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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
Parsed reports
832

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2020 Filed Jul 24, 2020 14:13 UTC GrantPhantom Stock Units · Derivative 101.93 $35.33 Strike: $0.00 $3,601.19
Disclosure

SEC source: 0001225208-20-009922 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,616.06

Underlying: Class A Common · 101.93 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:13 UTC GrantPhantom Stock Units · Derivative 24.9 $35.33 Strike: $0.00 $879.72
Disclosure

SEC source: 0001225208-20-009921 · doc4.xml · derivative · entry 1

Pence William Edward IV · CIK 0001417365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592.96

Underlying: Class A Common · 24.9 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:11 UTC GrantPhantom Stock Units · Derivative 6.37 $35.33 Strike: $0.00 $225.05
Disclosure

SEC source: 0001225208-20-009919 · doc4.xml · derivative · entry 1

Garavaglia Mariana · CIK 0001816415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663.37

Underlying: Class A Common · 6.37 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:12 UTC GrantPhantom Stock Units · Derivative 105.16 $35.33 Strike: $0.00 $3,715.30
Disclosure

SEC source: 0001225208-20-009920 · doc4.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,334.47

Underlying: Class A Common · 105.16 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:11 UTC GrantPhantom Stock Units · Derivative 173.29 $35.33 Strike: $0.00 $6,122.34
Disclosure

SEC source: 0001225208-20-009918 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,049.2

Underlying: Class A Common · 173.29 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:11 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 124.85 $35.33 $4,410.95
Disclosure

SEC source: 0001225208-20-009917 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,003.86

Underlying: Class A Common · 124.85 shares

Expires not disclosed

F1 · derivative.exercise_price: 0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:11 UTC GrantPhantom Stock Units · Derivative 43.36 $35.33 Strike: $0.00 $1,531.91
Disclosure

SEC source: 0001225208-20-009916 · doc4.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516.06

Underlying: Class A Common · 43.36 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 14:11 UTC GrantPhantom Stock Units · Derivative 336.1 $35.33 Strike: $0.00 $11,874.41
Disclosure

SEC source: 0001225208-20-009915 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,005.9701

Underlying: Class A Common · 336.1 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 20, 2020 Filed Jul 14, 2023 21:04 UTC PurchaseClass B Common Stock 180 $36.04 $6,487.20
Disclosure

SEC source: 0001104659-23-081284 · tm2321282-6_4seq1.xml · nonDerivative · entry 4

WILEY DEBORAH E · CIK 0001200353 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Custodian

Disclosed balance after: 19,115

F1 · ownership.nature: Includes shares held through an IRA over which the Reporting Person may be deemed to have beneficial ownership. Total number of shares of Class B Stock includes the 2010 transfer of 17,920 shares of Class B Stock previously held by the reporting person directly. Each acquisition of less than 200 shares not previously reported was completed through a dividend reinvestment plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:49 UTC Exercise / conversionRestricted Stock Units · Derivative 9,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009371 · doc4.xml · derivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,821

Underlying: Class A Common · 9,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted 9883 Restricted Stock Units vesting on June 30, 2020.

F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted 9883 Restricted Stock Units vesting on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:49 UTC Tax withholdingClass A Common 3,625 $39.00 $141,375.00
Disclosure

SEC source: 0001225208-20-009371 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,998

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:49 UTC Exercise / conversionClass A Common 9,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009371 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:42 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 5,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009362 · doc4.xml · derivative · entry 3

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,385

Underlying: Class A Common · 5,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 0.00

F3 · derivative.exercise_date: On June 1, 2020, the reporting person was granted 5256 Restricted Stock Units vesting on June 30, 2020.

F3 · derivative.expiration_date: On June 1, 2020, the reporting person was granted 5256 Restricted Stock Units vesting on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:42 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 2,621 $39.00 $102,219.00
Disclosure

SEC source: 0001225208-20-009362 · doc4.xml · nonDerivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,674

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:42 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 5,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009362 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:42 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 22,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009361 · doc4.xml · derivative · entry 3

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,225

Underlying: Class A Common · 22,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 0.00

F3 · derivative.exercise_date: On June 1, 2020, the reporting person was granted 22,260 Restricted Stock Units vesting on June 30, 2020.

F3 · derivative.expiration_date: On June 1, 2020, the reporting person was granted 22,260 Restricted Stock Units vesting on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:42 UTC
Napack Brian A.Director · President & CEO
Tax withholdingClass A Common 9,516 $39.00 $371,124.00
Disclosure

SEC source: 0001225208-20-009361 · doc4.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,977

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:42 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 22,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009361 · doc4.xml · nonDerivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:41 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009360 · doc4.xml · derivative · entry 3

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,964

Underlying: Class A Common · 413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted 413 Restricted Stock Units vesting on June 30, 2020.

F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted 413 Restricted Stock Units vesting on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:41 UTC
Silver Deirdre P.EVP, General Counsel
Tax withholdingClass A Common 124 $39.00 $4,836.00
Disclosure

SEC source: 0001225208-20-009360 · doc4.xml · nonDerivative · entry 2

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:41 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionClass A Common 413 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009360 · doc4.xml · nonDerivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 01:31 UTC GrantPhantom Stock Units · Derivative 657 $39.00 Strike: $0.00 $25,623.00
Disclosure

SEC source: 0001225208-20-009314 · doc4.xml · derivative · entry 1

Garavaglia Mariana · CIK 0001816415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657

Underlying: Class A Common · 657 shares

Expires not disclosed

F1 · derivative.exercise_date: Pro-rated annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board of Directors in 100% of Class A Company stock.

F1 · derivative.expiration_date: Pro-rated annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board of Directors in 100% of Class A Company stock.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:21 UTC
McMahan DanielleEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 4,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009272 · doc4.xml · derivative · entry 1

McMahan Danielle · CIK 0001793211 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,319

Underlying: Class A Common · 4,460 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F1 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:21 UTC
Leavy MatthewEVP, Education Publishing
GrantRestricted Stock Units · Derivative 6,318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009271 · doc4.xml · derivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,726

Underlying: Class A Common · 6,318 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F1 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:21 UTC
Zipper ToddEVP & GM, Education Services
GrantRestricted Stock Units · Derivative 10,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009270 · doc4.xml · derivative · entry 1

Zipper Todd · CIK 0001816106 · EVP & GM, Education Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,530

Underlying: Class A Common · 10,530 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F1 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:20 UTC
Silver Deirdre P.EVP, General Counsel
GrantRestricted Stock Units · Derivative 3,964 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009269 · doc4.xml · derivative · entry 2

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377

Underlying: Class A Common · 3,964 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:20 UTC GrantRestricted Stock Units · Derivative 12,201 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009268 · doc4.xml · derivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,704

Underlying: Class A Common · 12,201 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:19 UTC
Matin ArefEVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 7,631 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009266 · doc4.xml · derivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,464

Underlying: Class A Common · 7,631 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:19 UTC
Kissner MatthewEVP, Group Executive
GrantRestricted Stock Units · Derivative 7,929 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009265 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · EVP, Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,697

Underlying: Class A Common · 7,929 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Restricted stock units vest in three equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant

F2 · derivative.expiration_date: Restricted stock units vest in three equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:18 UTC
Napack Brian A.Director · President & CEO
GrantRestricted Stock Units · Derivative 33,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009264 · doc4.xml · derivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,485

Underlying: Class A Common · 33,697 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:18 UTC
Monaco KevinSVP, Treasurer & Tax
GrantRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009263 · doc4.xml · derivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,071

Underlying: Class A Common · 1,600 shares

Expires not disclosed

F1 · derivative.exercise_price: 0.00

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:18 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 7,805 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009262 · doc4.xml · derivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,641

Underlying: Class A Common · 7,805 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 25, 2020 Filed Jul 2, 2020 01:11 UTC GrantPhantom Stock Units · Derivative 641 $38.98 Strike: $0.00 $24,986.18
Disclosure

SEC source: 0001225208-20-009241 · doc4.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,229.31

Underlying: Class A Common · 641 shares

Expires not disclosed

F1 · derivative.exercise_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

F1 · derivative.expiration_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company Class A Shares.

Read SEC document
June 01, 2020 Filed Jul 2, 2020 01:20 UTC
Silver Deirdre P.EVP, General Counsel
GrantRestricted Stock Units · Derivative 413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009269 · doc4.xml · derivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

Underlying: Class A Common · 413 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting on June 30, 2020.

F2 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

Read SEC document
June 01, 2020 Filed Jul 2, 2020 01:20 UTC GrantRestricted Stock Units · Derivative 9,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009268 · doc4.xml · derivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,503

Underlying: Class A Common · 9,883 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting on June 30, 2020.

F2 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested

Read SEC document
June 01, 2020 Filed Jul 2, 2020 01:18 UTC
Napack Brian A.Director · President & CEO
GrantRestricted Stock Units · Derivative 22,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009264 · doc4.xml · derivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,788

Underlying: Class A Common · 22,260 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting on June 30, 2020.

F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

Read SEC document
June 01, 2020 Filed Jul 2, 2020 01:18 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 5,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009262 · doc4.xml · derivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836

Underlying: Class A Common · 5,256 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting on June 30, 2020

F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:32 UTC
Kissner MatthewEVP, Group Executive
Exercise / conversionRestricted Stock Units · Derivative 2,384 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007014 · doc4.xml · derivative · entry 3

KISSNER MATTHEW S · CIK 0001204532 · EVP, Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,768

Underlying: Class A Common · 2,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 7,152 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 7,152 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:32 UTC
Kissner MatthewEVP, Group Executive
Tax withholdingClass A Common 800 $37.55 $30,040.00
Disclosure

SEC source: 0001225208-20-007014 · doc4.xml · nonDerivative · entry 2

KISSNER MATTHEW S · CIK 0001204532 · EVP, Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,392.9471

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:32 UTC
Kissner MatthewEVP, Group Executive
Exercise / conversionClass A Common 2,384 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007014 · doc4.xml · nonDerivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · EVP, Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,192.9471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,951 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · derivative · entry 13

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,580

Underlying: Class A Common · 1,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 3901 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 30, 2020.

F9 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 3901 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 30, 2020.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,712 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · derivative · entry 12

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

Underlying: Class A Common · 1,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 6,849 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 6,849 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,623 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · derivative · entry 11

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,243

Underlying: Class A Common · 1,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · derivative · entry 10

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,866

Underlying: Class A Common · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,113 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · derivative · entry 9

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,082

Underlying: Class A Common · 1,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 4,451 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 4,451 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 984 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · derivative · entry 8

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,195

Underlying: Class A Common · 984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 4,289 $37.55 $161,051.95
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 7

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,039

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 984 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 6

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,113 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 5

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,216 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 4

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.