Tapewire

NYSE · USD

WK

WORKIVA INC

Export transactions ↓
Tapewire entity
589
SEC CIK
0001445305
Parsed reports
472

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 2, 2022 21:09 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 3,778 $108.34 $409,308.52
Disclosure

SEC source: 0001445305-22-000043 · wf-form4_164625534501019.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,527

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:16 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 10,000 $104.98 $1,049,800.00
Disclosure

SEC source: 0001445305-22-000045 · wf-form4_164625576569502.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,695

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $104.75 to $105.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 10, 2022 Filed Sep 6, 2022 16:32 UTC
TROM JEFF D.Executive VP & CTO
GiftClass A Common Stock 9,947 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000121 · wf-form4_166249633067546.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 220,611

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
February 10, 2022 Filed Sep 6, 2022 16:32 UTC
TROM JEFF D.Executive VP & CTO
GiftClass A Common Stock 9,947 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000121 · wf-form4_166249633067546.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,336

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 16:30 UTC SaleClass A Common Stock 3,433 $120.00 $411,960.00
Disclosure

SEC source: 0001445305-22-000031 · wf-form4_164452862952710.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,667

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 25,034 shares of Class A Common Stock through May 2023.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:47 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
Tax withholdingClass A Common Stock 7,362 $111.85 $823,439.70
Disclosure

SEC source: 0001445305-22-000025 · wf-form4_164427042057372.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,008

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 16:52 UTC
TROM JEFF D.Executive VP & CTO
Tax withholdingClass A Common Stock 5,306 $111.85 $593,476.10
Disclosure

SEC source: 0001445305-22-000027 · wf-form4_164427071164406.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,283

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:37 UTC
Iskow JulieDirector · EVP & Chief Operating Officer
Tax withholdingClass A Common Stock 8,364 $111.85 $935,513.40
Disclosure

SEC source: 0001445305-22-000021 · wf-form4_164426984064203.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,540

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:55 UTC
Banarjee MithunEVP and Chief Customer Officer
Tax withholdingClass A Common Stock 3,978 $111.85 $444,939.30
Disclosure

SEC source: 0001445305-22-000029 · wf-form4_164427091946471.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,695

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:42 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 983 $111.85 $109,948.55
Disclosure

SEC source: 0001445305-22-000023 · wf-form4_164427011383132.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,305

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 16:22 UTC
TROM JEFF D.Executive VP & CTO
Tax withholdingClass A Common Stock 3,562 $119.68 $426,300.16
Disclosure

SEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,589

F4 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 16:22 UTC
TROM JEFF D.Executive VP & CTO
GrantClass A Common Stock 27,574 $119.68 $3,300,056.32
Disclosure

SEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,151

F2 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F3 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
Tax withholdingClass A Common Stock 13,819 $119.68 $1,653,857.92
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,370

F4 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
GrantClass A Common Stock 39,167 $119.68 $4,687,506.56
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,189

F2 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F3 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 16:04 UTC Tax withholdingClass A Common Stock 3,377 $119.68 $404,159.36
Disclosure

SEC source: 0001445305-22-000007 · wf-form4_164392223895891.xml · nonDerivative · entry 2

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,100

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 16:04 UTC GrantClass A Common Stock 16,450 $119.68 $1,968,736.00
Disclosure

SEC source: 0001445305-22-000007 · wf-form4_164392223895891.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,477

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC
Ziegler BrandonExecutive VP & CLO · Secretary
Tax withholdingClass A Common Stock 3,577 $119.68 $428,095.36
Disclosure

SEC source: 0001445305-22-000009 · wf-form4_164392248652053.xml · nonDerivative · entry 2

Ziegler Brandon · CIK 0001809344 · Executive VP & CLO · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,327

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC
Ziegler BrandonExecutive VP & CLO · Secretary
GrantClass A Common Stock 16,450 $119.68 $1,968,736.00
Disclosure

SEC source: 0001445305-22-000009 · wf-form4_164392248652053.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · Executive VP & CLO · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,904

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:11 UTC
Iskow JulieDirector · EVP & Chief Operating Officer
Tax withholdingClass A Common Stock 6,462 $119.68 $773,372.16
Disclosure

SEC source: 0001445305-22-000011 · wf-form4_164392266268683.xml · nonDerivative · entry 2

Iskow Julie · CIK 0001776078 · Director · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,904

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:11 UTC
Iskow JulieDirector · EVP & Chief Operating Officer
GrantClass A Common Stock 28,984 $119.68 $3,468,805.12
Disclosure

SEC source: 0001445305-22-000011 · wf-form4_164392266268683.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,366

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:25 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 1,834 $119.68 $219,493.12
Disclosure

SEC source: 0001445305-22-000019 · wf-form4_164392352145192.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,288

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:25 UTC
Klindt JillSVP, CFO, CAO & Treasurer
GrantClass A Common Stock 23,168 $119.68 $2,772,746.24
Disclosure

SEC source: 0001445305-22-000019 · wf-form4_164392352145192.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,122

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Tax withholdingClass A Common Stock 5,091 $119.68 $609,290.88
Disclosure

SEC source: 0001445305-22-000013 · wf-form4_164392288130972.xml · nonDerivative · entry 2

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,673

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
GrantClass A Common Stock 17,233 $119.68 $2,062,445.44
Disclosure

SEC source: 0001445305-22-000013 · wf-form4_164392288130972.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,764

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:17 UTC SaleClass A Common Stock 5,618 $128.11 $719,721.98
Disclosure

SEC source: 0001445305-22-000002 · wf-form4_164133098089799.xml · nonDerivative · entry 2

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,027

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 25,034 shares of Class A Common Stock through May 2023.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.18 to $128.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 16:17 UTC Tax withholdingClass A Common Stock 5,660 $130.49 $738,573.40
Disclosure

SEC source: 0001445305-22-000002 · wf-form4_164133098089799.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,645

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
December 30, 2021 Filed Feb 3, 2022 21:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
GiftClass A Common Stock 217,861 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 218,220

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
December 30, 2021 Filed Feb 3, 2022 21:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
GiftClass A Common Stock 217,861 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,022

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 84,211 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · derivative · entry 5

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,210

Underlying: Class A Common Stock · 84,211 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 133,650 $0.00 Strike: $15.83 $0.00
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · derivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 133,650 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to 2009 Unit Incentive Plan.

F2 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
Exercise / conversionClass A Common Stock 84,211 $14.74 $1,241,270.14
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO
Exercise / conversionClass A Common Stock 133,650 $15.83 $2,115,679.50
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Feb 3, 2022 16:22 UTC
TROM JEFF D.Executive VP & CTO
GiftClass A Common Stock 206,019 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 210,664

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
November 30, 2021 Filed Feb 3, 2022 16:22 UTC
TROM JEFF D.Executive VP & CTO
GiftClass A Common Stock 206,019 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,577

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:16 UTC
TROM JEFF D.Executive VP & CTO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 159,592 $0.00 Strike: $15.83 $0.00
Disclosure

SEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · derivative · entry 7

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 159,592 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to 2009 Unit Incentive Plan.

F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:16 UTC
TROM JEFF D.Executive VP & CTO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 21,212 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · derivative · entry 6

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,212 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the 2014 Equity Incentive Plan.

F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:16 UTC
TROM JEFF D.Executive VP & CTO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 25,215 $0.00 Strike: $12.40 $0.00
Disclosure

SEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · derivative · entry 5

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,215 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the 2014 Equity Incentive Plan.

F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:16 UTC
TROM JEFF D.Executive VP & CTO
Exercise / conversionClass A Common Stock 159,592 $15.83 $2,526,341.36
Disclosure

SEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:16 UTC
TROM JEFF D.Executive VP & CTO
Exercise / conversionClass A Common Stock 21,212 $14.74 $312,664.88
Disclosure

SEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:16 UTC
TROM JEFF D.Executive VP & CTO
Exercise / conversionClass A Common Stock 25,215 $12.40 $312,666.00
Disclosure

SEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass B Common Stock · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 14

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass B Common Stock · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 13

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass B Common Stock · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 12

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass B Common Stock · Derivative 113,645 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 11

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 113,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 57,000 $151.00 $8,607,000.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 9

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrev trust

Disclosed balance after: 0

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass A Common Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 8

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrev trust

Disclosed balance after: 57,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 57,000 $151.00 $8,607,000.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 7

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrev. trust

Disclosed balance after: 0

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass A Common Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 6

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrev. trust

Disclosed balance after: 57,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
SaleClass A Common Stock 57,000 $151.00 $8,607,000.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 5

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 0

Read SEC document
November 16, 2021 Filed Nov 16, 2021 18:09 UTC
TROM JEFF D.Executive VP & CTO
ConversionClass A Common Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 57,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.