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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2020 Filed Nov 10, 2020 15:05 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 55,148 $22.92 $1,263,716.42
Disclosure

SEC source: 0001567619-20-019004 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 12:01 UTC
Bender Mark StevenDirector · EVP and CFO
SaleCommon Stock 1,600 $74.79 $119,671.04
Disclosure

SEC source: 0001567619-20-018999 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · Director · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,882

Read SEC document
November 05, 2020 Filed Nov 6, 2020 16:54 UTC Exercise / conversionEmployee Option (right to buy) · Derivative 24,996 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001567619-20-018814 · doc1.xml · derivative · entry 4

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,996 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 18, 2017, 2018 and 2019, respectively.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 16:54 UTC SaleCommon Stock 420 $74.54 $31,306.80
Disclosure

SEC source: 0001567619-20-018814 · doc1.xml · nonDerivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,482

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $74.47 to $74.59, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 16:54 UTC SaleCommon Stock 24,576 $73.98 $1,818,132.48
Disclosure

SEC source: 0001567619-20-018814 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,902

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $73.45 to $74.44, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 16:54 UTC Exercise / conversionCommon Stock 24,996 $44.42 $1,110,322.32
Disclosure

SEC source: 0001567619-20-018814 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:20 UTC
Chao David Tsung-HungDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015592 · doc1.xml · derivative · entry 4

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:20 UTC
Chao David Tsung-HungDirector · 10% owner
Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015592 · doc1.xml · nonDerivative · entry 1

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:21 UTC Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015594 · doc1.xml · derivative · entry 3

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:21 UTC Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015594 · doc1.xml · nonDerivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015600 · doc1.xml · derivative · entry 3

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:25 UTC Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015600 · doc1.xml · nonDerivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 12:22 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015596 · doc1.xml · derivative · entry 4

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 12:22 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015596 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015599 · doc1.xml · derivative · entry 3

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:24 UTC Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015599 · doc1.xml · nonDerivative · entry 1

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015598 · doc1.xml · derivative · entry 3

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:23 UTC Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015598 · doc1.xml · nonDerivative · entry 1

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:22 UTC
Haas MariusDirector
Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015595 · doc1.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:22 UTC
Haas MariusDirector
Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015595 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:21 UTC
Chao John Tsung-chenDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015593 · doc1.xml · derivative · entry 4

Chao John Tsung-chen · CIK 0001746472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:21 UTC
Chao John Tsung-chenDirector · 10% owner
Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015593 · doc1.xml · nonDerivative · entry 1

Chao John Tsung-chen · CIK 0001746472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:20 UTC
Chao David Tsung-HungDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015592 · doc1.xml · derivative · entry 3

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:21 UTC GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015594 · doc1.xml · derivative · entry 2

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:23 UTC GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015597 · doc1.xml · derivative · entry 1

Lubel Kimberly S · CIK 0001448219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:25 UTC GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015600 · doc1.xml · derivative · entry 2

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 12:22 UTC
Jenkins Dorothy CDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015596 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:24 UTC GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015599 · doc1.xml · derivative · entry 2

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:23 UTC GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015598 · doc1.xml · derivative · entry 2

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:22 UTC
Haas MariusDirector
GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015595 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:21 UTC
Chao John Tsung-chenDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015593 · doc1.xml · derivative · entry 3

Chao John Tsung-chen · CIK 0001746472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
May 15, 2020 Filed May 18, 2020 11:12 UTC GrantRestricted Stock Units · Derivative 3,780 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010625 · doc1.xml · derivative · entry 1

Lubel Kimberly S · CIK 0001448219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Common Stock · 3,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 15, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 15, 2021.

Read SEC document
April 30, 2020 Filed May 1, 2020 11:46 UTC
Kearns Roger L.EVP, Vinyls Chemicals
Exercise / conversionRestricted Stock Units · Derivative 9,224 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008720 · doc1.xml · derivative · entry 2

Kearns Roger L. · CIK 0001739128 · EVP, Vinyls Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 30, 2018, the reporting person was granted 18,448 restricted stock units vesting in two equal installments on the first and second anniversary of the grant date.

F2 · derivative.expiration_date: On April 30, 2018, the reporting person was granted 18,448 restricted stock units vesting in two equal installments on the first and second anniversary of the grant date.

Read SEC document
April 30, 2020 Filed May 1, 2020 11:46 UTC
Kearns Roger L.EVP, Vinyls Chemicals
Exercise / conversionCommon Stock 9,224 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-008720 · doc1.xml · nonDerivative · entry 1

Kearns Roger L. · CIK 0001739128 · EVP, Vinyls Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 08:51 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 11,287 $40.31 $454,978.97
Disclosure

SEC source: 0001567619-20-007143 · doc1.xml · nonDerivative · entry 4

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,400,277

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $40.01 to $40.60, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 27, 2020 Filed Mar 30, 2020 08:51 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 89,443 $39.49 $3,532,104.07
Disclosure

SEC source: 0001567619-20-007143 · doc1.xml · nonDerivative · entry 3

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,388,990

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $39.00 to $40.00, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 27, 2020 Filed Mar 30, 2020 08:51 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 42,295 $38.49 $1,627,934.55
Disclosure

SEC source: 0001567619-20-007143 · doc1.xml · nonDerivative · entry 2

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,299,547

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $37.99 to $38.99, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 27, 2020 Filed Mar 30, 2020 08:51 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 16,975 $37.58 $637,920.50
Disclosure

SEC source: 0001567619-20-007143 · doc1.xml · nonDerivative · entry 1

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,257,252

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $36.98 to $37.98, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 27, 2020 Filed Aug 20, 2020 14:09 UTC Amendment
TTWFGP LLC10% owner
PurchaseCommon Stock 160,000 $39.08 $6,252,800.00
Disclosure

SEC source: 0001567619-20-015789 · doc1.xml · nonDerivative · entry 9

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,000

F11 · price: Reflects the average price of shares purchased March 27, 2020. Each line in Table I of the original Form 4, filed March 30, 2020, correctly aggregated purchases within a $1.00 price range.

F2 · balance_after: Amended to reflect total direct ownership of Issuer shares as of the original Form 4 filing date. Purchases reported on and after March 16, 2020 were erroneously added to existing indirect holdings. These indirect holdings of 46,005,227 (which correspond to a post stock-split total of 92,010,554 shares) are owned by TTWF LP and further described by footnote 12 below.

F3 · ownership.direct: Erroneously reported as indirect holdings. Amended to reflect direct ownership.

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March 26, 2020 Filed Mar 27, 2020 11:03 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 8,800 $41.99 $369,512.00
Disclosure

SEC source: 0001567619-20-007073 · doc1.xml · nonDerivative · entry 3

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,240,277

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $41.79 to $42.13, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 26, 2020 Filed Mar 27, 2020 11:03 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 94,001 $41.15 $3,868,141.15
Disclosure

SEC source: 0001567619-20-007073 · doc1.xml · nonDerivative · entry 2

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,231,477

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $40.78 to $41.78, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 26, 2020 Filed Mar 27, 2020 11:03 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 42,199 $40.47 $1,707,793.53
Disclosure

SEC source: 0001567619-20-007073 · doc1.xml · nonDerivative · entry 1

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,137,476

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $39.77 to $40.77, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 26, 2020 Filed Aug 20, 2020 14:09 UTC Amendment
TTWFGP LLC10% owner
PurchaseCommon Stock 145,000 $41.00 $5,945,000.00
Disclosure

SEC source: 0001567619-20-015789 · doc1.xml · nonDerivative · entry 8

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,000

F10 · price: Reflects the average price of shares purchased March 26, 2020. The original Form 4, filed March 27, 2020, provides weighted average pricing for each transaction within a $1.00 threshold in column 4 and related footnotes.

F2 · balance_after: Amended to reflect total direct ownership of Issuer shares as of the original Form 4 filing date. Purchases reported on and after March 16, 2020 were erroneously added to existing indirect holdings. These indirect holdings of 46,005,227 (which correspond to a post stock-split total of 92,010,554 shares) are owned by TTWF LP and further described by footnote 12 below.

F3 · ownership.direct: Erroneously reported as indirect holdings. Amended to reflect direct ownership.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 09:30 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 24,064 $42.69 $1,027,292.16
Disclosure

SEC source: 0001567619-20-007010 · doc1.xml · nonDerivative · entry 6

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,095,277

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $42.45 to $43.03, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F7 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 09:30 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 33,358 $42.02 $1,401,703.16
Disclosure

SEC source: 0001567619-20-007010 · doc1.xml · nonDerivative · entry 5

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,071,213

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $41.44 to $42.44, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F7 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

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March 25, 2020 Filed Mar 26, 2020 09:30 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 14,025 $40.96 $574,464.00
Disclosure

SEC source: 0001567619-20-007010 · doc1.xml · nonDerivative · entry 4

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,037,855

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $40.43 to $41.43, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F7 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 09:30 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 27,671 $39.83 $1,102,135.93
Disclosure

SEC source: 0001567619-20-007010 · doc1.xml · nonDerivative · entry 3

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,023,830

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $39.38 to $40.33, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F7 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 09:30 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 24,231 $38.87 $941,858.97
Disclosure

SEC source: 0001567619-20-007010 · doc1.xml · nonDerivative · entry 2

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,996,159

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.37 to $39.37, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F7 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 09:30 UTC
TTWFGP LLC10% owner
PurchaseCommon Stock 6,651 $37.98 $252,604.98
Disclosure

SEC source: 0001567619-20-007010 · doc1.xml · nonDerivative · entry 1

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,971,928

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $37.34 to $38.32, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F7 · ownership.nature: TTWFGP LLC is the general partner of TTWF LP, the record holder of the securities listed in Table 1. Reporting Person has no direct pecuniary interest in the securities in Table 1. Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities in Table 1.

Read SEC document
March 25, 2020 Filed Aug 20, 2020 14:09 UTC Amendment
TTWFGP LLC10% owner
PurchaseCommon Stock 130,000 $40.77 $5,300,100.00
Disclosure

SEC source: 0001567619-20-015789 · doc1.xml · nonDerivative · entry 7

TTWFGP LLC · CIK 0001299599 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,000

F9 · price: Reflects the average price of shares purchased March 25, 2020. Each line in Table I of the original Form 4, filed March 26, 2020, correctly aggregated purchases within a $1.00 price range.

F2 · balance_after: Amended to reflect total direct ownership of Issuer shares as of the original Form 4 filing date. Purchases reported on and after March 16, 2020 were erroneously added to existing indirect holdings. These indirect holdings of 46,005,227 (which correspond to a post stock-split total of 92,010,554 shares) are owned by TTWF LP and further described by footnote 12 below.

F3 · ownership.direct: Erroneously reported as indirect holdings. Amended to reflect direct ownership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.