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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
Parsed reports
832

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2021 Filed Oct 4, 2021 19:40 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 2,298 $52.21 Strike: $0.00 $119,978.58
Disclosure

SEC source: 0001225208-21-012724 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,298

Underlying: Class A Common · 2,298 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan. Such restricted shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan. Such restricted shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event.

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September 30, 2021 Filed Oct 4, 2021 19:30 UTC GrantPhantom Stock Units · Derivative 2,298 $52.21 Strike: $0.00 $119,978.58
Disclosure

SEC source: 0001225208-21-012722 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,550.65

Underlying: Class A Common · 2,298 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

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September 28, 2021 Filed Sep 29, 2021 20:50 UTC
Flynn JayEVP and GM, Research
GrantNon-Qualified Stock Options · Derivative 20,000 $0.00 Strike: $63.07 $0.00
Disclosure

SEC source: 0001225208-21-012590 · doc4.xml · derivative · entry 1

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2031-09-27

F1 · derivative.exercise_price: Stock options granted at a premium over closing stock price at date of grant.

F2 · derivative.exercise_date: Non-qualified stock options to vest as follows: 10% on 4/30/2022; 20% on 4/30/2023, 30% on 4/30/2024 and 40% on 4/30/2025.

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July 21, 2021 Filed Jul 22, 2021 21:54 UTC GrantPhantom Stock Units · Derivative 241.06 $56.51 Strike: $0.00 $13,622.30
Disclosure

SEC source: 0001225208-21-010841 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,726.4801

Underlying: Class A Common · 241.06 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:51 UTC GrantPhantom Stock Units · Derivative 88.55 $56.51 Strike: $0.00 $5,003.96
Disclosure

SEC source: 0001225208-21-010840 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,592.86

Underlying: Class A Common · 88.55 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:22 UTC GrantPhantom Stock Units · Derivative 100.83 $56.51 Strike: $0.00 $5,697.90
Disclosure

SEC source: 0001225208-21-010839 · doc4.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998.9

Underlying: Class A Common · 100.83 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:20 UTC GrantPhantom Stock Units · Derivative 26.31 $56.51 Strike: $0.00 $1,486.78
Disclosure

SEC source: 0001225208-21-010838 · doc4.xml · derivative · entry 1

Garavaglia Mariana · CIK 0001816415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336.36

Underlying: Class A Common · 26.31 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:18 UTC GrantPhantom Stock Units · Derivative 50.41 $56.51 Strike: $0.00 $2,848.67
Disclosure

SEC source: 0001225208-21-010837 · doc4.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306.86

Underlying: Class A Common · 50.41 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:18 UTC GrantPhantom Stock Units · Derivative 135.03 $56.51 Strike: $0.00 $7,630.55
Disclosure

SEC source: 0001225208-21-010836 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,252.65

Underlying: Class A Common · 135.03 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:16 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 103.48 $56.51 $5,847.65
Disclosure

SEC source: 0001225208-21-010835 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,053.47

Underlying: Class A Common · 103.48 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2021 Filed Jul 14, 2023 21:04 UTC PurchaseClass B Common Stock 121 $55.91 $6,765.11
Disclosure

SEC source: 0001104659-23-081284 · tm2321282-6_4seq1.xml · nonDerivative · entry 8

WILEY DEBORAH E · CIK 0001200353 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Custodian

Disclosed balance after: 19,679

F1 · ownership.nature: Includes shares held through an IRA over which the Reporting Person may be deemed to have beneficial ownership. Total number of shares of Class B Stock includes the 2010 transfer of 17,920 shares of Class B Stock previously held by the reporting person directly. Each acquisition of less than 200 shares not previously reported was completed through a dividend reinvestment plan.

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July 16, 2021 Filed May 3, 2023 16:40 UTC
Monaco KevinSVP, Treasurer & Tax
PurchaseClass B Common 100 $56.92 $5,692.00
Disclosure

SEC source: 0000107140-23-000078 · wf-form4_168313202077768.xml · nonDerivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Read SEC document
July 14, 2021 Filed Jul 16, 2021 15:02 UTC SaleClass A Common 15,771 $58.30 $919,449.30
Disclosure

SEC source: 0001225208-21-010677 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,020

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.80 to $59.00 per share, inclusive.

Read SEC document
July 08, 2021 Filed Jul 8, 2021 23:21 UTC
Matin ArefEVP, Chief Technology Officer
SaleClass A Common 6,040 $58.90 $355,756.00
Disclosure

SEC source: 0001225208-21-010517 · doc4.xml · nonDerivative · entry 2

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.90 to $58.91 per share, inclusive.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 23:21 UTC
Matin ArefEVP, Chief Technology Officer
SaleClass A Common 7,294 $59.77 $435,962.38
Disclosure

SEC source: 0001225208-21-010517 · doc4.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,642

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $59.89 per share, inclusive.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:57 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010057 · doc4.xml · derivative · entry 3

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,476

Underlying: Class A Common · 494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 494 restricted stock units, vesting on June 30, 2021.

F2 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 494 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:57 UTC
Silver Deirdre P.EVP, General Counsel
Tax withholdingClass A Common 152 $60.18 $9,147.36
Disclosure

SEC source: 0001225208-21-010057 · doc4.xml · nonDerivative · entry 2

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:57 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionClass A Common 494 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010057 · doc4.xml · nonDerivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 1,634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010017 · doc4.xml · derivative · entry 3

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,155

Underlying: Class A Common · 1,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 1,634 restricted stock units, vesting on June 30, 2021.

F2 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 1,634 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC
Caridi ChristopherSVP, Global Corp Controller
Tax withholdingClass A Common 556 $60.18 $33,460.08
Disclosure

SEC source: 0001225208-21-010017 · doc4.xml · nonDerivative · entry 2

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionClass A Common 1,634 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010017 · doc4.xml · nonDerivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC Exercise / conversionRestricted Stock Units · Derivative 10,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010016 · doc4.xml · derivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,993

Underlying: Class A Common · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 10,135 restricted stock units, vesting on June 30, 2021.

F2 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 10,135 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC Tax withholdingClass A Common 5,185 $60.18 $312,033.30
Disclosure

SEC source: 0001225208-21-010016 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,791

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC Exercise / conversionClass A Common 10,135 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010016 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC
Leavy MatthewEVP, Education Publishing
Exercise / conversionRestricted Stock Units · Derivative 1,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010015 · doc4.xml · derivative · entry 3

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,811

Underlying: Class A Common · 1,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 1,235 restricted stock units, vesting on June 30, 2021.

F2 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 1,235 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC
Leavy MatthewEVP, Education Publishing
Tax withholdingClass A Common 357 $60.18 $21,484.26
Disclosure

SEC source: 0001225208-21-010015 · doc4.xml · nonDerivative · entry 2

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,387

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:17 UTC
Leavy MatthewEVP, Education Publishing
Exercise / conversionClass A Common 1,235 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010015 · doc4.xml · nonDerivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:16 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 6,339 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010014 · doc4.xml · derivative · entry 3

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,293

Underlying: Class A Common · 6,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 6,306 restricted stock units, vesting on June 30, 2021.

F2 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 6,306 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:16 UTC
Matin ArefEVP, Chief Technology Officer
Tax withholdingClass A Common 3,243 $60.18 $195,163.74
Disclosure

SEC source: 0001225208-21-010014 · doc4.xml · nonDerivative · entry 2

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,936

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:16 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 6,339 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010014 · doc4.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:16 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionRestricted Stock Units · Derivative 730 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010013 · doc4.xml · derivative · entry 3

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Class A Common · 730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 0.00

F2 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 730 restricted stock units, vesting on June 30, 2021.

F2 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 730 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:16 UTC
Monaco KevinSVP, Treasurer & Tax
Tax withholdingClass A Common 223 $60.18 $13,420.14
Disclosure

SEC source: 0001225208-21-010013 · doc4.xml · nonDerivative · entry 2

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

F2 · shares: On June 2, 2021, the reporting person was granted 730 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:16 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionClass A Common 730 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010013 · doc4.xml · nonDerivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:15 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 24,698 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010012 · doc4.xml · derivative · entry 3

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,372

Underlying: Class A Common · 24,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 0.00

F3 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 24,698 restricted stock units, vesting on June 30, 2021.

F3 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 24,698 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:15 UTC
Napack Brian A.Director · President & CEO
Tax withholdingClass A Common 12,634 $60.18 $760,314.12
Disclosure

SEC source: 0001225208-21-010012 · doc4.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,509

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:15 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 24,698 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010012 · doc4.xml · nonDerivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 30, 2021 Filed Jul 2, 2021 14:28 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 6,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009998 · doc4.xml · derivative · entry 4

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,912

Underlying: Class A Common · 6,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 2, 2021, the reporting person was granted 6,306 restricted stock units, vesting on June 30, 2021.

F3 · derivative.expiration_date: On June 2, 2021, the reporting person was granted 6,306 restricted stock units, vesting on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 14:28 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 3,145 $60.18 $189,266.10
Disclosure

SEC source: 0001225208-21-009998 · doc4.xml · nonDerivative · entry 3

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,388

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

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June 30, 2021 Filed Jul 2, 2021 14:28 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 6,306 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009998 · doc4.xml · nonDerivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 29, 2021 Filed Jul 2, 2021 14:28 UTC
Verses JudyEVP, Research
SaleClass A Common 2,397 $60.04 $143,906.77
Disclosure

SEC source: 0001225208-21-009998 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,227

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.08 per share, inclusive.

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June 24, 2021 Filed Jun 28, 2021 21:46 UTC
Monaco KevinSVP, Treasurer & Tax
GrantRestricted Stock Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009633 · doc4.xml · derivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,724

Underlying: Class A Common · 1,114 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units subject to forfeiture until vested.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2022, and are subject to forfeiture under the terms and conditions of the grant.

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June 24, 2021 Filed Jun 28, 2021 21:46 UTC
Caridi ChristopherSVP, Global Corp Controller
GrantRestricted Stock Units · Derivative 1,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009632 · doc4.xml · derivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,789

Underlying: Class A Common · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units subject to forfeiture until vested.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2022, and are subject to forfeiture under the terms and conditions of the grant.

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June 24, 2021 Filed Jun 28, 2021 21:45 UTC
Silver Deirdre P.EVP, General Counsel
GrantRestricted Stock Units · Derivative 3,369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009631 · doc4.xml · derivative · entry 2

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

Underlying: Class A Common · 3,369 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted stock units subject to forfeiture until vested.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2022, and are subject to forfeiture under the terms and conditions of the grant.

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June 24, 2021 Filed Jun 28, 2021 21:45 UTC
Silver Deirdre P.EVP, General Counsel
GrantNon-Qualified Stock Options · Derivative 20,000 $0.00 Strike: $63.07 $0.00
Disclosure

SEC source: 0001225208-21-009631 · doc4.xml · derivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2031-06-23

F1 · derivative.exercise_price: Stock options granted at 10% premium over closing stock price at date of grant.

F2 · derivative.exercise_date: Non-qualified stock options to vest as follows: 10% on 4/30/2022; 20% on 4/30/2023, 30% on 4/30/2024 and 40% on 4/30/2025.

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June 24, 2021 Filed Jun 28, 2021 21:45 UTC
McMahan DanielleEVP, Chief People and Bus Ops
GrantRestricted Stock Units · Derivative 3,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009630 · doc4.xml · derivative · entry 2

McMahan Danielle · CIK 0001793211 · EVP, Chief People and Bus Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,234

Underlying: Class A Common · 3,957 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted stock units subject to forfeiture until vested.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2022, and are subject to forfeiture under the terms and conditions of the grant.

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June 24, 2021 Filed Jun 28, 2021 21:45 UTC
McMahan DanielleEVP, Chief People and Bus Ops
GrantNon-Qualified Stock Options · Derivative 20,000 $0.00 Strike: $63.07 $0.00
Disclosure

SEC source: 0001225208-21-009630 · doc4.xml · derivative · entry 1

McMahan Danielle · CIK 0001793211 · EVP, Chief People and Bus Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2031-06-23

F1 · derivative.exercise_price: Stock options granted at 10% premium over closing stock price at date of grant.

F2 · derivative.exercise_date: Non-qualified stock options to vest as follows: 10% on 4/30/2022; 20% on 4/30/2023, 30% on 4/30/2024 and 40% on 4/30/2025.

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June 24, 2021 Filed Jun 28, 2021 21:45 UTC
Leavy MatthewEVP, Education Publishing
GrantRestricted Stock Units · Derivative 5,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009629 · doc4.xml · derivative · entry 2

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

Underlying: Class A Common · 5,234 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted stock units subject to forfeiture until vested.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2022, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 21:45 UTC
Leavy MatthewEVP, Education Publishing
GrantNon-Qualified Stock Options · Derivative 20,000 $0.00 Strike: $63.07 $0.00
Disclosure

SEC source: 0001225208-21-009629 · doc4.xml · derivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2031-06-23

F1 · derivative.exercise_price: Stock options granted at 10% premium over closing stock price at date of grant.

F2 · derivative.exercise_date: Non-qualified stock options to vest as follows: 10% on 4/30/2022; 20% on 4/30/2023, 30% on 4/30/2024 and 40% on 4/30/2025.

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June 24, 2021 Filed Jun 28, 2021 21:45 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 6,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009628 · doc4.xml · derivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,218

Underlying: Class A Common · 6,048 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted stock units subject to forfeiture until vested.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2022, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 21:45 UTC
Verses JudyEVP, Research
GrantNon-Qualified Stock Options · Derivative 20,000 $0.00 Strike: $63.07 $0.00
Disclosure

SEC source: 0001225208-21-009628 · doc4.xml · derivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2031-06-23

F1 · derivative.exercise_price: Stock options granted at 10% premium over closing stock price at date of grant.

F2 · derivative.exercise_date: Non-qualified stock options to vest as follows: 10% on 4/30/2022; 20% on 4/30/2023, 30% on 4/30/2024 and 40% on 4/30/2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.