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WLY

JOHN WILEY & SONS, INC.

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SEC CIK
0000107140
Parsed reports
832

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionClass A Common 435 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · nonDerivative · entry 3

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionClass A Common 615 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · nonDerivative · entry 2

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionClass A Common 1,389 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · nonDerivative · entry 1

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,302 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · derivative · entry 7

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903

Underlying: Class A Common · 2,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments on April 30 of each year after the grant.

F7 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments on April 30 of each year after the grant.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · derivative · entry 6

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,357

Underlying: Class A Common · 953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments on April 30 of each year after the grant.

F6 · derivative.expiration_date: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments on April 30 of each year after the grant.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Performance Units · Derivative 5,345 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · derivative · entry 5

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345

Underlying: Class A Common · 5,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Tax withholdingClass A Common 2,903 $52.70 $152,988.10
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · nonDerivative · entry 4

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,767

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 953 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · nonDerivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 2,302 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 5,345 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008898 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · derivative · entry 9

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210

Underlying: Class A Common · 105 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 420 restricted stock units, vesting in four equal annual installments beginning on April 30 of each year after grant.

F8 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 420 restricted stock units, vesting in four equal annual installments beginning on April 30 of each year after grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · derivative · entry 8

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

Underlying: Class A Common · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 1,101 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

F7 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 1,101 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · derivative · entry 7

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Underlying: Class A Common · 230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 459 restricted stock units as settlement of PSUs, vesting in two equal annual installments on April 30 2016 and 2017.

F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 459 restricted stock units as settlement of PSUs, vesting in two equal annual installments on April 30 2016 and 2017.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Performance Units · Derivative 695 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · derivative · entry 6

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

Underlying: Class A Common · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Tax withholdingClass A Common 566 $52.70 $29,828.20
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · nonDerivative · entry 5

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 105 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · nonDerivative · entry 4

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 230 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · nonDerivative · entry 3

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 275 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · nonDerivative · entry 2

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 695 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008896 · doc4.xml · nonDerivative · entry 1

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · derivative · entry 11

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,433

Underlying: Class A Common · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 15,043 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

F9 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 15,043 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · derivative · entry 10

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,717

Underlying: Class A Common · 1,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 5,940 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 5,940 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · derivative · entry 9

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,193

Underlying: Class A Common · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 2,300 restricted stock units, vesting in two annual installments on April 30 2017 and 2018.

F7 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 2,300 restricted stock units, vesting in two annual installments on April 30 2017 and 2018.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 939 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · derivative · entry 8

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,202

Underlying: Class A Common · 939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 1,877 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017.

F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 1,877 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionRestricted Performance Units · Derivative 3,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · derivative · entry 7

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Class A Common · 3,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Tax withholdingClass A Common 4,850 $52.70 $255,595.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · nonDerivative · entry 6

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionClass A Common 939 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · nonDerivative · entry 5

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionClass A Common 1,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · nonDerivative · entry 4

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionClass A Common 1,485 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · nonDerivative · entry 3

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionClass A Common 3,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · nonDerivative · entry 2

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Allin MarkPresident and CEO
Exercise / conversionClass A Common 3,760 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008895 · doc4.xml · nonDerivative · entry 1

Allin Mark · CIK 0001495763 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionRestricted Stock Units · Derivative 597 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 11

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Underlying: Class A Common · 597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 2,390 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 2,390 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 10

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985

Underlying: Class A Common · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 500 Restricted Share Units, to vest on the April 30th of the 4th and 5th anniversary year of the grant.

F7 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 500 Restricted Share Units, to vest on the April 30th of the 4th and 5th anniversary year of the grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionRestricted Stock Units · Derivative 118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 9

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Class A Common · 118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 470 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 470 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionRestricted Performance Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 8

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 200 shares

Expires 2022-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionRestricted Performance Units · Derivative 748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 7

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749

Underlying: Class A Common · 748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Tax withholdingClass A Common 807 $52.70 $42,528.90
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 6

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionClass A Common 118 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 5

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionClass A Common 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 4

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionClass A Common 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 3

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionClass A Common 597 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 2

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionClass A Common 748 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 1

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · derivative · entry 10

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Class A Common · 400 shares

Expires 2023-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 800 restricted stock units, vesting in two annual installments on the fourth and fifth anniversaries of April 30th after the grant.

F8 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 800 restricted stock units, vesting in two annual installments on the fourth and fifth anniversaries of April 30th after the grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionRestricted Stock Units · Derivative 230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · derivative · entry 9

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Class A Common · 230 shares

Expires 2025-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 920 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 920 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionRestricted Stock Units · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · derivative · entry 8

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Class A Common · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 2,080 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

F6 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 2,080 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionRestricted Performance Units · Derivative 1,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · derivative · entry 7

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016

Underlying: Class A Common · 1,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Tax withholdingClass A Common 887 $52.70 $46,744.90
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · nonDerivative · entry 5

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionClass A Common 230 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · nonDerivative · entry 4

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionClass A Common 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · nonDerivative · entry 3

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionClass A Common 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · nonDerivative · entry 2

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2017 Filed May 2, 2017 23:59 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionClass A Common 1,015 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008893 · doc4.xml · nonDerivative · entry 1

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.