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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
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832

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2019 Filed Sep 30, 2019 22:24 UTC GrantPhantom Stock Units · Derivative 569 $43.90 Strike: $0.00 $24,979.10
Disclosure

SEC source: 0001225208-19-012837 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,173.84

Underlying: Class A Common · 569 shares

Expires not disclosed

F1 · derivative.exercise_date: Quarterly cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

F1 · derivative.expiration_date: Quarterly cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:24 UTC GrantClass A Common 2,506 $43.90 $110,013.40
Disclosure

SEC source: 0001225208-19-012836 · doc4.xml · nonDerivative · entry 1

PESCE WILLIAM J · CIK 0001201959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,149

F1 · shares: Annual director stock award issued pursuant to the 2018 Director Stock Plan. Such restricted shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:24 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 2,506 $43.90 $110,013.40
Disclosure

SEC source: 0001225208-19-012835 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.78

Underlying: Class A Common · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_price: 0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:24 UTC GrantPhantom Stock Units · Derivative 569 $43.90 Strike: $0.00 $24,979.10
Disclosure

SEC source: 0001225208-19-012833 · doc4.xml · derivative · entry 2

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,182.24

Underlying: Class A Common · 569 shares

Expires not disclosed

F2 · derivative.exercise_date: Quarterly cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

F2 · derivative.expiration_date: Quarterly cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:24 UTC GrantPhantom Stock Units · Derivative 2,506 $43.90 Strike: $0.00 $110,013.40
Disclosure

SEC source: 0001225208-19-012833 · doc4.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613.24

Underlying: Class A Common · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:23 UTC GrantPhantom Stock Units · Derivative 2,506 $43.90 Strike: $0.00 $110,013.40
Disclosure

SEC source: 0001225208-19-012831 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260.05

Underlying: Class A Common · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:23 UTC GrantPhantom Stock Units · Derivative 2,506 $43.90 Strike: $0.00 $110,013.40
Disclosure

SEC source: 0001225208-19-012832 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,832.0501

Underlying: Class A Common · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:22 UTC GrantPhantom Stock Units · Derivative 2,506 $43.90 Strike: $0.00 $110,013.40
Disclosure

SEC source: 0001225208-19-012830 · doc4.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364.61

Underlying: Class A Common · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 22:20 UTC GrantPhantom Stock Units · Derivative 2,506 $43.90 Strike: $0.00 $110,013.40
Disclosure

SEC source: 0001225208-19-012829 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443.93

Underlying: Class A Common · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 15:30 UTC PurchaseClass A Common 175 $46.34 $8,109.83
Disclosure

SEC source: 0001225208-19-012626 · doc4.xml · nonDerivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

F1 · price: The reported price is a weighted average price. These shares were sole in multiple transaction prices ranging from $46.29 to $46.35 per share, inclusive.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 15:28 UTC
Caridi ChristopherSVP, Corporate Controller
SaleClass A Common 450 $46.43 $20,892.24
Disclosure

SEC source: 0001225208-19-012625 · doc4.xml · nonDerivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226

Read SEC document
September 13, 2019 Filed Sep 13, 2019 22:09 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 670 $46.18 $30,940.60
Disclosure

SEC source: 0001225208-19-012434 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729

F1 · kind: Represents shares surrenderd to cover withholding tax liability due upon vesting of restricted stock units on April 30, 2019.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:37 UTC GrantPhantom Stock Units · Derivative 8.32 $44.89 Strike: $0.00 $373.48
Disclosure

SEC source: 0001225208-19-010500 · doc4.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107.24

Underlying: Class A Common · 8.32 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:37 UTC GrantPhantom Stock Units · Derivative 402.95 $44.89 Strike: $0.00 $18,088.43
Disclosure

SEC source: 0001225208-19-010499 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,604.84

Underlying: Class A Common · 402.95 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:37 UTC GrantPhantom Stock Units · Derivative 235.48 $44.89 Strike: $0.00 $10,570.70
Disclosure

SEC source: 0001225208-19-010498 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,326.0501

Underlying: Class A Common · 235.48 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:36 UTC
Kissner MatthewGroup Executive
GrantPhantom Stock Units · Derivative 287.55 $44.89 Strike: $0.00 $12,908.12
Disclosure

SEC source: 0001225208-19-010497 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,251.9371

Underlying: Class A Common · 287.55 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion in accordance with the Director's Stock Plan.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion in accordance with the Director's Stock Plan.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:36 UTC GrantPhantom Stock Units · Derivative 58.29 $44.89 Strike: $0.00 $2,616.64
Disclosure

SEC source: 0001225208-19-010496 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754.05

Underlying: Class A Common · 58.29 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:36 UTC GrantPhantom Stock Units · Derivative 13.97 $44.89 Strike: $0.00 $627.11
Disclosure

SEC source: 0001225208-19-010495 · doc4.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858.61

Underlying: Class A Common · 13.97 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:36 UTC GrantPhantom Stock Units · Derivative 112.29 $44.89 Strike: $0.00 $5,040.70
Disclosure

SEC source: 0001225208-19-010494 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,937.93

Underlying: Class A Common · 112.29 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:36 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 75.64 $44.89 $3,395.48
Disclosure

SEC source: 0001225208-19-010493 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,061.78

Underlying: Class A Common · 75.64 shares

Expires not disclosed

F1 · derivative.exercise_price: 0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2019 Filed Jul 14, 2023 21:03 UTC PurchaseClass B Common Stock 138 $45.18 $6,234.84
Disclosure

SEC source: 0001104659-23-081283 · tm2321282-5_4seq1.xml · nonDerivative · entry 11

WILEY DEBORAH E · CIK 0001200353 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Custodian

Disclosed balance after: 18,497

F6 · ownership.nature: Includes shares held through an IRA over which the Reporting Person may be deemed to have beneficial ownership. Total number of shares of Class B Stock includes the 2010 transfer of 17,920 shares of Class B Stock previously held by the reporting person directly. Each acquisition of less than 200 shares not previously reported was completed through a dividend reinvestment plan.

Read SEC document
July 09, 2019 Filed Jul 10, 2019 19:22 UTC
Ruda TaneliEVP, Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010173 · doc4.xml · derivative · entry 3

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,331

Underlying: Class A Common · 1,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 9, 2018, the reporting person was granted 3,403 restricted stock units, vesting in two equal installments on July 9, 2019 and July 9, 2020.

F4 · derivative.expiration_date: On July 9, 2018, the reporting person was granted 3,403 restricted stock units, vesting in two equal installments on July 9, 2019 and July 9, 2020.

Read SEC document
July 09, 2019 Filed Jul 10, 2019 19:22 UTC
Ruda TaneliEVP, Chief Strategy Officer
Tax withholdingClass A Common 523 $46.05 $24,084.15
Disclosure

SEC source: 0001225208-19-010173 · doc4.xml · nonDerivative · entry 2

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
July 09, 2019 Filed Jul 10, 2019 19:22 UTC
Ruda TaneliEVP, Chief Strategy Officer
Exercise / conversionClass A Common 1,701 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010173 · doc4.xml · nonDerivative · entry 1

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 28, 2019 Filed Jul 1, 2019 19:57 UTC GrantPhantom Stock Units · Derivative 545 $45.86 Strike: $0.00 $24,993.70
Disclosure

SEC source: 0001225208-19-009647 · doc4.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098.92

Underlying: Class A Common · 545 shares

Expires not disclosed

F1 · derivative.exercise_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

F1 · derivative.expiration_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:32 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009698 · doc4.xml · derivative · entry 5

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,179

Underlying: Class A Common · 1,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 0.00

F6 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 3901 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

F6 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 3901 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:32 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 830 $45.86 $38,063.80
Disclosure

SEC source: 0001225208-19-009698 · doc4.xml · nonDerivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,399

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:32 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009698 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,095 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · derivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,961

Underlying: Class A Common · 2,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 4191 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

F5 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 4191 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC
RINCK GARY MEVP and General Counsel
Tax withholdingClass A Common 749 $45.86 $34,349.14
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,136

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 2,095 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009696 · doc4.xml · derivative · entry 5

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,724

Underlying: Class A Common · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 9128 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

F5 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 9128 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Tax withholdingClass A Common 1,661 $45.86 $76,173.46
Disclosure

SEC source: 0001225208-19-009696 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,758

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 4,564 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009696 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 28, 2019 Filed Jul 1, 2019 20:00 UTC GrantPhantom Stock Units · Derivative 545 $45.86 Strike: $0.00 $24,993.70
Disclosure

SEC source: 0001225208-19-009649 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,201.89

Underlying: Class A Common · 545 shares

Expires not disclosed

F1 · derivative.exercise_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

F1 · derivative.expiration_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

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June 27, 2019 Filed Jul 1, 2019 22:35 UTC
Papadopoulos GeorgiosChairman, Atypon Systems LLC
GrantRestricted Stock Units · Derivative 3,353 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009706 · doc4.xml · derivative · entry 1

Papadopoulos Georgios · CIK 0001701179 · Chairman, Atypon Systems LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,833

Underlying: Class A Common · 3,353 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

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June 27, 2019 Filed Jul 1, 2019 22:34 UTC
Monaco KevinSVP, Treasurer & Tax
GrantRestricted Stock Units · Derivative 1,549 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009705 · doc4.xml · derivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013

Underlying: Class A Common · 1,549 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:33 UTC
Caridi ChristopherSVP, Corporate Controller
GrantRestricted Stock Units · Derivative 1,904 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009704 · doc4.xml · derivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

Underlying: Class A Common · 1,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

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June 27, 2019 Filed Jul 1, 2019 22:33 UTC
Ruda TaneliEVP, Chief Strategy Officer
GrantRestricted Stock Units · Derivative 4,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009703 · doc4.xml · derivative · entry 1

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,032

Underlying: Class A Common · 4,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

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June 27, 2019 Filed Jul 1, 2019 22:33 UTC
Kissner MatthewGroup Executive
GrantRestricted Stock Units · Derivative 7,152 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009702 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,152

Underlying: Class A Common · 7,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:33 UTC
Matin ArefEVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 6,884 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009701 · doc4.xml · derivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,673

Underlying: Class A Common · 6,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:33 UTC
Napack Brian A.Director · President & CEO
GrantRestricted Stock Units · Derivative 28,878 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009700 · doc4.xml · derivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,071

Underlying: Class A Common · 28,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:32 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 6,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009698 · doc4.xml · derivative · entry 4

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Class A Common · 6,849 shares

Expires not disclosed

F1 · derivative.exercise_price: 0.00

F5 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F5 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:30 UTC
RINCK GARY MEVP and General Counsel
GrantRestricted Stock Units · Derivative 5,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · derivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056

Underlying: Class A Common · 5,253 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:30 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
GrantRestricted Stock Units · Derivative 11,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009696 · doc4.xml · derivative · entry 4

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,288

Underlying: Class A Common · 11,007 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 14, 2019 Filed Jun 14, 2019 19:16 UTC
Stobaugh ClayEVP, Chief Marketing Officer
SaleClass A Common 2,150 $45.64 $98,134.39
Disclosure

SEC source: 0001225208-19-009256 · doc4.xml · nonDerivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.641 to $45.660 per share, inclusive.

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May 30, 2019 Filed Jul 1, 2019 22:33 UTC
Stobaugh ClayEVP, Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009699 · doc4.xml · derivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Class A Common · 1,848 shares

Expires not disclosed

F1 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F1 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F2 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

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May 30, 2019 Filed Jul 1, 2019 22:32 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 3,901 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009698 · doc4.xml · derivative · entry 3

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,280

Underlying: Class A Common · 3,901 shares

Expires not disclosed

F1 · derivative.exercise_price: 0.00

F3 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F3 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F4 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

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May 30, 2019 Filed Jul 1, 2019 22:30 UTC
RINCK GARY MEVP and General Counsel
GrantRestricted Stock Units · Derivative 4,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,803

Underlying: Class A Common · 4,191 shares

Expires not disclosed

F2 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

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May 30, 2019 Filed Jul 1, 2019 22:30 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
GrantRestricted Stock Units · Derivative 9,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009696 · doc4.xml · derivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,281

Underlying: Class A Common · 9,128 shares

Expires not disclosed

F2 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.