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WLY

JOHN WILEY & SONS, INC.

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0000107140
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,890 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · derivative · entry 8

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Class A Common · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F8 · derivative.exercise_date: On June 24, 2021, the reporting person was granted 7,560 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F8 · derivative.expiration_date: On June 24, 2021, the reporting person was granted 7,560 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,908 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · derivative · entry 7

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,908

Underlying: Class A Common · 1,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F7 · derivative.exercise_date: On June 26, 2020, the reporting person was granted 7,631 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · derivative.expiration_date: On June 26, 2020, the reporting person was granted 7,631 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · derivative · entry 6

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F4 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 6,884 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 6,884 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

F6 · balance_after: As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Tax withholdingClass A Common 2,416 $38.21 $92,315.36
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · nonDerivative · entry 5

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,620

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 2,351 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · nonDerivative · entry 4

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 1,890 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · nonDerivative · entry 3

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 1,908 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · nonDerivative · entry 2

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:20 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 1,721 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000064 · wf-form4_168312722832878.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 479 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · derivative · entry 11

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439

Underlying: Class A Common · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F10 · derivative.exercise_date: On June 22,2022, the reporting person was granted 1,918 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F10 · derivative.expiration_date: On June 22,2022, the reporting person was granted 1,918 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 316 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · derivative · entry 10

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631

Underlying: Class A Common · 316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F9 · derivative.exercise_date: On June 24, 2021, the reporting person was granted 1,262 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F9 · derivative.expiration_date: On June 24, 2021, the reporting person was granted 1,262 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · derivative · entry 9

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82

Underlying: Class A Common · 82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F8 · derivative.exercise_date: On August 11, 2020, the reporting person was granted 327 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F8 · derivative.expiration_date: On August 11, 2020, the reporting person was granted 327 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 327 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · derivative · entry 8

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327

Underlying: Class A Common · 327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F7 · derivative.exercise_date: On June 26, 2020, the reporting person was granted 1,307 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · derivative.expiration_date: On June 26, 2020, the reporting person was granted 1,307 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 287 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · derivative · entry 7

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F4 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 1,145 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 1,145 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

F6 · balance_after: As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Tax withholdingClass A Common 431 $38.21 $16,468.51
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · nonDerivative · entry 6

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,024

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionClass A Common 479 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · nonDerivative · entry 5

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionClass A Common 82 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · nonDerivative · entry 4

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionClass A Common 316 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · nonDerivative · entry 3

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionClass A Common 327 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · nonDerivative · entry 2

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 15:11 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionClass A Common 287 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000060 · wf-form4_168312665996341.xml · nonDerivative · entry 1

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionRestricted Stock Units · Derivative 1,556 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · derivative · entry 9

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,671

Underlying: Class A Common · 1,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F9 · derivative.exercise_date: On June 22, 2022, reporting person was granted 6,227 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F9 · derivative.expiration_date: On June 22, 2022, reporting person was granted 6,227 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · balance_after: Represents the total remaining beneficially owned shares in each grant following the reported transaction.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · derivative · entry 8

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,249

Underlying: Class A Common · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F8 · derivative.exercise_date: On June 24, 2021, reporting person was granted 2,498 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F8 · derivative.expiration_date: On June 24, 2021, reporting person was granted 2,498 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · balance_after: Represents the total remaining beneficially owned shares in each grant following the reported transaction.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionRestricted Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · derivative · entry 7

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932

Underlying: Class A Common · 931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F6 · derivative.exercise_date: On June 26, 2020, reporting person was granted 3,725 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F6 · derivative.expiration_date: On June 26, 2020, reporting person was granted 3,725 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · balance_after: Represents the total remaining beneficially owned shares in each grant following the reported transaction.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionRestricted Stock Units · Derivative 742 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · derivative · entry 6

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F4 · derivative.exercise_date: On June 27, 2019, reporting person was granted 2,965 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: On June 27, 2019, reporting person was granted 2,965 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Tax withholdingClass A Common 1,556 $38.21 $59,454.76
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · nonDerivative · entry 5

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,233

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionClass A Common 1,556 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · nonDerivative · entry 4

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionClass A Common 625 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · nonDerivative · entry 3

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionClass A Common 931 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · nonDerivative · entry 2

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:34 UTC
Flynn JayEVP and GM, Research
Exercise / conversionClass A Common 742 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000058 · wf-form4_168312447022486.xml · nonDerivative · entry 1

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 394 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · derivative · entry 7

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,185

Underlying: Class A Common · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F7 · derivative.exercise_date: On June 22, 2022, the reporting person was granted 1,579 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · derivative.expiration_date: On June 22, 2022, the reporting person was granted 1,579 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

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May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · derivative · entry 6

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658

Underlying: Class A Common · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F6 · derivative.exercise_date: On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F6 · derivative.expiration_date: On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

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May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 927 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · derivative · entry 5

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451

Underlying: Class A Common · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.

F4 · derivative.exercise_date: On October 26, 2020, the reporting person was granted 4,203 restricted stock units to vest: 1609 shares on April 30, 2021, 1216 shares on April 30, 2022, 927 shares on April 30, 2023, and 451 shares on April 30, 2024.

F4 · derivative.expiration_date: On October 26, 2020, the reporting person was granted 4,203 restricted stock units to vest: 1609 shares on April 30, 2021, 1216 shares on April 30, 2022, 927 shares on April 30, 2023, and 451 shares on April 30, 2024.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

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May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Tax withholdingClass A Common 607 $38.21 $23,193.47
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · nonDerivative · entry 4

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,665

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionClass A Common 329 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · nonDerivative · entry 3

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionClass A Common 394 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · nonDerivative · entry 2

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 14:18 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionClass A Common 927 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000056 · wf-form4_168312351141362.xml · nonDerivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 15:58 UTC GrantPhantom Stock Units · Derivative 46 $37.51 $1,725.46
Disclosure

SEC source: 0000107140-23-000054 · wf-form4_168261110484793.xml · derivative · entry 1

Singh Inder M · CIK 0001670723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,039

Underlying: Class A Common · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 15:49 UTC GrantPhantom Stock Units · Derivative 36 $37.51 $1,350.36
Disclosure

SEC source: 0000107140-23-000052 · wf-form4_168261057419205.xml · derivative · entry 1

Hemphill Brian O · CIK 0001934887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,955

Underlying: Class A Common · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 14:34 UTC GrantPhantom Stock Units · Derivative 193 $37.51 $7,239.43
Disclosure

SEC source: 0000107140-23-000050 · wf-form4_168260607464276.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,011

Underlying: Class A Common · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 14:27 UTC GrantPhantom Stock Units · Derivative 436 $37.51 $16,354.36
Disclosure

SEC source: 0000107140-23-000048 · wf-form4_168260563936206.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,482

Underlying: Class A Common · 436 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 13:02 UTC GrantPhantom Stock Units · Derivative 177 $37.51 $6,639.27
Disclosure

SEC source: 0000107140-23-000046 · wf-form4_168260054488326.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,252

Underlying: Class A Common · 177 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 12:47 UTC GrantPhantom Stock Units · Derivative 267 $37.51 $10,015.17
Disclosure

SEC source: 0000107140-23-000044 · wf-form4_168259965511241.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,078

Underlying: Class A Common · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 12:45 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 233 $37.51 $8,739.83
Disclosure

SEC source: 0000107140-23-000042 · wf-form4_168259949341447.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,410

Underlying: Class A Common · 233 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 12:40 UTC GrantPhantom Stock Units · Derivative 132 $37.51 $4,951.32
Disclosure

SEC source: 0000107140-23-000040 · wf-form4_168259920114147.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,391

Underlying: Class A Common · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 20, 2023 Filed Jul 14, 2023 21:04 UTC PurchaseClass B Common Stock 1,800 $38.95 $70,110.00
Disclosure

SEC source: 0001104659-23-081284 · tm2321282-6_4seq1.xml · nonDerivative · entry 16

WILEY DEBORAH E · CIK 0001200353 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Custodian

Disclosed balance after: 25,156

F1 · ownership.nature: Includes shares held through an IRA over which the Reporting Person may be deemed to have beneficial ownership. Total number of shares of Class B Stock includes the 2010 transfer of 17,920 shares of Class B Stock previously held by the reporting person directly. Each acquisition of less than 200 shares not previously reported was completed through a dividend reinvestment plan.

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April 19, 2023 Filed Jul 14, 2023 21:04 UTC PurchaseClass B Common Stock 1,500 $38.75 $58,125.00
Disclosure

SEC source: 0001104659-23-081284 · tm2321282-6_4seq1.xml · nonDerivative · entry 15

WILEY DEBORAH E · CIK 0001200353 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Custodian

Disclosed balance after: 23,356

F1 · ownership.nature: Includes shares held through an IRA over which the Reporting Person may be deemed to have beneficial ownership. Total number of shares of Class B Stock includes the 2010 transfer of 17,920 shares of Class B Stock previously held by the reporting person directly. Each acquisition of less than 200 shares not previously reported was completed through a dividend reinvestment plan.

Read SEC document
April 18, 2023 Filed Jul 14, 2023 21:04 UTC PurchaseClass B Common Stock 1,500 $38.62 $57,930.00
Disclosure

SEC source: 0001104659-23-081284 · tm2321282-6_4seq1.xml · nonDerivative · entry 14

WILEY DEBORAH E · CIK 0001200353 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Custodian

Disclosed balance after: 21,856

F1 · ownership.nature: Includes shares held through an IRA over which the Reporting Person may be deemed to have beneficial ownership. Total number of shares of Class B Stock includes the 2010 transfer of 17,920 shares of Class B Stock previously held by the reporting person directly. Each acquisition of less than 200 shares not previously reported was completed through a dividend reinvestment plan.

Read SEC document
March 29, 2023 Filed Mar 30, 2023 20:20 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 395 $37.99 $15,006.05
Disclosure

SEC source: 0000107140-23-000036 · wf-form4_168020758746825.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,177

Underlying: Class A Common · 395 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan. Settled upon reporting person's retirement in 100% Company Class A Common Shares on a one-for-one basis.

F2 · derivative.expiration_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan. Settled upon reporting person's retirement in 100% Company Class A Common Shares on a one-for-one basis.

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March 29, 2023 Filed Mar 31, 2023 19:15 UTC
Leavy MatthewEVP & GM, APL
SaleClass A Common 4,500 $37.28 $167,760.00
Disclosure

SEC source: 0000107140-23-000038 · wf-form4_168029013095465.xml · nonDerivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP & GM, APL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,184

Read SEC document
January 12, 2023 Filed Jan 17, 2023 19:58 UTC
Matin ArefEVP, Chief Technology Officer
SaleClass A Common 11,450 $43.51 $498,136.83
Disclosure

SEC source: 0000107140-23-000023 · wf-form4_167398549883055.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,166

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.24 to $43.935 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

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January 11, 2023 Filed Jan 13, 2023 19:04 UTC GrantPhantom Stock Units · Derivative 39 $43.73 $1,705.47
Disclosure

SEC source: 0000107140-23-000021 · wf-form4_167363666145547.xml · derivative · entry 1

Singh Inder M · CIK 0001670723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993

Underlying: Class A Common · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.