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WLY

JOHN WILEY & SONS, INC.

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0000107140
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832

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2018 Filed Jul 3, 2018 23:43 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Tax withholdingClass A Common 1,464 $62.40 $91,353.60
Disclosure

SEC source: 0001225208-18-011392 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,987

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:43 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 3,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011392 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:43 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 716 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011391 · doc4.xml · derivative · entry 5

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Class A Common · 716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 1,433 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F7 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 1,433 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:43 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Tax withholdingClass A Common 274 $62.40 $17,097.60
Disclosure

SEC source: 0001225208-18-011391 · doc4.xml · nonDerivative · entry 2

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:43 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 716 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011391 · doc4.xml · nonDerivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:42 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,514 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · derivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568

Underlying: Class A Common · 1,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 3,029 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F7 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 3,029 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:42 UTC
RINCK GARY MEVP and General Counsel
Tax withholdingClass A Common 466 $62.40 $29,078.40
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,054

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:42 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 1,514 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:46 UTC
Caridi ChristopherSVP, Corporate Controller
GrantRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011398 · doc4.xml · derivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338

Underlying: Class A Common · 1,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:47 UTC
Matin ArefEVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 4,474 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011399 · doc4.xml · derivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,907

Underlying: Class A Common · 4,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:46 UTC
Balagula EllaEVP, Knowledge and Learning
GrantRestricted Stock Units · Derivative 2,208 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011397 · doc4.xml · derivative · entry 1

Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Class A Common · 2,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:45 UTC
Singh ArchanaEVP, Human Resources
GrantRestricted Stock Units · Derivative 2,397 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011396 · doc4.xml · derivative · entry 1

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,283

Underlying: Class A Common · 2,397 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:45 UTC
Napack Brian A.President & CEO
GrantRestricted Stock Units · Derivative 17,432 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011394 · doc4.xml · derivative · entry 1

Napack Brian A. · CIK 0001561631 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,516

Underlying: Class A Common · 17,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:45 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 4,451 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011395 · doc4.xml · derivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,265

Underlying: Class A Common · 4,451 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:43 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
GrantRestricted Stock Units · Derivative 7,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011392 · doc4.xml · derivative · entry 4

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,256

Underlying: Class A Common · 7,154 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F5 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:43 UTC
Stobaugh ClayEVP, Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011391 · doc4.xml · derivative · entry 4

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,942

Underlying: Class A Common · 1,935 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F6 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:42 UTC
RINCK GARY MEVP and General Counsel
GrantRestricted Stock Units · Derivative 3,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · derivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,082

Underlying: Class A Common · 3,414 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F6 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 01:19 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionNon-Qualified Stock Options · Derivative 12,791 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001225208-18-010806 · doc4.xml · derivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,209

Underlying: Class A Common · 12,791 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 01:19 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
SaleClass A Common 12,791 $66.72 $853,351.57
Disclosure

SEC source: 0001225208-18-010806 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,251

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.50 to $66.90 per share, inclusive.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 01:19 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 12,791 $39.53 $505,628.23
Disclosure

SEC source: 0001225208-18-010806 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jul 3, 2018 23:43 UTC
Marzano VincentVP, Treasurer
GrantRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011393 · doc4.xml · derivative · entry 3

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

Underlying: Class A Common · 700 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F5 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
May 31, 2018 Filed Jul 3, 2018 23:43 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
GrantRestricted Stock Units · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011392 · doc4.xml · derivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,102

Underlying: Class A Common · 6,400 shares

Expires not disclosed

F2 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
May 31, 2018 Filed Jul 3, 2018 23:43 UTC
Stobaugh ClayEVP, Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,433 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011391 · doc4.xml · derivative · entry 3

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Underlying: Class A Common · 1,433 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F4 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F5 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
May 31, 2018 Filed Jul 3, 2018 23:42 UTC
RINCK GARY MEVP and General Counsel
GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

Underlying: Class A Common · 3,029 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F4 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F5 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:10 UTC
Matin ArefEVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 29,433 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009785 · doc4.xml · derivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,433

Underlying: Class A Common · 29,433 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units granted on May 21, 2018, vesting on the third, fourth and fifth anniversaries of the reporting person's hire date of May 21, 2018.

F3 · derivative.expiration_date: Restricted Stock Units subject to forfeiture until vested.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · derivative · entry 11

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Class A Common · 105 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 420 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F9 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 420 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · derivative · entry 10

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Class A Common · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 1,101 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 1,101 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · derivative · entry 9

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327

Underlying: Class A Common · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · derivative · entry 8

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Class A Common · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 400 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F6 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 400 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionRestricted Performance Units · Derivative 695 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · derivative · entry 7

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Tax withholdingClass A Common 535 $65.95 $35,283.25
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · nonDerivative · entry 6

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 105 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · nonDerivative · entry 5

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · nonDerivative · entry 4

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 233 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · nonDerivative · entry 3

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 275 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · nonDerivative · entry 2

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Marzano VincentVP, Treasurer
Exercise / conversionClass A Common 695 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008526 · doc4.xml · nonDerivative · entry 1

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · derivative · entry 13

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

Underlying: Class A Common · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 1,100 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.

F10 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 1,100 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 529 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · derivative · entry 12

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Class A Common · 529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 2,118 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F9 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 2,118 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 493 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · derivative · entry 11

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653

Underlying: Class A Common · 493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 1,970 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 1,970 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · derivative · entry 10

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Class A Common · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 800 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F7 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 800 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · derivative · entry 9

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Underlying: Class A Common · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 850 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 850 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Performance Units · Derivative 1,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · derivative · entry 8

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 1,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Tax withholdingClass A Common 1,362 $65.95 $89,823.90
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 7

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,243

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 212 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 6

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 5

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 493 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 4

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 529 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 3

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 550 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 2

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 1,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008524 · doc4.xml · nonDerivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · derivative · entry 7

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886

Underlying: Class A Common · 1,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 3,817 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 3,817 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.