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Nasdaq · USD

WMT

Walmart Inc.

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783
SEC CIK
0000104169
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3,147

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 2025010
Jan 202605
Feb 2026019
Mar 2026016
Apr 202606
May 2026014
Jun 202608
Jul 202603
Aug 202603
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2004 Filed Jun 7, 2004 16:57 UTC
HOLLEY CHARLES MSenior VP and Controller
Exercise / conversionCommon Stock 3,000 $11.13 $33,375.00
Disclosure

SEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 2

HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2004 Filed Jun 7, 2004 16:57 UTC
HOLLEY CHARLES MSenior VP and Controller
Exercise / conversionCommon Stock 6,134 $11.38 $69,774.25
Disclosure

SEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 1

HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2004 Filed Jun 4, 2004 20:53 UTC
TURNER BRIAN KEVINExecutive Vice President
Tax withholdingCommon Stock 2,788 $56.35 $157,103.80
Disclosure

SEC source: 0001252670-04-000036 · doc4.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,209

F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted shares.

Read SEC document
June 02, 2004 Filed Jun 21, 2004 20:43 UTC GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001252670-04-000077 · doc4.xml · nonDerivative · entry 1

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,670,438

Read SEC document
May 26, 2004 Filed May 27, 2004 21:19 UTC
TURNER BRIAN KEVINExecutive Vice President
Tax withholdingCommon Stock 496 $55.28 $27,418.88
Disclosure

SEC source: 0001252670-04-000033 · doc4.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,997

Read SEC document
May 25, 2004 Filed May 27, 2004 16:07 UTC
BREYER JAMESDirector
PurchaseCommon Stock 2,500 $54.99 $137,475.00
Disclosure

SEC source: 0001194696-04-000003 · doc4.xml · nonDerivative · entry 1

BREYER JAMES · CIK 0001194696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,784

Read SEC document
May 24, 2004 Filed May 26, 2004 18:09 UTC
BREYER JAMESDirector
PurchaseCommon Stock 2,500 $55.61 $139,025.00
Disclosure

SEC source: 0001194696-04-000002 · doc4.xml · nonDerivative · entry 1

BREYER JAMES · CIK 0001194696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,284

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Exercise / conversionStock Options · Derivative 271,250 $12.00 Strike: $12.00 $3,255,000.00
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · derivative · entry 9

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 271,250 shares

Expires 2007-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Exercise / conversionStock Option · Derivative 132,128 $11.75 Strike: $11.75 $1,552,504.00
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · derivative · entry 8

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 132,128 shares

Expires 2005-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Exercise / conversionStock Option · Derivative 129,180 $11.44 Strike: $11.44 $1,477,496.25
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · derivative · entry 7

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 129,180 shares

Expires 2005-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Tax withholdingCommon Stock 254,107 $55.06 $13,991,131.42
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · nonDerivative · entry 4

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,345

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Exercise / conversionCommon Stock 271,250 $12.00 $3,255,000.00
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · nonDerivative · entry 3

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Exercise / conversionCommon Stock 132,128 $11.75 $1,552,504.00
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · nonDerivative · entry 2

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2004 Filed May 18, 2004 18:21 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Exercise / conversionCommon Stock 129,180 $11.44 $1,477,496.25
Disclosure

SEC source: 0001252671-04-000122 · doc4.xml · nonDerivative · entry 1

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2004 Filed May 7, 2004 22:59 UTC
TURNER BRIAN KEVINExecutive Vice President
Exercise / conversionStock Options · Derivative 500 $12.00 Strike: $12.00 $6,000.00
Disclosure

SEC source: 0001252670-04-000027 · doc4.xml · derivative · entry 4

TURNER BRIAN KEVIN · CIK 0001196952 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2004-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2004 Filed May 7, 2004 22:59 UTC
TURNER BRIAN KEVINExecutive Vice President
Tax withholdingCommon Stock 132 $55.86 $7,373.52
Disclosure

SEC source: 0001252670-04-000027 · doc4.xml · nonDerivative · entry 2

TURNER BRIAN KEVIN · CIK 0001196952 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,493

Read SEC document
May 05, 2004 Filed May 7, 2004 22:59 UTC
TURNER BRIAN KEVINExecutive Vice President
Exercise / conversionCommon Stock 500 $12.00 $6,000.00
Disclosure

SEC source: 0001252670-04-000027 · doc4.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 18:48 UTC GrantPhantom Stock · Derivative 250 $59.79 Strike: $0.00 $14,946.25
Disclosure

SEC source: 0001051391-04-000005 · doc4.xml · derivative · entry 2

GAULT STANLEY C · CIK 0001051391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,983

Underlying: Common Stock · 250 shares

Expires 1988-08-08

Read SEC document
March 31, 2004 Filed Apr 2, 2004 18:52 UTC GrantPhantom Stock · Derivative 250 $59.79 Strike: $0.00 $14,946.25
Disclosure

SEC source: 0001186015-04-000003 · doc4.xml · derivative · entry 2

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

Underlying: Common Stock · 250 shares

Expires 1988-08-08

Read SEC document
March 31, 2004 Filed Apr 2, 2004 18:40 UTC
BREYER JAMESDirector
GrantCommon Stock 250 $59.79 $14,946.25
Disclosure

SEC source: 0001194696-04-000001 · doc4.xml · nonDerivative · entry 1

BREYER JAMES · CIK 0001194696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,784

Read SEC document
March 31, 2004 Filed Apr 2, 2004 18:46 UTC GrantPhantom Stock · Derivative 313 $59.79 Strike: $0.00 $18,712.71
Disclosure

SEC source: 0001194703-04-000001 · doc4.xml · derivative · entry 2

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 313 shares

Expires 1988-08-08

Read SEC document
March 31, 2004 Filed Apr 2, 2004 18:55 UTC GrantCommon Stock 117 $59.79 $6,994.85
Disclosure

SEC source: 0001194714-04-000001 · doc4.xml · nonDerivative · entry 2

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 605,903

Read SEC document
March 31, 2004 Filed Apr 2, 2004 19:04 UTC
OPIE JOHN DDirector
OtherPhantom Stock · Derivative 250 $59.79 Strike: $0.00 $14,946.25
Disclosure

SEC source: 0001252670-04-000017 · doc4.xml · derivative · entry 3

OPIE JOHN D · CIK 0001189320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Common Stock · 250 shares

Expires 1988-08-08

Read SEC document
March 31, 2004 Filed Apr 6, 2004 20:30 UTC Amendment GrantCommon Stock 118 $59.79 $7,054.63
Disclosure

SEC source: 0001252670-04-000020 · doc4a.xml · nonDerivative · entry 2

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 605,904

Read SEC document
March 30, 2004 Filed Apr 1, 2004 17:50 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
SaleCommon Stock 186,003 $60.00 $11,160,180.00
Disclosure

SEC source: 0001252671-04-000100 · doc4.xml · nonDerivative · entry 3

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 500,000

Read SEC document
March 08, 2004 Filed Mar 10, 2004 16:01 UTC
DUKE MICHAEL TExecutive Vice President
OtherCommon Stock 3,699 $60.46 $223,641.54
Disclosure

SEC source: 0001252671-04-000095 · doc4.xml · nonDerivative · entry 1

DUKE MICHAEL T · CIK 0001194698 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,115

F1 · kind: Restricted stock grant vested on 03/08/04 and was deferred in cash.

Read SEC document
March 08, 2004 Filed Mar 10, 2004 21:03 UTC
MENZER JOHN BExecutive Vice President
OtherCommon Stock 4,931 $60.46 $298,128.26
Disclosure

SEC source: 0001252671-04-000096 · doc4.xml · nonDerivative · entry 1

MENZER JOHN B · CIK 0001194705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,635

F1 · kind: Restricted stock grant vested on 03/08/04 and was deferred in cash.

Read SEC document
March 08, 2004 Filed Mar 10, 2004 21:04 UTC
Scott H Lee JrDirector · President and CEO
OtherCommon Stock 24,655 $60.46 $1,490,641.30
Disclosure

SEC source: 0001252671-04-000097 · doc4.xml · nonDerivative · entry 1

SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,600

F1 · kind: Restricted stock grant vested on 03/08/04 and was deferred in cash.

Read SEC document
March 02, 2004 Filed Mar 3, 2004 21:06 UTC
COUGHLIN THOMAS MDirector · Vice Chairman of the Board
GiftCommon Stock 2,724 $0.00 $0.00
Disclosure

SEC source: 0001252671-04-000087 · doc4.xml · nonDerivative · entry 7

COUGHLIN THOMAS M · CIK 0001194697 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 93,444

Read SEC document
March 02, 2004 Filed Mar 3, 2004 21:06 UTC
COUGHLIN THOMAS MDirector · Vice Chairman of the Board
GiftCommon Stock 2,724 $0.00 $0.00
Disclosure

SEC source: 0001252671-04-000087 · doc4.xml · nonDerivative · entry 2

COUGHLIN THOMAS M · CIK 0001194697 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,027

Read SEC document
March 01, 2004 Filed Mar 3, 2004 21:06 UTC
COUGHLIN THOMAS MDirector · Vice Chairman of the Board
Tax withholdingCommon Stock 1,370 $60.45 $82,816.50
Disclosure

SEC source: 0001252671-04-000087 · doc4.xml · nonDerivative · entry 1

COUGHLIN THOMAS M · CIK 0001194697 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,751

Read SEC document
March 01, 2004 Filed Mar 3, 2004 21:08 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Tax withholdingCommon Stock 1,160 $60.45 $70,122.00
Disclosure

SEC source: 0001252671-04-000088 · doc4.xml · nonDerivative · entry 1

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,894

Read SEC document
March 01, 2004 Filed Mar 3, 2004 21:10 UTC
MENZER JOHN BExecutive Vice President
OtherCommon Stock 1,330 $60.45 $80,398.50
Disclosure

SEC source: 0001252671-04-000089 · doc4.xml · nonDerivative · entry 1

MENZER JOHN B · CIK 0001194705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,566

F1 · kind: Restricted stock grant vested on 03/01/04 and was deferred in cash.

Read SEC document
March 01, 2004 Filed Mar 3, 2004 21:16 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Tax withholdingCommon Stock 1,160 $60.45 $70,122.00
Disclosure

SEC source: 0001252671-04-000090 · doc4.xml · nonDerivative · entry 1

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,894

Read SEC document
February 25, 2004 Filed Feb 26, 2004 17:18 UTC
BREYER JAMESDirector
PurchaseCommon Stock 2,500 $59.87 $149,675.00
Disclosure

SEC source: 0001252671-04-000081 · doc4.xml · nonDerivative · entry 2

BREYER JAMES · CIK 0001194696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,509

Read SEC document
February 24, 2004 Filed Feb 26, 2004 17:18 UTC
BREYER JAMESDirector
PurchaseCommon Stock 2,500 $59.95 $149,875.00
Disclosure

SEC source: 0001252671-04-000081 · doc4.xml · nonDerivative · entry 1

BREYER JAMES · CIK 0001194696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,009

Read SEC document
February 23, 2004 Filed Feb 25, 2004 15:56 UTC SaleCommon Stock 10,000 $59.92 $599,200.00
Disclosure

SEC source: 0001252671-04-000065 · doc4.xml · nonDerivative · entry 4

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 605,786

Read SEC document
February 23, 2004 Filed Feb 25, 2004 15:56 UTC SaleCommon Stock 10,000 $59.85 $598,500.00
Disclosure

SEC source: 0001252671-04-000065 · doc4.xml · nonDerivative · entry 3

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 615,786

Read SEC document
February 23, 2004 Filed Feb 25, 2004 15:56 UTC GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001252671-04-000065 · doc4.xml · nonDerivative · entry 2

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,676,438

Read SEC document
February 23, 2004 Filed Feb 25, 2004 15:56 UTC SaleCommon Stock 5,000 $59.85 $299,250.00
Disclosure

SEC source: 0001252671-04-000065 · doc4.xml · nonDerivative · entry 1

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,680,938

Read SEC document
February 23, 2004 Filed Feb 25, 2004 23:13 UTC
COUGHLIN THOMAS MDirector · Vice Chairman of the Board
Tax withholdingCommon Stock 13,938 $60.05 $836,976.90
Disclosure

SEC source: 0001252671-04-000073 · doc4.xml · nonDerivative · entry 1

COUGHLIN THOMAS M · CIK 0001194697 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,121

F1 · kind: Taxes paid on restricted stock that vested on 02/21/2004.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 18:15 UTC
DUKE MICHAEL TExecutive Vice President
OtherCommon Stock 13,888 $60.05 $833,974.40
Disclosure

SEC source: 0001252671-04-000074 · doc4.xml · nonDerivative · entry 2

DUKE MICHAEL T · CIK 0001194698 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,814

F1 · kind: Restricted stock grant vested on 02/21/04 and was deferred in cash.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 23:17 UTC
GLASS DAVID DDirector · Chairman, Exec Com of Board
Tax withholdingCommon Stock 37,167 $60.05 $2,231,878.35
Disclosure

SEC source: 0001252671-04-000075 · doc4.xml · nonDerivative · entry 1

GLASS DAVID D · CIK 0001194701 · Director · Chairman, Exec Com of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,054

F1 · kind: Taxes paid on restricted stock that vested on 02/21/2004.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 23:19 UTC
MENZER JOHN BExecutive Vice President
OtherCommon Stock 27,778 $60.05 $1,668,068.90
Disclosure

SEC source: 0001252671-04-000076 · doc4.xml · nonDerivative · entry 1

MENZER JOHN B · CIK 0001194705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,896

F1 · kind: Restricted stock grant vested on 02/21/04 and was deferred in cash.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 23:24 UTC
Scott H Lee JrDirector · President and CEO
OtherCommon Stock 41,666 $60.05 $2,502,043.30
Disclosure

SEC source: 0001252671-04-000078 · doc4.xml · nonDerivative · entry 1

SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,255

F1 · kind: Restricted stock grant vested on 02/21/04 and was deferred in cash.

Read SEC document
February 16, 2004 Filed Feb 25, 2004 18:15 UTC
DUKE MICHAEL TExecutive Vice President
GiftCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001252671-04-000074 · doc4.xml · nonDerivative · entry 1

DUKE MICHAEL T · CIK 0001194698 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,702

Read SEC document
February 04, 2004 Filed Feb 18, 2004 19:08 UTC GiftCommon Stock 1,794 $0.00 $0.00
Disclosure

SEC source: 0001252671-04-000060 · doc4.xml · nonDerivative · entry 1

SHEWMAKER JACK C · CIK 0001194714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,685,938

Read SEC document
January 15, 2004 Filed Jan 16, 2004 21:47 UTC
Scott H Lee JrDirector · President and CEO
Exercise / conversionStock Options · Derivative 34,826 $12.00 Strike: $12.00 $417,912.00
Disclosure

SEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 11

SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,826 shares

Expires 2007-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2004 Filed Jan 16, 2004 21:47 UTC
Scott H Lee JrDirector · President and CEO
Exercise / conversionStock Option · Derivative 6,416 $12.63 Strike: $12.63 $81,002.00
Disclosure

SEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 10

SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,416 shares

Expires 2004-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2004 Filed Jan 16, 2004 21:47 UTC
Scott H Lee JrDirector · President and CEO
Exercise / conversionStock Option · Derivative 17,150 $11.75 Strike: $11.75 $201,512.50
Disclosure

SEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 9

SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,150 shares

Expires 2005-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.