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ADVANCED DRAINAGE SYSTEMS, INC.

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2328
SEC CIK
0001604028
Parsed reports
549

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 8,537 $0.00 Strike: $25.75 $0.00
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 7

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

Underlying: Common Stock · 8,537 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 23,469 $0.00 Strike: $24.20 $0.00
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 6

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,469 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 9,235 $0.00 Strike: $15.74 $0.00
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 5

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,468

Underlying: Common Stock · 9,235 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 4,297 $27.44 $117,909.68
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 4

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 8,537 $25.75 $219,827.75
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 3

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 23,469 $24.20 $567,949.80
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 2

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:30 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 9,235 $15.74 $145,358.90
Disclosure

SEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 1

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:54 UTC SaleCommon Stock 2,400 $43.95 $105,480.00
Disclosure

SEC source: 0000899243-20-014961 · doc4.xml · nonDerivative · entry 1

FISCHER ALEXANDER R · CIK 0001614401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,110

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
Exercise / conversionOption to Purchase Common Stock · Derivative 2,006 $0.00 Strike: $27.44 $0.00
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · derivative · entry 8

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 2,006 shares

Expires 2029-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option will vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
Exercise / conversionOption to Purchase Common Stock · Derivative 4,268 $0.00 Strike: $25.75 $0.00
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · derivative · entry 7

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 4,268 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option will vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
Exercise / conversionOption to Purchase Common Stock · Derivative 15,646 $0.00 Strike: $24.20 $0.00
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · derivative · entry 6

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,646 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option will vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
SaleCommon Stock 400 $46.27 $18,506.00
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · nonDerivative · entry 5

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,050

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.26 to $46.27, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
SaleCommon Stock 21,520 $45.62 $981,729.49
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · nonDerivative · entry 4

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,450

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.24 to $46.21, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
Exercise / conversionCommon Stock 2,006 $27.44 $55,044.64
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · nonDerivative · entry 3

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
Exercise / conversionCommon Stock 4,268 $25.75 $109,901.00
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · nonDerivative · entry 2

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:16 UTC
LEEUWENBURG EWOUTSVP, International
Exercise / conversionCommon Stock 15,646 $24.20 $378,633.20
Disclosure

SEC source: 0000899243-20-014758 · doc4.xml · nonDerivative · entry 1

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:30 UTC SaleCommon Stock 95,406 $44.76 $4,269,914.61
Disclosure

SEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 5

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,627

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.285 to $45.11, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:30 UTC SaleCommon Stock 29,594 $43.90 $1,299,164.76
Disclosure

SEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 4

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,033

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.29 to $44.275, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:30 UTC SaleCommon Stock 400 $46.75 $18,698.00
Disclosure

SEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 3

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,627

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.59 to $46.87, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:30 UTC SaleCommon Stock 3,602 $45.94 $165,458.23
Disclosure

SEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 2

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,027

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.47, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:30 UTC SaleCommon Stock 120,998 $44.99 $5,443,506.42
Disclosure

SEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 1

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,629

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.48 to $45.47, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
May 23, 2020 Filed May 27, 2020 21:30 UTC
MAKOWSKI TIM ASee Remarks
Tax withholdingCommon Stock 145 $44.96 $6,519.20
Disclosure

SEC source: 0000899243-20-014327 · doc4.xml · nonDerivative · entry 2

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,074

Read SEC document
May 23, 2020 Filed May 27, 2020 21:49 UTC
Cottrill Scott AEVP, CFO AND SECRETARY
Tax withholdingCommon Stock 677 $44.96 $30,437.92
Disclosure

SEC source: 0000899243-20-014335 · doc4.xml · nonDerivative · entry 2

Cottrill Scott A · CIK 0001343378 · EVP, CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,151

Read SEC document
May 23, 2020 Filed May 27, 2020 21:47 UTC
LEEUWENBURG EWOUTSVP, International
Tax withholdingCommon Stock 291 $44.96 $13,083.36
Disclosure

SEC source: 0000899243-20-014334 · doc4.xml · nonDerivative · entry 2

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,050

Read SEC document
May 23, 2020 Filed May 27, 2020 21:45 UTC Tax withholdingCommon Stock 600 $44.96 $26,976.00
Disclosure

SEC source: 0000899243-20-014333 · doc4.xml · nonDerivative · entry 2

VITARELLI RONALD R · CIK 0001614379 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,424

Read SEC document
May 22, 2020 Filed May 27, 2020 21:30 UTC
MAKOWSKI TIM ASee Remarks
Tax withholdingCommon Stock 157 $44.96 $7,058.72
Disclosure

SEC source: 0000899243-20-014327 · doc4.xml · nonDerivative · entry 1

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,219

Read SEC document
May 22, 2020 Filed May 27, 2020 21:49 UTC
Cottrill Scott AEVP, CFO AND SECRETARY
Tax withholdingCommon Stock 669 $44.96 $30,078.24
Disclosure

SEC source: 0000899243-20-014335 · doc4.xml · nonDerivative · entry 1

Cottrill Scott A · CIK 0001343378 · EVP, CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,828

Read SEC document
May 22, 2020 Filed May 27, 2020 21:49 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
Tax withholdingCommon Stock 330 $44.96 $14,836.80
Disclosure

SEC source: 0000899243-20-014336 · doc4.xml · nonDerivative · entry 1

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

Read SEC document
May 22, 2020 Filed May 27, 2020 21:47 UTC
LEEUWENBURG EWOUTSVP, International
Tax withholdingCommon Stock 263 $44.96 $11,824.48
Disclosure

SEC source: 0000899243-20-014334 · doc4.xml · nonDerivative · entry 1

LEEUWENBURG EWOUT · CIK 0001614369 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,341

Read SEC document
May 22, 2020 Filed May 27, 2020 21:45 UTC Tax withholdingCommon Stock 546 $44.96 $24,548.16
Disclosure

SEC source: 0000899243-20-014333 · doc4.xml · nonDerivative · entry 1

VITARELLI RONALD R · CIK 0001614379 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,024

Read SEC document
May 20, 2020 Filed May 22, 2020 21:47 UTC
TALLEY KEVIN CEVP and CAO
GrantOption to Purchase Common Stock · Derivative 8,262 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014058 · doc4.xml · derivative · entry 2

TALLEY KEVIN C · CIK 0001682214 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Common Stock · 8,262 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:47 UTC
TALLEY KEVIN CEVP and CAO
GrantCommon Stock 2,535 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014058 · doc4.xml · nonDerivative · entry 1

TALLEY KEVIN C · CIK 0001682214 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,752

Read SEC document
May 20, 2020 Filed May 22, 2020 21:45 UTC
MAKOWSKI TIM ASee Remarks
GrantOption to Purchase Common Stock · Derivative 3,615 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014052 · doc4.xml · derivative · entry 2

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:45 UTC
MAKOWSKI TIM ASee Remarks
GrantCommon Stock 1,109 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014052 · doc4.xml · nonDerivative · entry 1

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Read SEC document
May 20, 2020 Filed May 22, 2020 21:45 UTC
Cottrill Scott AEVP, CFO AND SECRETARY
GrantOption to Purchase Common Stock · Derivative 16,524 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014054 · doc4.xml · derivative · entry 2

Cottrill Scott A · CIK 0001343378 · EVP, CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,524

Underlying: Common Stock · 16,524 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:45 UTC
Cottrill Scott AEVP, CFO AND SECRETARY
GrantCommon Stock 5,069 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014054 · doc4.xml · nonDerivative · entry 1

Cottrill Scott A · CIK 0001343378 · EVP, CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,497

Read SEC document
May 20, 2020 Filed May 22, 2020 21:47 UTC
MOORE ROY E. JR.Executive Vice President
GrantOption to Purchase Common Stock · Derivative 9,213 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014059 · doc4.xml · derivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

Underlying: Common Stock · 9,213 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:47 UTC
MOORE ROY E. JR.Executive Vice President
GrantCommon Stock 2,826 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014059 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,481

Read SEC document
May 20, 2020 Filed May 22, 2020 21:46 UTC
BARBOUR D. SCOTTDirector · President & CEO
GrantOption to Purchase Common Stock · Derivative 56,800 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014057 · doc4.xml · derivative · entry 2

BARBOUR D. SCOTT · CIK 0001716232 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,800

Underlying: Common Stock · 56,800 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:46 UTC
BARBOUR D. SCOTTDirector · President & CEO
GrantCommon Stock 17,423 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014057 · doc4.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,447

Read SEC document
May 20, 2020 Filed May 22, 2020 21:46 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
GrantOption to Purchase Common Stock · Derivative 6,971 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014056 · doc4.xml · derivative · entry 2

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,971

Underlying: Common Stock · 6,971 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:46 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
GrantCommon Stock 2,139 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014056 · doc4.xml · nonDerivative · entry 1

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Read SEC document
May 20, 2020 Filed May 22, 2020 21:46 UTC GrantOption to Purchase Common Stock · Derivative 8,262 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014055 · doc4.xml · derivative · entry 2

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Common Stock · 8,262 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

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May 20, 2020 Filed May 22, 2020 21:46 UTC GrantCommon Stock 2,535 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014055 · doc4.xml · nonDerivative · entry 1

KLEIN ROBERT M · CIK 0001614367 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,627

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May 20, 2020 Filed May 22, 2020 21:45 UTC GrantOption to Purchase Common Stock · Derivative 7,746 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014053 · doc4.xml · derivative · entry 2

VITARELLI RONALD R · CIK 0001614379 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,746

Underlying: Common Stock · 7,746 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

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May 20, 2020 Filed May 22, 2020 21:45 UTC GrantCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014053 · doc4.xml · nonDerivative · entry 1

VITARELLI RONALD R · CIK 0001614379 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,570

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May 20, 2020 Filed Jun 12, 2020 21:38 UTC Amendment
BARBOUR D. SCOTTPresident & CEO
GrantOption to Purchase Common Stock · Derivative 59,898 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-016400 · doc4a.xml · derivative · entry 2

BARBOUR D. SCOTT · CIK 0001716232 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,898

Underlying: Common Stock · 59,898 shares

Expires 2030-05-19

F3 · shares: Incorrectly reported on Form 4 as 56,800.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

F3 · derivative.underlying_shares: Incorrectly reported on Form 4 as 56,800.

F3 · balance_after: Incorrectly reported on Form 4 as 56,800.

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May 20, 2020 Filed Jun 12, 2020 21:38 UTC Amendment
BARBOUR D. SCOTTPresident & CEO
GrantCommon Stock 18,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016400 · doc4a.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,397

F1 · shares: Incorrectly reported on Form 4 as 17,423.

F2 · balance_after: Incorrectly reported on Form 4 as 122,447.

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May 20, 2020 Filed Jun 12, 2020 21:31 UTC Amendment
MOORE ROY E. JR.Executive Vice President
GrantOption to Purchase Common Stock · Derivative 10,237 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-016396 · doc4a.xml · derivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,237

Underlying: Common Stock · 10,237 shares

Expires 2030-05-19

F3 · shares: Incorrectly reported on Form 4 as 9,213.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

F3 · derivative.underlying_shares: Incorrectly reported on Form 4 as 9,213.

F3 · balance_after: Incorrectly reported on Form 4 as 9,213.

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May 20, 2020 Filed Jun 12, 2020 21:31 UTC Amendment
MOORE ROY E. JR.Executive Vice President
GrantCommon Stock 3,140 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016396 · doc4a.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,795

F1 · shares: Incorrectly reported on Form 4 as 2,826.

F2 · balance_after: Incorrectly reported on Form 4 as 111,481.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.