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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
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832

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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2023 Filed Dec 15, 2023 19:13 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 458 $32.75 $14,999.50
Disclosure

SEC source: 0000107140-23-000241 · wk-form4_1702667579.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,563

Underlying: Class A Common · 458 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Quarterly deferral of annual cash retainer into stock units under the Deferred Compensation Plan. Shares settle upon separation of service from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock on a one-for-one basis. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Quarterly deferral of annual cash retainer into stock units under the Deferred Compensation Plan. Shares settle upon separation of service from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock on a one-for-one basis. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 21:14 UTC
Van Tassell ChristinaEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,964 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000235 · wk-form4_1701119666.xml · derivative · entry 3

Van Tassell Christina · CIK 0001894986 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 11,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1.

F3 · derivative.exercise_date: On November 22, 2021, the reporting person was granted 23,928 restricted stock units, vesting in two equal annual installments on November 22, 2022 and November 22, 2023, and are subject to forfeiture under the terms and conditions of the grant.

F3 · derivative.expiration_date: On November 22, 2021, the reporting person was granted 23,928 restricted stock units, vesting in two equal annual installments on November 22, 2022 and November 22, 2023, and are subject to forfeiture under the terms and conditions of the grant.

F4 · balance_after: As a result of this transaction, all restricted stock units granted on November 22, 2021 have vested.

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November 22, 2023 Filed Nov 27, 2023 21:14 UTC
Van Tassell ChristinaEVP, Chief Financial Officer
Tax withholdingClass A Common 6,617 $30.21 $199,899.57
Disclosure

SEC source: 0000107140-23-000235 · wk-form4_1701119666.xml · nonDerivative · entry 2

Van Tassell Christina · CIK 0001894986 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,061

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 21:14 UTC
Van Tassell ChristinaEVP, Chief Financial Officer
Exercise / conversionClass A Common 11,964 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000235 · wk-form4_1701119666.xml · nonDerivative · entry 1

Van Tassell Christina · CIK 0001894986 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2023 Filed Nov 7, 2023 00:31 UTC
Kissner MatthewInterim President and CEO
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000107140-23-000231 · wk-form4_1699317075.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2033-11-02

F1 · derivative.exercise_price: Non-Qualified stock options granted at a premium price of $35.00.

F2 · derivative.exercise_date: Non-qualified stock options granted under the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan to vest 10% on 4/30/2024; 20% on 4/30/2025, 30% on 4/30/2026 and 40% on 4/30/2027, and are subject to forfeiture per the terms and conditions of the grant.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:26 UTC
McMahan DanielleEVP, Chief People Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000107140-23-000229 · wk-form4_1699313200.xml · derivative · entry 1

McMahan Danielle · CIK 0001793211 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2033-11-02

F1 · derivative.exercise_price: Non-Qualified stock options granted at a premium price of $35.00.

F2 · derivative.exercise_date: Non-qualified stock options granted under the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan to vest 10% on 4/30/2024; 20% on 4/30/2025, 30% on 4/30/2026 and 40% on 4/30/2027, and are subject to forfeiture per the terms and conditions of the grant.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:26 UTC
Silver Deirdre P.EVP, General Counsel
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000107140-23-000228 · wk-form4_1699313188.xml · derivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2033-11-02

F1 · derivative.exercise_price: Non-Qualified stock options granted at a premium price of $35.00.

F2 · derivative.exercise_date: Non-qualified stock options granted under the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan to vest 10% on 4/30/2024; 20% on 4/30/2025, 30% on 4/30/2026 and 40% on 4/30/2027, and are subject to forfeiture per the terms and conditions of the grant.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:26 UTC
Flynn JayEVP & GM, Research & Learning
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000107140-23-000227 · wk-form4_1699313175.xml · derivative · entry 1

Flynn Jay · CIK 0001884184 · EVP & GM, Research & Learning

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2033-11-02

F1 · derivative.exercise_price: Non-Qualified stock options granted at a premium price of $35.00.

F2 · derivative.exercise_date: Non-qualified stock options granted under the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan to vest 10% on 4/30/2024; 20% on 4/30/2025, 30% on 4/30/2026 and 40% on 4/30/2027, and are subject to forfeiture per the terms and conditions of the grant.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:26 UTC
Matin ArefEVP, Chief Technology Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000107140-23-000225 · wk-form4_1699313151.xml · derivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2033-11-02

F1 · derivative.exercise_price: Non-Qualified stock options granted at a premium price of $35.00.

F2 · derivative.exercise_date: Non-qualified stock options granted under the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan to vest 10% on 4/30/2024; 20% on 4/30/2025, 30% on 4/30/2026 and 40% on 4/30/2027, and are subject to forfeiture per the terms and conditions of the grant.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:26 UTC
Van Tassell ChristinaEVP, Chief Financial Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000107140-23-000226 · wk-form4_1699313163.xml · derivative · entry 1

Van Tassell Christina · CIK 0001894986 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 20,000 shares

Expires 2033-11-02

F1 · derivative.exercise_price: Non-Qualified stock options granted at a premium price of $35.00.

F2 · derivative.exercise_date: Non-qualified stock options granted under the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan to vest 10% on 4/30/2024; 20% on 4/30/2025, 30% on 4/30/2026 and 40% on 4/30/2027, and are subject to forfeiture per the terms and conditions of the grant.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 14:30 UTC GrantClass A Common 92 $30.34 $2,791.28
Disclosure

SEC source: 0000107140-23-000216 · wk-form4_1698762614.xml · nonDerivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

F1 · shares: Reflects shares acquired through an automatic dividend reinvestment plan administered by the reporting person's broker dealer.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 22:12 UTC GrantPhantom Stock Units · Derivative 261 $30.38 $7,929.18
Disclosure

SEC source: 0000107140-23-000214 · wk-form4_1698444718.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,930

Underlying: Class A Common · 261 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 19:47 UTC GrantPhantom Stock Units · Derivative 205 $30.38 $6,227.90
Disclosure

SEC source: 0000107140-23-000212 · wk-form4_1698436069.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,962

Underlying: Class A Common · 205 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 19:39 UTC GrantPhantom Stock Units · Derivative 590 $30.38 $17,924.20
Disclosure

SEC source: 0000107140-23-000210 · wk-form4_1698435584.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,781

Underlying: Class A Common · 590 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 19:39 UTC GrantPhantom Stock Units · Derivative 376 $30.38 $11,422.88
Disclosure

SEC source: 0000107140-23-000209 · wk-form4_1698435569.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,973

Underlying: Class A Common · 376 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 19:39 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 343 $30.38 $10,420.34
Disclosure

SEC source: 0000107140-23-000207 · wk-form4_1698435547.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,105

Underlying: Class A Common · 343 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 19:39 UTC GrantPhantom Stock Units · Derivative 83 $30.38 $2,521.54
Disclosure

SEC source: 0000107140-23-000208 · wk-form4_1698435558.xml · derivative · entry 1

Hemphill Brian O · CIK 0001934887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,298

Underlying: Class A Common · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 19:39 UTC GrantPhantom Stock Units · Derivative 96 $30.38 $2,916.48
Disclosure

SEC source: 0000107140-23-000206 · wk-form4_1698435536.xml · derivative · entry 1

Singh Inder M · CIK 0001670723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,405

Underlying: Class A Common · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
October 25, 2023 Filed May 2, 2024 12:40 UTC
Silver Deirdre P.EVP, General Counsel
GrantClass A Common 150 $30.76 $4,614.00
Disclosure

SEC source: 0000107140-24-000079 · wk-form4_1714653639.xml · nonDerivative · entry 2

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,359

F1 · shares: Reflects shares acquired through a dividend reinvestment plan administered by the reporting person's broker dealer and not previously reported.

Read SEC document
October 19, 2023 Filed Oct 19, 2023 22:04 UTC
Kissner MatthewInterim President and CEO
PurchaseClass A Common 16,550 $30.33 $502,027.70
Disclosure

SEC source: 0000107140-23-000200 · wk-form4_1697753089.xml · nonDerivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,705

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.248 to $30.39 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the purchase prices and the number of shares purchased at each price.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:30 UTC PurchaseClass A Common 5,000 $29.92 $149,599.50
Disclosure

SEC source: 0000107140-23-000196 · wk-form4_1697661040.xml · nonDerivative · entry 2

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,033

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.25 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

Read SEC document
October 16, 2023 Filed Oct 19, 2023 18:50 UTC Amendment PurchaseClass A Common 5,000 $29.92 $149,599.50
Disclosure

SEC source: 0000107140-23-000198 · wk-form4a_1697741423.xml · nonDerivative · entry 2

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,033

F2 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.50 to $30.25 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the purchase prices and the number of shares purchased at each price.

Read SEC document
October 13, 2023 Filed May 8, 2024 12:43 UTC
Kissner MatthewDirector · Interim President and CEO
SaleClass A Common 6,155 $29.56 $181,912.87
Disclosure

SEC source: 0000107140-24-000081 · wk-form4_1715172205.xml · nonDerivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Revocable Trust

Disclosed balance after: 3,161

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.52 to $29.65 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 21:37 UTC
Kissner MatthewInterim President and CEO
GrantRestricted Stock Units · Derivative 20,028 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000194 · wk-form4_1697146661.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,028

Underlying: Class A Common · 20,028 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:00 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000184 · wk-form4_1696024845.xml · derivative · entry 2

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,762

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F3 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:00 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 402 $37.29 $14,990.58
Disclosure

SEC source: 0000107140-23-000184 · wk-form4_1696024845.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,544

Underlying: Class A Common · 402 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Quarterly deferral of annual cash retainer into stock units under the Deferred Compensation Plan. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock on a one-for-one basis. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Quarterly deferral of annual cash retainer into stock units under the Deferred Compensation Plan. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock on a one-for-one basis. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:00 UTC GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000183 · wk-form4_1696024833.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,597

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:00 UTC GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000182 · wk-form4_1696024822.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,758

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:00 UTC GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000181 · wk-form4_1696024811.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,669

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

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September 28, 2023 Filed Sep 29, 2023 22:00 UTC GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000180 · wk-form4_1696024799.xml · derivative · entry 1

Hemphill Brian O · CIK 0001934887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,214

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

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September 28, 2023 Filed Sep 29, 2023 21:59 UTC GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000179 · wk-form4_1696024784.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,192

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

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September 28, 2023 Filed Sep 29, 2023 21:59 UTC GrantRestricted Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000178 · wk-form4_1696024772.xml · derivative · entry 1

PESCE WILLIAM J · CIK 0001201959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,218

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event.

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September 28, 2023 Filed Sep 29, 2023 21:59 UTC GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000177 · wk-form4_1696024759.xml · derivative · entry 1

Singh Inder M · CIK 0001670723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,309

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan ("DCP"). Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the DCP, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan ("DCP"). Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the DCP, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F3 · balance_after: The reported total includes 52 Phantom Stock Units acquired by the reporting person since the date of their last report pursuant to a dividend reinvestment feature of the DCP. The number of derivative securities in column 9 include the dividend equivalent rights at $33.82 per unit credited to the reporting person's account on July 20, 2023. Dividend equivalents are subject to the same terms and conditions as the underlying award granted to the reporting person, as described. Upon vesting, the dividend equivalents will settle in Company Class A Common stock.

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September 06, 2023 Filed May 13, 2025 20:06 UTC
Wiley Jesse CalebDirector · 10% owner
OtherClass B Common 8,125,536 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-047817 · tm2514768-2_5seq1.xml · nonDerivative · entry 2

Wiley Jesse Caleb · CIK 0001558814 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · EPH

Disclosed balance after: 8,125,536

F1 · ownership.nature: W. Bradford Wiley II ("WBW"), Deborah E. Wiley ("DEW") and Peter Booth Wiley ("PBW") have served for decades as managers of E.P. Hamilton Trusts LLC ("EPH LLC"). In connection with estate planning purposes, on September 6, 2023, the Reporting Person, Elizabeth H. Wiley ("EHW") and Celia Wiley ("CW") were appointed as additional managers of EPH LLC. As a result, the Reporting Person, EHW and CW share beneficial ownership of the securities held by EPH LLC with WBW, DEW and PBW.

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September 06, 2023 Filed May 13, 2025 20:06 UTC
Wiley Jesse CalebDirector · 10% owner
OtherClass A Common 462,338 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-047817 · tm2514768-2_5seq1.xml · nonDerivative · entry 1

Wiley Jesse Caleb · CIK 0001558814 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · EPH

Disclosed balance after: 462,338

F1 · ownership.nature: W. Bradford Wiley II ("WBW"), Deborah E. Wiley ("DEW") and Peter Booth Wiley ("PBW") have served for decades as managers of E.P. Hamilton Trusts LLC ("EPH LLC"). In connection with estate planning purposes, on September 6, 2023, the Reporting Person, Elizabeth H. Wiley ("EHW") and Celia Wiley ("CW") were appointed as additional managers of EPH LLC. As a result, the Reporting Person, EHW and CW share beneficial ownership of the securities held by EPH LLC with WBW, DEW and PBW.

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July 21, 2023 Filed Oct 18, 2023 20:30 UTC PurchaseClass A Common 81 $34.04 $2,757.24
Disclosure

SEC source: 0000107140-23-000196 · wk-form4_1697661040.xml · nonDerivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,033

F1 · shares: Represents shares inadvertently accumulated through automatic dividend reinvestment in reporting person's broker-dealer account and not previously reported.

Read SEC document
July 21, 2023 Filed Oct 19, 2023 18:50 UTC Amendment PurchaseClass A Common 81 $34.04 $2,757.24
Disclosure

SEC source: 0000107140-23-000198 · wk-form4a_1697741423.xml · nonDerivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,033

F1 · shares: Represents shares inadvertently accumulated through automatic dividend reinvestment in reporting person's broker-dealer account and not previously reported.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:56 UTC GrantPhantom Stock Units · Derivative 491 $33.82 $16,605.62
Disclosure

SEC source: 0000107140-23-000150 · wf-form4_168996575638602.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,974

Underlying: Class A Common · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:51 UTC GrantPhantom Stock Units · Derivative 217 $33.82 $7,338.94
Disclosure

SEC source: 0000107140-23-000148 · wf-form4_168996546131414.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,229

Underlying: Class A Common · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:45 UTC GrantPhantom Stock Units · Derivative 41 $33.82 $1,386.62
Disclosure

SEC source: 0000107140-23-000146 · wf-form4_168996511853973.xml · derivative · entry 1

Hemphill Brian O · CIK 0001934887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,996

Underlying: Class A Common · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:33 UTC GrantPhantom Stock Units · Derivative 199 $33.82 $6,730.18
Disclosure

SEC source: 0000107140-23-000144 · wf-form4_168996442675710.xml · derivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,451

Underlying: Class A Common · 199 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:31 UTC GrantPhantom Stock Units · Derivative 149 $33.82 $5,039.18
Disclosure

SEC source: 0000107140-23-000142 · wf-form4_168996427281380.xml · derivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,540

Underlying: Class A Common · 149 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:26 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 268 $33.82 $9,063.76
Disclosure

SEC source: 0000107140-23-000140 · wf-form4_168996397153761.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,142

Underlying: Class A Common · 268 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 18:19 UTC GrantPhantom Stock Units · Derivative 301 $33.82 $10,179.82
Disclosure

SEC source: 0000107140-23-000138 · wf-form4_168996357437704.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,379

Underlying: Class A Common · 301 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
July 20, 2023 Filed May 2, 2024 12:40 UTC
Silver Deirdre P.EVP, General Counsel
GrantClass A Common 81 $34.77 $2,816.37
Disclosure

SEC source: 0000107140-24-000079 · wk-form4_1714653639.xml · nonDerivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,209

F1 · shares: Reflects shares acquired through a dividend reinvestment plan administered by the reporting person's broker dealer and not previously reported.

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June 30, 2023 Filed Jul 5, 2023 16:08 UTC
Zipper ToddEVP & GM, Talent
Exercise / conversionRestricted Stock Units · Derivative 18,395 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000136 · wf-form4_168857328936241.xml · derivative · entry 3

Zipper Todd · CIK 0001816106 · EVP & GM, Talent

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 18,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 18,395 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 18,395 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

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June 30, 2023 Filed Jul 5, 2023 16:08 UTC
Zipper ToddEVP & GM, Talent
Tax withholdingClass A Common 7,015 $34.03 $238,720.45
Disclosure

SEC source: 0000107140-23-000136 · wf-form4_168857328936241.xml · nonDerivative · entry 2

Zipper Todd · CIK 0001816106 · EVP & GM, Talent

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,722

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:08 UTC
Zipper ToddEVP & GM, Talent
Exercise / conversionClass A Common 18,395 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000136 · wf-form4_168857328936241.xml · nonDerivative · entry 1

Zipper Todd · CIK 0001816106 · EVP & GM, Talent

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:03 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 7,134 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000134 · wf-form4_168857300891075.xml · derivative · entry 3

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 7,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 7,134 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 7,134 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

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June 30, 2023 Filed Jul 5, 2023 16:03 UTC
Silver Deirdre P.EVP, General Counsel
Tax withholdingClass A Common 2,192 $34.03 $74,593.76
Disclosure

SEC source: 0000107140-23-000134 · wf-form4_168857300891075.xml · nonDerivative · entry 2

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,128

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.