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ADVANCED DRAINAGE SYSTEMS, INC.

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2328
SEC CIK
0001604028
Parsed reports
549

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2021 Filed Sep 16, 2021 16:09 UTC
JONES ROSS MDirector
SaleCommon Stock 1,425,823 $109.75 $156,484,074.25
Disclosure

SEC source: 0000919574-21-005874 · ownership.xml · nonDerivative · entry 1

JONES ROSS M · CIK 0001267629 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,717,117

F1 · ownership.nature: Represents shares held by Berkshire Fund IX, L.P. ("BF IX"), Berkshire Fund IX-A, L.P. ("BF IX-A"), Stockbridge Fund, L.P. ("SF"), Stockbridge Absolute Return Fund, L.P. ("SARF") and certain other accounts. Ninth Berkshire Associates LLC ("9BA") is the general partner of BF IX and BF IX-A, and Stockbridge Associates LLC ("SA") is the general partner of SF and SARF. Berkshire Partners LLC ("BP") is the investment adviser to BF IX and BF IX-A, and Stockbridge Partners LLC ("SP") is the investment adviser to SF, SARF and such certain other accounts. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of BP and SP.

F2 · ownership.nature: (continued from Footnote 1) The Reporting Person is a managing member of BPH, BPSP, BP, SP, 9BA and SA. By virtue of the relationships described in the preceding sentences, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BF IX, BF IX-A, SF, SARF and such other accounts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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September 14, 2021 Filed Sep 16, 2021 20:15 UTC SaleCommon Stock 15,085 $109.75 $1,655,578.75
Disclosure

SEC source: 0000919574-21-005876 · ownership.xml · nonDerivative · entry 3

Seetharam Anil · CIK 0001676191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Berkshire Investors IV LLC

Disclosed balance after: 82,183

F4 · ownership.nature: Represents shares held by Berkshire Investors IV LLC ("BI IV"). The Reporting Person is a managing member of BI IV. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI IV. The Reporting Person disclaims beneficial ownership of the shares held by BI IV, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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September 14, 2021 Filed Sep 16, 2021 20:15 UTC SaleCommon Stock 15,082 $109.75 $1,655,249.50
Disclosure

SEC source: 0000919574-21-005876 · ownership.xml · nonDerivative · entry 2

Seetharam Anil · CIK 0001676191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Berkshire Investors III LLC

Disclosed balance after: 84,067

F3 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("BI III"). The Reporting Person is a managing member of BI III. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI III. The Reporting Person disclaims beneficial ownership of the shares held by BI III, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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September 14, 2021 Filed Sep 16, 2021 20:15 UTC SaleCommon Stock 1,425,823 $109.75 $156,484,074.25
Disclosure

SEC source: 0000919574-21-005876 · ownership.xml · nonDerivative · entry 1

Seetharam Anil · CIK 0001676191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,717,117

F1 · ownership.nature: Represents shares held by Berkshire Fund IX, L.P. ("BF IX"), Berkshire Fund IX-A, L.P. ("BF IX-A"), Stockbridge Fund, L.P. ("SF"), Stockbridge Absolute Return Fund, L.P. ("SARF") and certain other accounts. Ninth Berkshire Associates LLC ("9BA") is the general partner of BF IX and BF IX-A, and Stockbridge Associates LLC ("SA") is the general partner of SF and SARF. Berkshire Partners LLC ("BP") is the investment adviser to BF IX and BF IX-A, and Stockbridge Partners LLC ("SP") is the investment adviser to SF, SARF and such certain other accounts. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of BP and SP.

F2 · ownership.nature: (continued from Footnote 1) The Reporting Person is a managing member of BPH, BPSP, BP, SP, 9BA and SA. By virtue of the relationships described in the preceding sentences, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BF IX, BF IX-A, SF, SARF and such other accounts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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September 07, 2021 Filed Sep 9, 2021 20:45 UTC
KING BRIAN W.Executive Vice President
Tax withholdingCommon Stock 182 $116.47 $21,197.54
Disclosure

SEC source: 0000899243-21-035445 · doc4.xml · nonDerivative · entry 1

KING BRIAN W. · CIK 0001824317 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

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August 27, 2021 Filed Aug 31, 2021 20:30 UTC SaleCommon Stock 10,000 $118.11 $1,181,125.00
Disclosure

SEC source: 0000899243-21-034591 · doc4.xml · nonDerivative · entry 1

EVERSOLE ROBERT M · CIK 0001614400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,648

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $118.10 to $118.25, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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August 24, 2021 Filed Aug 25, 2021 20:30 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
SaleCommon Stock 2,200 $117.20 $257,844.18
Disclosure

SEC source: 0000899243-21-034147 · doc4.xml · nonDerivative · entry 1

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,859

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.18 to $117.2850, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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August 23, 2021 Filed Aug 25, 2021 20:30 UTC
MAKOWSKI TIM ASee Remarks
SaleCommon Stock 2,000 $116.24 $232,489.40
Disclosure

SEC source: 0000899243-21-034148 · doc4.xml · nonDerivative · entry 1

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.2204 to $116.25, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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July 22, 2021 Filed Jul 26, 2021 18:16 UTC GrantCommon Stock 1,334 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029945 · doc4.xml · nonDerivative · entry 1

KIDDER C ROBERT · CIK 0001179703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,680

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July 22, 2021 Filed Jul 26, 2021 22:13 UTC GrantCommon Stock 1,076 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029939 · doc4.xml · nonDerivative · entry 1

COLEMAN MICHAEL B. · CIK 0001742480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597

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July 22, 2021 Filed Jul 26, 2021 18:16 UTC
JONES ROSS MDirector
GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029946 · doc4.xml · nonDerivative · entry 1

JONES ROSS M · CIK 0001267629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,865

Read SEC document
July 22, 2021 Filed Jul 26, 2021 18:17 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029949 · doc4.xml · nonDerivative · entry 1

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,092

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July 22, 2021 Filed Jul 26, 2021 22:13 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029942 · doc4.xml · nonDerivative · entry 1

PEREZ DE LA MESA MANUEL J · CIK 0001230654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,040

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:10 UTC
CHAIBI ANESADirector
GrantCommon Stock 1,076 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029932 · doc4.xml · nonDerivative · entry 1

CHAIBI ANESA · CIK 0001579752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,112

Read SEC document
July 22, 2021 Filed Jul 26, 2021 18:13 UTC
Haney MarkDirector
GrantCommon Stock 1,076 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029941 · doc4.xml · nonDerivative · entry 1

Haney Mark · CIK 0001582073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,720

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:13 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029940 · doc4.xml · nonDerivative · entry 1

FRATTO TANYA D · CIK 0001614408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,966

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July 22, 2021 Filed Jul 26, 2021 22:11 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029935 · doc4.xml · nonDerivative · entry 1

EVERSOLE ROBERT M · CIK 0001614400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,648

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:10 UTC GrantCommon Stock 1,076 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029933 · doc4.xml · nonDerivative · entry 1

FISCHER ALEXANDER R · CIK 0001614401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,590

Read SEC document
July 22, 2021 Filed Jul 26, 2021 20:58 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004689 · ownership.xml · nonDerivative · entry 1

Seetharam Anil · CIK 0001676191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807

Read SEC document
June 14, 2021 Filed Jun 21, 2021 21:26 UTC
WAUN THOMAS J. SR.SVP, International
Tax withholdingCommon Stock 175 $105.67 $18,492.25
Disclosure

SEC source: 0000899243-21-025032 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 2,754 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 10

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,508

Underlying: Common Stock · 2,754 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 4,297 $0.00 Strike: $27.44 $0.00
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 9

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,297

Underlying: Common Stock · 4,297 shares

Expires 2029-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 4,268 $0.00 Strike: $25.75 $0.00
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 8

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,268 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on May 23, 2019.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
SaleCommon Stock 700 $104.14 $72,897.02
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 6

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,333

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.1300 to $104.1500, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
SaleCommon Stock 12,775 $103.56 $1,323,040.32
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 5

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,033

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.1000 to $104.0150, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 2,754 $41.97 $115,585.38
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 4

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 4,297 $27.44 $117,909.68
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 3

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 4,268 $25.75 $109,901.00
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 2

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionOption to Purchase Common Stock · Derivative 9,234 $0.00 Strike: $15.74 $0.00
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 7

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,234

Underlying: Common Stock · 9,234 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:24 UTC
KLEIN ROBERT MEVP, Sales
Exercise / conversionCommon Stock 9,234 $15.74 $145,343.16
Disclosure

SEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 1

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:00 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
Exercise / conversionOption to Purchase Common Stock · Derivative 2,324 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-21-021126 · doc4.xml · derivative · entry 6

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,647

Underlying: Common Stock · 2,324 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:00 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
Exercise / conversionOption to Purchase Common Stock · Derivative 3,906 $0.00 Strike: $27.44 $0.00
Disclosure

SEC source: 0000899243-21-021126 · doc4.xml · derivative · entry 5

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 3,906 shares

Expires 2029-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:00 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
SaleCommon Stock 2,324 $113.80 $264,471.20
Disclosure

SEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 4

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,059

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.70 to $113.87, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:00 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
Exercise / conversionCommon Stock 2,324 $41.97 $97,538.28
Disclosure

SEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 3

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:00 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
SaleCommon Stock 3,906 $113.84 $444,659.04
Disclosure

SEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 2

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,059

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.69 to $114.37, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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May 26, 2021 Filed May 28, 2021 21:00 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
Exercise / conversionCommon Stock 3,906 $27.44 $107,180.64
Disclosure

SEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 1

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2021 Filed May 25, 2021 21:16 UTC
MAKOWSKI TIM ASee Remarks
Tax withholdingCommon Stock 218 $112.09 $24,435.62
Disclosure

SEC source: 0000899243-21-020580 · doc4.xml · nonDerivative · entry 2

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,353

Read SEC document
May 23, 2021 Filed May 25, 2021 21:15 UTC
Cottrill Scott AEVP, CFO AND SECRETARY
Tax withholdingCommon Stock 1,017 $112.09 $113,995.53
Disclosure

SEC source: 0000899243-21-020576 · doc4.xml · nonDerivative · entry 2

Cottrill Scott A · CIK 0001343378 · EVP, CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,407

Read SEC document
May 23, 2021 Filed May 25, 2021 21:17 UTC
BARBOUR D. SCOTTDirector · See Remarks
Tax withholdingCommon Stock 3,629 $112.09 $406,774.61
Disclosure

SEC source: 0000899243-21-020581 · doc4.xml · nonDerivative · entry 2

BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,474

Read SEC document
May 23, 2021 Filed May 25, 2021 21:16 UTC Tax withholdingCommon Stock 601 $112.09 $67,366.09
Disclosure

SEC source: 0000899243-21-020579 · doc4.xml · nonDerivative · entry 2

VITARELLI RONALD R · CIK 0001614379 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,594

Read SEC document
May 23, 2021 Filed May 25, 2021 21:16 UTC
KLEIN ROBERT MEVP, Sales
Tax withholdingCommon Stock 510 $112.09 $57,165.90
Disclosure

SEC source: 0000899243-21-020578 · doc4.xml · nonDerivative · entry 2

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,255

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May 23, 2021 Filed May 25, 2021 21:15 UTC
HUEBERT MICHAEL G.Senior Vice President
Tax withholdingCommon Stock 146 $112.09 $16,365.14
Disclosure

SEC source: 0000899243-21-020575 · doc4.xml · nonDerivative · entry 2

HUEBERT MICHAEL G. · CIK 0001823429 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,864

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May 22, 2021 Filed May 25, 2021 21:16 UTC
MAKOWSKI TIM ASee Remarks
Tax withholdingCommon Stock 239 $112.09 $26,789.51
Disclosure

SEC source: 0000899243-21-020580 · doc4.xml · nonDerivative · entry 1

MAKOWSKI TIM A · CIK 0001672236 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,571

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May 22, 2021 Filed May 25, 2021 21:15 UTC
Cottrill Scott AEVP, CFO AND SECRETARY
Tax withholdingCommon Stock 1,005 $112.09 $112,650.45
Disclosure

SEC source: 0000899243-21-020576 · doc4.xml · nonDerivative · entry 1

Cottrill Scott A · CIK 0001343378 · EVP, CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,424

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May 22, 2021 Filed May 25, 2021 21:17 UTC
BARBOUR D. SCOTTDirector · See Remarks
Tax withholdingCommon Stock 3,746 $112.09 $419,889.14
Disclosure

SEC source: 0000899243-21-020581 · doc4.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,103

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May 22, 2021 Filed May 25, 2021 21:16 UTC Tax withholdingCommon Stock 546 $112.09 $61,201.14
Disclosure

SEC source: 0000899243-21-020579 · doc4.xml · nonDerivative · entry 1

VITARELLI RONALD R · CIK 0001614379 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,195

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May 22, 2021 Filed May 25, 2021 21:16 UTC
KLEIN ROBERT MEVP, Sales
Tax withholdingCommon Stock 494 $112.09 $55,372.46
Disclosure

SEC source: 0000899243-21-020578 · doc4.xml · nonDerivative · entry 1

KLEIN ROBERT M · CIK 0001614367 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,765

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May 22, 2021 Filed May 25, 2021 21:16 UTC
HARVEY DARIN S.EVP, Supply Chain & Logistics
Tax withholdingCommon Stock 450 $112.09 $50,440.50
Disclosure

SEC source: 0000899243-21-020577 · doc4.xml · nonDerivative · entry 1

HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,059

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May 22, 2021 Filed May 25, 2021 21:15 UTC
HUEBERT MICHAEL G.Senior Vice President
Tax withholdingCommon Stock 238 $112.09 $26,677.42
Disclosure

SEC source: 0000899243-21-020575 · doc4.xml · nonDerivative · entry 1

HUEBERT MICHAEL G. · CIK 0001823429 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,010

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May 19, 2021 Filed May 21, 2021 22:00 UTC
WAUN THOMAS J. SR.SVP, International
GrantOption to Purchase Common Stock · Derivative 1,947 $0.00 Strike: $105.82 $0.00
Disclosure

SEC source: 0000899243-21-020390 · doc4.xml · derivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common Stock · 1,947 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.