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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2017 Filed Dec 5, 2017 18:08 UTC Exercise / conversionEmployee Option (right to buy) · Derivative 6,500 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0001140361-17-045021 · doc1.xml · derivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,680

Underlying: Common Stock · 6,500 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 18, 2012, 2013 and 2014.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 18:08 UTC SaleCommon Stock 6,500 $97.83 $635,901.50
Disclosure

SEC source: 0001140361-17-045021 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,067

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $97.35 to $98.17, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 18:08 UTC Exercise / conversionCommon Stock 6,500 $22.92 $148,947.50
Disclosure

SEC source: 0001140361-17-045021 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 08:27 UTC
Chao JamesDirector · Chairman · 10% owner
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045140 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,969

Read SEC document
December 01, 2017 Filed Dec 4, 2017 09:58 UTC
Buesinger Robert F.EVP, Vinyls Products
SaleCommon Stock 2,674 $98.50 $263,389.00
Disclosure

SEC source: 0001140361-17-044706 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyls Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,635

Read SEC document
December 01, 2017 Filed Dec 4, 2017 15:43 UTC Amendment
Chao JamesDirector · Chairman · 10% owner
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044820 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,969

Read SEC document
November 29, 2017 Filed Nov 29, 2017 14:56 UTC
Chao JamesDirector · Chairman · 10% owner
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044135 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,969

Read SEC document
November 29, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 16,844 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · derivative · entry 8

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,844 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2009, 2010 and 2011.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 16,844 $95.25 $1,604,340.47
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · nonDerivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $95.00 to $95.77, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 16,844 $9.65 $162,460.38
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · nonDerivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · derivative · entry 7

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844

Underlying: Common Stock · 25,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2009, 2010 and 2011.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 1,010 $94.85 $95,802.54
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.8001 to $94.89, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 23,990 $94.55 $2,268,278.49
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,028

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $93.80 to $94.80, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:49 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 25,000 $9.65 $241,125.00
Disclosure

SEC source: 0001140361-17-044361 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 15:53 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001140361-17-043937 · doc1.xml · derivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,844

Underlying: Common Stock · 25,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2009, 2010 and 2011.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 15:53 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 2,966 $94.25 $279,533.64
Disclosure

SEC source: 0001140361-17-043937 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.22 to $94.33, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 15:53 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 22,034 $93.92 $2,069,521.42
Disclosure

SEC source: 0001140361-17-043937 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,984

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $93.215 to $94.215, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 15:53 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 25,000 $9.65 $241,125.00
Disclosure

SEC source: 0001140361-17-043937 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2017 Filed Dec 19, 2017 20:21 UTC Amendment Exercise / conversionEmployee Option (right to buy) · Derivative 4,407 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001140361-17-046709 · doc1.xml · derivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,407 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price of the security reflected on November 26, 2012 pre-dates the two-for-one stock split which occurred March 18, 2014.

F1 · shares: The amount of the security reflected on November 26, 2012 pre-dates the two-for-one stock split which occurred March 18, 2014.

F3 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 13, 2010, 2011 and 2013.

F1 · derivative.underlying_shares: The amount of the security reflected on November 26, 2012 pre-dates the two-for-one stock split which occurred March 18, 2014.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 32,000 $0.00 Strike: $63.98 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 11

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 14, 2015, 2016 and 2017.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 23,917 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 10

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

Underlying: Common Stock · 23,917 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 20, 2016, 2017 and 2018.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 10,109 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 9

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,109 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2014, 2015 and 2016.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
SaleCommon Stock 66,026 $94.61 $6,246,785.89
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 6

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,969

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.11 to $94.90, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 32,000 $63.98 $2,047,280.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 23,917 $68.09 $1,628,508.53
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 10,109 $45.70 $461,956.03
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 20,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · derivative · entry 8

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,844

Underlying: Common Stock · 20,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2009, 2010 and 2011.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 20,000 $94.58 $1,891,680.00
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · nonDerivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.50 to $95.35, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $9.65 $192,900.00
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · nonDerivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 10,109 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 8

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,109

Underlying: Common Stock · 10,109 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2014, 2015 and 2016.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
SaleCommon Stock 10,109 $95.20 $962,407.13
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,969

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $95.00 to $95.40, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 12:33 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 10,109 $45.70 $461,956.03
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · derivative · entry 7

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,844

Underlying: Common Stock · 25,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2009, 2010 and 2011.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 101 $95.60 $9,655.80
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $95.60 to $95.76, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 24,899 $94.89 $2,362,740.81
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,119

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.595 to $95.53, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:40 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 25,000 $9.65 $241,125.00
Disclosure

SEC source: 0001140361-17-043829 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:10 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001140361-17-043634 · doc1.xml · derivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,844

Underlying: Common Stock · 25,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2009, 2010 and 2011.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:10 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 25,000 $94.34 $2,358,375.00
Disclosure

SEC source: 0001140361-17-043634 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.08 to $94.78, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 21, 2017 Filed Nov 22, 2017 16:10 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 25,000 $9.65 $241,125.00
Disclosure

SEC source: 0001140361-17-043634 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2017 Filed Nov 22, 2017 15:50 UTC SaleCommon Stock 20,382 $94.27 $1,921,309.23
Disclosure

SEC source: 0001140361-17-043632 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,067

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.095 to $94.615, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 17, 2017 Filed Nov 20, 2017 09:45 UTC
Buesinger Robert F.EVP, Vinyls Products
SaleCommon Stock 5,214 $93.82 $489,199.38
Disclosure

SEC source: 0001140361-17-043287 · doc1.xml · nonDerivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyls Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

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November 17, 2017 Filed Nov 20, 2017 09:45 UTC
Buesinger Robert F.EVP, Vinyls Products
Exercise / conversionCommon Stock 5,214 $63.98 $333,578.69
Disclosure

SEC source: 0001140361-17-043287 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyls Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2017 Filed Nov 15, 2017 15:11 UTC SaleCommon Stock 4,367 $92.33 $403,190.26
Disclosure

SEC source: 0001140361-17-042929 · doc1.xml · nonDerivative · entry 1

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 14, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $92.09 to $92.57, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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November 14, 2017 Filed Nov 20, 2017 09:45 UTC
Buesinger Robert F.EVP, Vinyls Products
Exercise / conversionEmployee Option (right to buy) · Derivative 5,214 $0.00 Strike: $63.98 $0.00
Disclosure

SEC source: 0001140361-17-043287 · doc1.xml · derivative · entry 3

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyls Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,214 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2015, 2016 and 2017.

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November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionEmployee Option (right to buy) · Derivative 2,010 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · derivative · entry 10

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Common Stock · 2,010 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2016, 2017 and 2018, respectively.

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November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionEmployee Option (right to buy) · Derivative 1,810 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · derivative · entry 9

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 1,810 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 18, 2017, 2018 and 2019, respectively.

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November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionEmployee Option (right to buy) · Derivative 3,028 $0.00 Strike: $63.98 $0.00
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · derivative · entry 8

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,028 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2015, 2016 and 2017, respectively.

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November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionEmployee Option (right to buy) · Derivative 3,618 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · derivative · entry 7

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,618 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2014, 2015 and 2016, respectively.

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November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
SaleCommon Stock 2,915 $94.70 $276,050.50
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · nonDerivative · entry 6

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Read SEC document
November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
SaleCommon Stock 10,466 $94.37 $987,715.14
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · nonDerivative · entry 5

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,577

F5 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 13, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.00 to $94.70, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.