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WHLR
Sign in to followWheeler Real Estate Investment Trust, Inc.
Export transactions ↓Last 12 months
Inside the activity.
7 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 4 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2021 Filed Dec 7, 2021 18:04 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 1,100 | $7.31 Strike: $40.00 | $8,037.70 |
DisclosureSEC source: 0001213900-21-063847 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,132 Underlying: Common Stock, $0.01 par value · 687 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.30 to $7.36 F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 19:03 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,100 | $15.33 Strike: $16.96 | $32,194.26 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,138 Underlying: Common Stock, $0.01 par value · 3,095 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.26 to $15.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 19:03 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 900 | $7.44 Strike: $40.00 | $6,696.99 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,232 Underlying: Common Stock, $0.01 par value · 562 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $7.31 to $8.00. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:03 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,108 | $15.74 Strike: $16.96 | $33,171.49 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 80,238 Underlying: Common Stock, $0.01 par value · 3,107 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $15.68 to $15.76. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:03 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 918 | $7.74 Strike: $40.00 | $7,100.73 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,132 Underlying: Common Stock, $0.01 par value · 573 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 18:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,077 | $15.59 Strike: $16.96 | $32,386.66 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,346 Underlying: Common Stock, $0.01 par value · 3,061 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.57 to $15.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 82,346 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 82,346 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 18:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 918 | $7.26 Strike: $40.00 | $6,668.08 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,050 Underlying: Common Stock, $0.01 par value · 573 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $7.26 to $7.27. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,808 | $15.95 Strike: $16.96 | $28,837.78 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,423 Underlying: Common Stock, $0.01 par value · 2,665 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $15.95 to $15.97. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 84,423 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 84,423 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 2 | $7.91 Strike: $40.00 | $15.82 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,968 Underlying: Common Stock, $0.01 par value · 1 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 18:27 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,210 | $15.75 Strike: $16.96 | $19,057.50 |
DisclosureSEC source: 0001213900-21-062291 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,231 Underlying: Common Stock, $0.01 par value · 1,783 shares Expires not disclosed F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 18:27 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 200 | $7.81 Strike: $40.00 | $1,562.00 |
DisclosureSEC source: 0001213900-21-062291 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,970 Underlying: Common Stock, $0.01 par value · 125 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F9 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 18:22 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,155 | $15.62 Strike: $16.96 | $18,043.87 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,441 Underlying: Common Stock, $0.01 par value · 1,702 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.64. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 87,441 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 87,441 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 18:22 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 785 | $7.83 Strike: $40.00 | $6,142.78 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,170 Underlying: Common Stock, $0.01 par value · 490 shares Expires not disclosed F4 · price: This is the average price. The prices at which shares were actually sold range from $7.80 to $7.96. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 18:22 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 150 | $16.08 Strike: $16.96 | $2,411.51 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,596 Underlying: Common Stock, $0.01 par value · 221 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16.065 to $16.1. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,596 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,596 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 18:22 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 785 | $7.72 Strike: $40.00 | $6,062.24 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,955 Underlying: Common Stock, $0.01 par value · 490 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.65 to $7.84. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:34 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 901 | $16.05 Strike: $16.96 | $14,462.04 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,746 Underlying: Common Stock, $0.01 par value · 1,328 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $16.05 to $16.06. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,746 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,746 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:34 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 589 | $8.25 Strike: $40.00 | $4,859.25 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,740 Underlying: Common Stock, $0.01 par value · 368 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 35,740 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 35,740 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:34 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 819 | $16.30 Strike: $16.96 | $13,349.78 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 89,647 Underlying: Common Stock, $0.01 par value · 1,207 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16.30 to $16.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 89,647 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 89,647 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:34 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 536 | $8.25 Strike: $40.00 | $4,423.02 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,329 Underlying: Common Stock, $0.01 par value · 335 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.25 to $8.26. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,329 shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,329 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 19:07 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 819 | $16.27 Strike: $16.96 | $13,321.69 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,466 Underlying: Common Stock, $0.01 par value · 1,207 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $16.26 to $16.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 19:07 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 536 | $8.30 Strike: $40.00 | $4,448.32 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,865 Underlying: Common Stock, $0.01 par value · 335 shares Expires not disclosed F4 · price: This is the average price. The prices at which shares were actually sold range from $8.26 to $8.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:07 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 673 | $16.25 Strike: $16.96 | $10,936.25 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 91,285 Underlying: Common Stock, $0.01 par value · 992 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:07 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 440 | $8.26 Strike: $40.00 | $3,636.03 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,401 Underlying: Common Stock, $0.01 par value · 275 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.25 to $8.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 16:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 781 | $16.33 Strike: $16.96 | $12,753.73 |
DisclosureSEC source: 0001213900-21-058521 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 91,958 Underlying: Common Stock, $0.01 par value · 1,151 shares Expires not disclosed F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,958 shares of Series D Cumulative Convertible Preferred Stock (Series D). F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,958 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 16:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 292 | $8.07 Strike: $40.00 | $2,355.59 |
DisclosureSEC source: 0001213900-21-058521 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,841 Underlying: Common Stock, $0.01 par value · 182 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.05 to $8.25. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,841 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,841 shares of Series B Convertible Preferred Stock (Series B). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:13 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 812 | $16.28 Strike: $16.96 | $13,220.01 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 92,739 Underlying: Common Stock, $0.01 par value · 1,196 shares Expires not disclosed F11 · price: This is the average price. The prices at which shares were actually sold range from $16.25 to $16.32. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 92,739 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 92,739 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:13 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 307 | $7.78 Strike: $40.00 | $2,388.61 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,133 Underlying: Common Stock, $0.01 par value · 191 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $7.74 to $7.80. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,133 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,133 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 16:13 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 812 | $16.22 Strike: $16.96 | $13,167.96 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 93,551 Underlying: Common Stock, $0.01 par value · 1,196 shares Expires not disclosed F9 · price: This is the average price. The prices at which shares were actually sold range from $16.13 to $16.25. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 93,551 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 93,551 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 16:13 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 307 | $7.99 Strike: $40.00 | $2,452.93 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,440 Underlying: Common Stock, $0.01 par value · 191 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,440 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,440 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 18:00 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 806 | $16.00 Strike: $16.96 | $12,896.00 |
DisclosureSEC source: 0001213900-21-057254 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 94,363 Underlying: Common Stock, $0.01 par value · 1,188 shares Expires not disclosed F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 94,363 shares of Series D Cumulative Convertible Preferred Stock (Series D). F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 94,363 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 18:00 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 342 | $7.87 Strike: $40.00 | $2,692.70 |
DisclosureSEC source: 0001213900-21-057254 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,747 Underlying: Common Stock, $0.01 par value · 213 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $7.92. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,747 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,747 shares of Series B Convertible Preferred Stock (Series B). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 18:39 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 731 | $16.01 Strike: $16.96 | $11,706.01 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,169 Underlying: Common Stock, $0.01 par value · 1,077 shares Expires not disclosed F11 · price: This is the average price. The prices at which shares were actually sold range from $16.00 to $16.02. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,089 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,089 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 18:39 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 255 | $7.80 Strike: $40.00 | $1,989.00 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,089 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,089 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,089 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 18:39 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 731 | $15.77 Strike: $16.96 | $11,531.45 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,900 Underlying: Common Stock, $0.01 par value · 1,077 shares Expires not disclosed F9 · price: This is the average price. The prices at which shares were actually sold range from $15.75 to $15.88. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,900 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,900 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 18:39 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 255 | $7.89 Strike: $40.00 | $2,011.11 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,344 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.82 to $7.91. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,344 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,344 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 16:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 748 | $16.06 Strike: $16.96 | $12,011.68 |
DisclosureSEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 96,631 Underlying: Common Stock, $0.01 par value · 1,102 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16 to $16.20. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 16:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 255 | $8.01 Strike: $40.00 | $2,041.73 |
DisclosureSEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,599 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $8.16. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:31 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 748 | $16.00 Strike: $16.96 | $11,968.00 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,379 Underlying: Common Stock, $0.01 par value · 1,102 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:31 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 255 | $8.15 Strike: $40.00 | $2,078.84 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,854 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $8.00 to $8.355. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:31 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 692 | $15.70 Strike: $16.96 | $10,864.40 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 98,127 Underlying: Common Stock, $0.01 par value · 1,020 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:31 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 246 | $8.04 Strike: $40.00 | $1,977.84 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,109 Underlying: Common Stock, $0.01 par value · 153 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:01 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 652 | $15.75 Strike: $16.96 | $10,269.00 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 98,819 Underlying: Common Stock, $0.01 par value · 961 shares Expires not disclosed F9 · derivative.exercise_date: Convertible at any time, with no expiration date. F9 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:01 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 231 | $8.39 Strike: $40.00 | $1,939.08 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,355 Underlying: Common Stock, $0.01 par value · 144 shares Expires not disclosed F5 · price: This is the average price. The prices at which shares were actually sold range from $8.19 to $8.59. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B). F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:01 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 641 | $15.63 Strike: $16.96 | $10,020.24 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 99,471 Underlying: Common Stock, $0.01 par value · 944 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.80. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · derivative.exercise_date: Convertible at any time, with no expiration date. F9 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:01 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 219 | $8.65 Strike: $40.00 | $1,894.35 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,586 Underlying: Common Stock, $0.01 par value · 136 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.60 to $8.70. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 19:59 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 644 | $16.00 Strike: $16.96 | $10,304.00 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,112 Underlying: Common Stock, $0.01 par value · 949 shares Expires not disclosed F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 100,112 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 100,112 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 19:59 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 217 | $8.50 Strike: $40.00 | $1,844.50 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,805 Underlying: Common Stock, $0.01 par value · 135 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,805 shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,805 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:59 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 639 | $16.23 Strike: $16.96 | $10,369.18 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,756 Underlying: Common Stock, $0.01 par value · 941 shares Expires not disclosed F7 · price: This is the average price. The prices at which shares were actually sold range from $16.21 to $16.25. F8 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transactions were effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transactions, own 100,756 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transactions were effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transactions, own 100,756 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:59 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 271 | $8.75 Strike: $40.00 | $2,371.25 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,022 Underlying: Common Stock, $0.01 par value · 169 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 41,022 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 41,022 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 12, 2021 Filed Oct 15, 2021 00:31 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Other7.00% Senior Subordinated Convertible Notes Due 2031 · Derivative | Not disclosed | $2,600,000.00 Strike: $6.25 | $2,600,000.00 |
DisclosureSEC source: 0001104659-21-126346 · tm2129901-1_4seq1.xml · derivative · entry 2 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · 416,000 shares Expires 2031-12-31 F2 · derivative.exercise_price: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · derivative.exercise_price: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · derivative.exercise_price: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F2 · kind: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · kind: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · kind: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F1 · reported_value: On October 12, 2021, the Magnetar Vehicles (as defined below) exercised a right previously granted to them by Wheeler Real Estate Investment Trust, Inc. (the "Issuer") to purchase 7.00% Senior Subordinated Convertible Notes Due 2031 (the "Notes") of the Issuer. Pursuant to the exercise of this right, the Magnetar Vehicles acquired $2,600,000 (aggregate principal amount) of the Notes on the same date. F2 · reported_value: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · reported_value: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · reported_value: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F1 · price: On October 12, 2021, the Magnetar Vehicles (as defined below) exercised a right previously granted to them by Wheeler Real Estate Investment Trust, Inc. (the "Issuer") to purchase 7.00% Senior Subordinated Convertible Notes Due 2031 (the "Notes") of the Issuer. Pursuant to the exercise of this right, the Magnetar Vehicles acquired $2,600,000 (aggregate principal amount) of the Notes on the same date. F2 · price: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · price: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · price: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F2 · derivative.exercise_date: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · derivative.exercise_date: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · derivative.exercise_date: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F2 · derivative.expiration_date: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · derivative.expiration_date: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · derivative.expiration_date: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F2 · derivative.underlying_shares: The Notes will mature on December 31, 2031, at which time they may be settled, at the Issuer's election, in cash or shares of common stock, par value $0.01 per share (the "Common Stock"), of the Issuer as set forth in the Notes. The Notes are convertible, in whole or in part, at the noteholder's election, at any time into shares of the Issuer's Common Stock at a conversion price of $6.25 per share of Common Stock (four shares of Common Stock for each $25.00 of principal amount of Notes being converted). F3 · derivative.underlying_shares: If at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock (the "Series D Preferred Stock") have required the Issuer to redeem (payable in cash or stock) in the aggregate at least 100,000 shares of Series D Preferred Stock, then the conversion price will be adjusted to the lower of (i) a 45% discount to the conversion price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock converted into shares of the Issuer's Common Stock. F4 · derivative.underlying_shares: The Notes bear interest at the rate of 7% per annum. Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The number of shares of Common Stock indicated in column 7 of Table II above assumes a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash. F5 · valueOwnedAfter: This amount represents the aggregate principal amount of all Notes currently held by the Magnetar Vehicles. Assuming a conversion price of $6.25 per share of Common Stock and that the Issuer will pay all interest on the Notes in cash, these Notes are convertible, at the Magnetar Vehicles' election, at any time into up to 763,292 shares of the Issuer's Common Stock. See footnotes 2, 3 and 4. F6 · ownership.nature: Magnetar Financial LLC ("Magnetar Financial") serves as (i) the investment manager to Magnetar Longhorn Fund LP, a Delaware limited partnership, Purpose Alternative Credit Fund - F LLC, a Delaware limited liability company, and Purpose Alternative Credit Fund - T LLC, a Delaware limited liability company, (ii) general partner of Magnetar Structured Credit Fund, LP, a Delaware limited partnership, and (iii) manager of Magnetar Lake Credit Fund LLC, a Delaware limited liability company (together with all of the vehicles in the foregoing clauses (i) and (ii), the "Magnetar Vehicles"), each of which holds a portion of the Notes. In such capacities, Magnetar Financial exercises voting and investment power over the Notes held by the Magnetar Vehicles. F7 · ownership.nature: Magnetar Capital Partners LP ("Magnetar Capital Partners"), a Delaware limited partnership, is the sole member and parent holding company of Magnetar Financial. Supernova Management LLC ("Supernova Management"), a Delaware limited liability company, is the general partner of Magnetar Capital Partners. The manager of Supernova Management is Alec N. Litowitz, a citizen of the United States of America. F8 · ownership.nature: Each of the Magnetar Vehicles, Magnetar Financial, Magnetar Capital Partners, Supernova Management and Alec N. Litowitz disclaims beneficial ownership of the Notes, except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.