR & Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,275

F1 · balance_after: Scrivener's error on previous reports. Amount of shares owned read 222,275 and the correct amount of shares owned is 22,275.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.