WLK

SEC source: 0001209191-23-045125 · doc4.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045125 · doc4.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031345 · doc4.xml · derivative · entry 3

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012

Underlying: Common Stock · 1,963 shares

Expires 2031-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were excercisable in three installments of 33%, 33% and 34% on February 19, 2022, 2023 and 2024, respectively.

SEC source: 0001209191-23-031345 · doc4.xml · nonDerivative · entry 2

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,116

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $116.65 to $116.74, inclusive. The reporting person undertakes to provide to Westlake Corp., any security holder of Westlake Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-23-031345 · doc4.xml · nonDerivative · entry 1

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-029247 · doc4.xml · derivative · entry 1

Sabat Carolyn Chao · CIK 0001974878 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Stock · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 12, 2024.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 12, 2024.

SEC source: 0001209191-23-029244 · doc4.xml · derivative · entry 1

Chao Catherine T. · CIK 0001974884 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Stock · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 12, 2024.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 12, 2024.

SEC source: 0001209191-23-029734 · doc4.xml · derivative · entry 1

Janssens Thomas J. · CIK 0001834230 · SVP, Ops - PEM & Corp Logistic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,164

Underlying: Common Stock · 13,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 12, 2028.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 12, 2028.

SEC source: 0001209191-23-029732 · doc4.xml · derivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, HIP, IT & Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,164

Underlying: Common Stock · 13,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 12, 2026.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 12, 2026.

SEC source: 0001209191-23-029733 · doc4.xml · derivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · EVP, PEM, GC and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,940

Underlying: Common Stock · 21,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 12, 2028.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 12, 2028.

SEC source: 0001209191-23-029731 · doc4.xml · derivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,164

Underlying: Common Stock · 13,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 12, 2026.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 12, 2026.

SEC source: 0001209191-23-028402 · doc4.xml · derivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,199

Underlying: Common Stock · 1,084 shares

Expires 2030-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2021, 2022 and 2023, respectively.

SEC source: 0001209191-23-028402 · doc4.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $120.01 to $120.045, inclusive. The reporting person undertakes to provide to Westlake Corp., any security holder of Westlake Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-23-028402 · doc4.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-23-005099 · doc1.xml · nonDerivative · entry 3

Janssens Thomas J. · CIK 0001834230 · SVP, Ops - PEM & Corp Logistic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,531

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 972 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005099 · doc1.xml · nonDerivative · entry 2

Janssens Thomas J. · CIK 0001834230 · SVP, Ops - PEM & Corp Logistic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,580

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 972 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005095 · doc1.xml · nonDerivative · entry 3

Buesinger Robert F. · CIK 0001488587 · EVP, HIP, IT & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 4,752 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005095 · doc1.xml · nonDerivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, HIP, IT & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,209

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 4,752 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005097 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,640

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 15,625 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005097 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,429

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 15,625 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005096 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,148

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 21,976 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005096 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,257

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 21,976 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005101 · doc1.xml · nonDerivative · entry 3

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 377 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005101 · doc1.xml · nonDerivative · entry 2

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 377 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005100 · doc1.xml · nonDerivative · entry 3

Kearns Roger L. · CIK 0001739128 · COO and EVP, PEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,849

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 5,936 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005100 · doc1.xml · nonDerivative · entry 2

Kearns Roger L. · CIK 0001739128 · COO and EVP, PEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,148

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 5,936 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005098 · doc1.xml · nonDerivative · entry 3

Ederington L. Benjamin · CIK 0001588279 · EVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,916

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 4,636 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005098 · doc1.xml · nonDerivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · EVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,150

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 4,636 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005094 · doc1.xml · nonDerivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,400

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 6,032 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-005094 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,704

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 6,032 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

SEC source: 0001567619-23-003893 · doc1.xml · derivative · entry 5

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,038 shares

Expires 2030-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2021, 2022 and 2023, respectively.

SEC source: 0001567619-23-003893 · doc1.xml · derivative · entry 4

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 651 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

SEC source: 0001567619-23-003893 · doc1.xml · nonDerivative · entry 3

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493

SEC source: 0001567619-23-003893 · doc1.xml · nonDerivative · entry 2

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-23-003893 · doc1.xml · nonDerivative · entry 1

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-23-003892 · doc1.xml · derivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,283

Underlying: Common Stock · 3,000 shares

Expires 2030-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2021, 2022 and 2023, respectively.

SEC source: 0001567619-23-003892 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,432

SEC source: 0001567619-23-003892 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-23-003267 · doc1.xml · nonDerivative · entry 1

Janssens Thomas J. · CIK 0001834230 · SVP, Ops - PEM & Corp Logistic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,503

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003263 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, HIP, IT & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,721

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003265 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,265

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003264 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,124

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003269 · doc1.xml · nonDerivative · entry 1

Zoeller Johnathan Stevan · CIK 0001803678 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003268 · doc1.xml · nonDerivative · entry 1

Kearns Roger L. · CIK 0001739128 · COO and EVP, PEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,785

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003266 · doc1.xml · nonDerivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · EVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,552

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003262 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,432

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

SEC source: 0001567619-23-003373 · doc1.xml · derivative · entry 2

Janssens Thomas J. · CIK 0001834230 · SVP, Ops - PEM & Corp Logistic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Underlying: Common Stock · 1,401 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 17, 2026.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 17, 2026.

SEC source: 0001567619-23-003373 · doc1.xml · derivative · entry 1

Janssens Thomas J. · CIK 0001834230 · SVP, Ops - PEM & Corp Logistic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 3,825 shares

Expires 2033-02-17

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 17, 2024, 2025 and 2026, respectively.

SEC source: 0001567619-23-003368 · doc1.xml · derivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, HIP, IT & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,478

Underlying: Common Stock · 3,478 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 17, 2026.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 17, 2026.

SEC source: 0001567619-23-003368 · doc1.xml · derivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, HIP, IT & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,495

Underlying: Common Stock · 9,495 shares

Expires 2033-02-17

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 17, 2024, 2025 and 2026, respectively.