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WORKIVA INC

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0001445305
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472

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0 purchase rows · 6 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 159,000 $151.00 $24,009,000.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 4,645

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass A Common Stock 113,645 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 163,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
ConversionClass B Common Stock · Derivative 397,750 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · derivative · entry 7

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 491,270

Underlying: Class A Common Stock · 397,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
ConversionClass B Common Stock · Derivative 466,449 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · derivative · entry 6

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 710,562

Underlying: Class A Common Stock · 466,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
GiftClass A Common Stock 397,750 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 0

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
ConversionClass A Common Stock 397,750 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 397,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 600,000 $151.00 $90,600,000.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 0

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
ConversionClass A Common Stock 466,449 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:19 UTC Amendment
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 599,641 $151.00 $90,545,791.00
Disclosure

SEC source: 0001445305-21-000178 · wf-form4a_163727036211043.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 359

F1 · shares: On November 16, 2021, the reporting person filed a Form 4 reporting, among other transactions, the sale by a revocable living trust of 600,000 shares of the issuer's Class A Common Stock. The actual number of shares sold was 599,641. This amendment is being filed to correct the reported number of shares sold.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 10,000 $0.00 Strike: $12.40 $0.00
Disclosure

SEC source: 0001445305-21-000170 · wf-form4_163657928562955.xml · derivative · entry 5

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 16,000 $0.00 Strike: $14.03 $0.00
Disclosure

SEC source: 0001445305-21-000170 · wf-form4_163657928562955.xml · derivative · entry 4

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
SaleClass A Common Stock 26,000 $161.00 $4,186,000.00
Disclosure

SEC source: 0001445305-21-000170 · wf-form4_163657928562955.xml · nonDerivative · entry 3

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,954

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $160.50 to $162.29. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Exercise / conversionClass A Common Stock 10,000 $12.40 $124,000.00
Disclosure

SEC source: 0001445305-21-000170 · wf-form4_163657928562955.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Exercise / conversionClass A Common Stock 16,000 $14.03 $224,480.00
Disclosure

SEC source: 0001445305-21-000170 · wf-form4_163657928562955.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
GiftClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 50,000

Read SEC document
October 25, 2021 Filed Oct 27, 2021 16:27 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 6,312 $150.51 $950,019.12
Disclosure

SEC source: 0001445305-21-000163 · wf-form4_163536643241972.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 65,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.17 to $151.01. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 16:27 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 7,998 $149.48 $1,195,541.04
Disclosure

SEC source: 0001445305-21-000163 · wf-form4_163536643241972.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 71,312

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.11 to $150.04. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 16:27 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 10,690 $148.48 $1,587,251.20
Disclosure

SEC source: 0001445305-21-000163 · wf-form4_163536643241972.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 79,310

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.11 to $149.08. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 2,880 $148.35 $427,248.00
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 9

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 133,551

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F10 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.82 to $148.68. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 10,812 $147.26 $1,592,175.12
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 8

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 136,431

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $146.79 to $147.72. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 1,341 $146.11 $195,933.51
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 7

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 147,243

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $145.79 to $146.44. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 1,400 $144.94 $202,916.00
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 6

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 148,584

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $144.70 to $145.37. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 1,067 $144.01 $153,658.67
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 5

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 149,984

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.62 to $144.10. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 5,434 $143.61 $780,376.74
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 151,051

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.27 to $144.02. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 5,265 $142.87 $752,210.55
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 156,485

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $142.27 to $143.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 2,969 $141.68 $420,647.92
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 161,750

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $141.16 to $142.15. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 3,832 $140.48 $538,319.36
Disclosure

SEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 164,719

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $140.05 to $141.03. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:14 UTC
Iskow JulieDirector · EVP & Chief Operating Officer
Tax withholdingClass A Common Stock 24,286 $142.35 $3,457,112.10
Disclosure

SEC source: 0001445305-21-000157 · wf-form4_163346487905888.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,382

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 16:17 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 700 $152.06 $106,442.00
Disclosure

SEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 90,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $152.03 to $152.16. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 16:17 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 5,403 $151.17 $816,771.51
Disclosure

SEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 90,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.99 to $151.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 16:17 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 12,991 $150.39 $1,953,716.49
Disclosure

SEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 96,103

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.98 to $150.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 16:17 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 5,906 $149.60 $883,537.60
Disclosure

SEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 109,094

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.98 to $149.97. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 605 $148.76 $89,999.80
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 10

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 168,551

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F11 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.70 to $148.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 15,377 $148.14 $2,277,948.78
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 9

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 169,156

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F10 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.70 to $148.69. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 1,518 $147.16 $223,388.88
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 8

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 184,533

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $146.68 to $147.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 800 $151.14 $120,912.00
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 7

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 186,051

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.88 to $151.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 650 $150.27 $97,675.50
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 6

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 186,851

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.86 to $150.47. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 500 $148.07 $74,035.00
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 5

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 187,501

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.84 to $148.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 3,359 $146.45 $491,925.55
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 188,001

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $145.95 to $146.89. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 7,168 $145.43 $1,042,442.24
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 191,360

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $144.98 to $145.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 2,613 $144.55 $377,709.15
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 198,528

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.98 to $144.95. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
SaleClass A Common Stock 2,410 $143.45 $345,714.50
Disclosure

SEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 201,141

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $142.93 to $143.88. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 16:21 UTC
TROM JEFF D.Executive VP & CTO
GrantClass A Common Stock 12,601 $142.85 $1,800,052.85
Disclosure

SEC source: 0001445305-21-000142 · wf-form4_163061410289294.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,577

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:10 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
GrantClass A Common Stock 19,321 $142.85 $2,760,004.85
Disclosure

SEC source: 0001445305-21-000138 · wf-form4_163061341338356.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,022

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 16:40 UTC GrantClass A Common Stock 11,201 $142.85 $1,600,062.85
Disclosure

SEC source: 0001445305-21-000150 · wf-form4_163061522390575.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,305

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:15 UTC
Ziegler BrandonExecutive VP & CLO · Secretary
GrantClass A Common Stock 11,201 $142.85 $1,600,062.85
Disclosure

SEC source: 0001445305-21-000140 · wf-form4_163061370545280.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · Executive VP & CLO · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,454

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:27 UTC
Iskow JulieDirector · EVP & Chief Operating Officer
GrantClass A Common Stock 16,101 $142.85 $2,300,027.85
Disclosure

SEC source: 0001445305-21-000144 · wf-form4_163061441076964.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,668

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:32 UTC
Klindt JillSVP, CFO, CAO & Treasurer
GrantClass A Common Stock 11,201 $142.85 $1,600,062.85
Disclosure

SEC source: 0001445305-21-000146 · wf-form4_163061472780590.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,954

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:36 UTC
Banarjee MithunEVP and Chief Customer Officer
GrantClass A Common Stock 11,201 $142.85 $1,600,062.85
Disclosure

SEC source: 0001445305-21-000148 · wf-form4_163061499773259.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,531

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 16:12 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 700 $141.23 $98,861.00
Disclosure

SEC source: 0001445305-21-000136 · wf-form4_163009516755353.xml · nonDerivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 115,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $141.07 to $141.63. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.