Tapewire

NYSE · USD

WHG

WESTWOOD HOLDINGS GROUP INC

Export transactions ↓
Tapewire entity
6385
SEC CIK
0001165002
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202504
Jan 202600
Feb 202606
Mar 202600
Apr 2026021
May 2026018
Jun 2026025
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2021 Filed Nov 22, 2021 22:51 UTC
FRANK RICHARD MDirector · Chairman
Grantcommon stock 4,498 $17.50 $78,715.00
Disclosure

SEC source: 0001165002-21-000095 · wf-form4_163762145041922.xml · nonDerivative · entry 2

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,366

Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:11 UTC Amendment
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 4,498 $17.50 $78,715.00
Disclosure

SEC source: 0001165002-21-000097 · wf-form4a_163770544188599.xml · nonDerivative · entry 2

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,366

Read SEC document
November 19, 2021 Filed Dec 1, 2021 23:14 UTC Amendment
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 4,498 $17.50 $78,715.00
Disclosure

SEC source: 0001165002-21-000101 · wf-form4a_163840043755938.xml · nonDerivative · entry 2

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,366

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:51 UTC
FRANK RICHARD MDirector · Chairman
Grantcommon stock 502 $17.50 $8,785.00
Disclosure

SEC source: 0001165002-21-000095 · wf-form4_163762145041922.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,868

Read SEC document
November 18, 2021 Filed Nov 23, 2021 22:11 UTC Amendment
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 1,516 $16.65 $25,241.40
Disclosure

SEC source: 0001165002-21-000097 · wf-form4a_163770544188599.xml · nonDerivative · entry 3

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,882

Read SEC document
November 18, 2021 Filed Nov 23, 2021 22:11 UTC Amendment
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 502 $17.50 $8,785.00
Disclosure

SEC source: 0001165002-21-000097 · wf-form4a_163770544188599.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,868

Read SEC document
November 18, 2021 Filed Dec 1, 2021 23:14 UTC Amendment
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 502 $17.50 $8,785.00
Disclosure

SEC source: 0001165002-21-000101 · wf-form4a_163840043755938.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,868

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:48 UTC
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 5,000 $17.75 $88,750.00
Disclosure

SEC source: 0001165002-21-000091 · wf-form4_163614890727845.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,366

Read SEC document
November 02, 2021 Filed Nov 3, 2021 21:55 UTC
CASEY BRIAN ODirector · President & CEO
Purchasecommon stock 522 $17.25 $9,004.50
Disclosure

SEC source: 0001171437-21-000006 · wf-form4_163597652823915.xml · nonDerivative · entry 2

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,217

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:55 UTC
CASEY BRIAN ODirector · President & CEO
Purchasecommon stock 2,500 $17.25 $43,125.00
Disclosure

SEC source: 0001171437-21-000006 · wf-form4_163597652823915.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,695

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:58 UTC Purchasecommon stock 10,000 $17.49 $174,887.00
Disclosure

SEC source: 0001171439-21-000006 · wf-form4_163597670153241.xml · nonDerivative · entry 1

WOOLDRIDGE RAYMOND E · CIK 0001171439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,597

Read SEC document
August 29, 2021 Filed Aug 30, 2021 20:09 UTC
CASEY BRIAN ODirector · President & CEO
Othercommon stock 700 $0.00 $0.00
Disclosure

SEC source: 0001171437-21-000004 · wf-form4_163035415820834.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for oldest son

Disclosed balance after: 0

F1 · kind: Reporting person is no longer custodian of UTMA account for the oldest son. The son for whom account was being held reached age of majority on August 29, 2021.

Read SEC document
June 25, 2021 Filed Jun 25, 2021 21:28 UTC
Gomez FabianChief Operating Officer
Salecommon stock 885 $21.59 $19,104.85
Disclosure

SEC source: 0001731249-21-000007 · wf-form4_162465649645422.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,242

F1 · shares: The shares were sold pursuant to participation in an SEC Rule 10b5-1 plan adopted by the reporting person on March 8, 2021.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $21.52 to $21.93 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, or a security holder of the issuer upon request.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:20 UTC Grantcommon stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001864914-21-000011 · wf-form4_162266519496536.xml · nonDerivative · entry 1

Bowman Randy A · CIK 0001864914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Read SEC document
May 05, 2021 Filed May 6, 2021 20:23 UTC
Gomez FabianChief Operating Officer
Salecommon stock 700 $19.52 $13,663.51
Disclosure

SEC source: 0001731249-21-000005 · wf-form4_162033255983715.xml · nonDerivative · entry 2

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,127

F1 · shares: The shares were sold pursuant to participation in an SEC Rule 10b5-1 plan adopted by the reporting person on March 8, 2021.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $19.50 to $19.59 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, or a security holder of the issuer upon request.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:23 UTC
Gomez FabianChief Operating Officer
Salecommon stock 800 $19.50 $15,600.00
Disclosure

SEC source: 0001731249-21-000005 · wf-form4_162033255983715.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,827

F1 · shares: The shares were sold pursuant to participation in an SEC Rule 10b5-1 plan adopted by the reporting person on March 8, 2021.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:46 UTC
JCP Investment Partnership, LP10% owner · See Footnote 1
JCP Asset Partnership VI, LP10% owner · See Footnote 1
PurchaseCommon Stock, $0.01 par value 505 $17.89 $9,035.81
Disclosure

SEC source: 0000921895-21-001194 · form408569042_05032021.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · 10% owner · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 17,277

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:46 UTC
JCP Investment Partnership, LP10% owner · See Footnote 1
JCP Asset Partnership VI, LP10% owner · See Footnote 1
PurchaseCommon Stock, $0.01 par value 12,500 $17.89 $223,658.75
Disclosure

SEC source: 0000921895-21-001194 · form408569042_05032021.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · 10% owner · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Asset Partnership VI, LP

Disclosed balance after: 430,214

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:46 UTC
JCP Investment Partnership, LP10% owner · See Footnote 1
JCP Asset Partnership VI, LP10% owner · See Footnote 1
PurchaseCommon Stock, $0.01 par value 11,995 $17.89 $214,622.94
Disclosure

SEC source: 0000921895-21-001194 · form408569042_05032021.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · 10% owner · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 412,925

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 01:36 UTC Grantcommon stock 5,609 $0.00 $0.00
Disclosure

SEC source: 0001045311-21-000004 · wf-form4_161974655929147.xml · nonDerivative · entry 1

MASTERSON ELLEN H · CIK 0001045311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,782

Read SEC document
April 28, 2021 Filed Apr 30, 2021 01:49 UTC
FRANK RICHARD MDirector · Chairman
Grantcommon stock 5,609 $0.00 $0.00
Disclosure

SEC source: 0001165002-21-000049 · wf-form4_161974736437743.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,366

Read SEC document
April 28, 2021 Filed Apr 30, 2021 01:44 UTC Grantcommon stock 5,609 $0.00 $0.00
Disclosure

SEC source: 0001171439-21-000004 · wf-form4_161974703555678.xml · nonDerivative · entry 1

WOOLDRIDGE RAYMOND E · CIK 0001171439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,597

Read SEC document
April 28, 2021 Filed Apr 30, 2021 01:39 UTC Grantcommon stock 5,609 $0.00 $0.00
Disclosure

SEC source: 0001397840-21-000004 · wf-form4_161974673603471.xml · nonDerivative · entry 1

Norman Geoffrey · CIK 0001397840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,032

Read SEC document
April 28, 2021 Filed Apr 30, 2021 01:33 UTC
BYRNE SUSAN MDirector · Vice Chairman of the Board
Grantcommon stock 5,609 $0.00 $0.00
Disclosure

SEC source: 0001171441-21-000003 · wf-form4_161974639611923.xml · nonDerivative · entry 1

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,629

Read SEC document
April 09, 2021 Filed Apr 12, 2021 20:07 UTC
Gomez FabianChief Operating Officer
Salecommon stock 1,817 $17.31 $31,448.45
Disclosure

SEC source: 0001731249-21-000003 · wf-form4_161825802398672.xml · nonDerivative · entry 2

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,627

F1 · shares: The shares were sold pursuant to participation in an SEC Rule 10b5-1 plan adopted by the reporting person on March 8, 2021.

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale pries for the transaction reported was $17.2500 to $17.3550 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 08, 2021 Filed Apr 12, 2021 20:07 UTC
Gomez FabianChief Operating Officer
Salecommon stock 1,412 $17.26 $24,371.12
Disclosure

SEC source: 0001731249-21-000003 · wf-form4_161825802398672.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,444

F1 · shares: The shares were sold pursuant to participation in an SEC Rule 10b5-1 plan adopted by the reporting person on March 8, 2021.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale pries for the transaction reported was $17.25 to $17.39 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:26 UTC
CASEY BRIAN ODirector · President & CEO
Salecommon stock 2,975 $17.71 $52,687.25
Disclosure

SEC source: 0001171437-21-000002 · wf-form4_161549799809052.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,195

F1 · shares: 2,975 shares were withheld by the Company to satisfy a portion of Mr. Casey's tax withholding obligation upon the vesting of restricted stock.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:03 UTC
Forbes Murray IIIChief Financial Officer
Tax withholdingcommon stock 871 $17.41 $15,164.11
Disclosure

SEC source: 0001755464-21-000003 · wf-form4_161429056163400.xml · nonDerivative · entry 2

Forbes Murray III · CIK 0001755464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,196

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:03 UTC
Forbes Murray IIIChief Financial Officer
Grantcommon stock 8,752 $0.00 $0.00
Disclosure

SEC source: 0001755464-21-000003 · wf-form4_161429056163400.xml · nonDerivative · entry 1

Forbes Murray III · CIK 0001755464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,067

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:47 UTC
Paddon SteveHead of Institutional Sales
Tax withholdingcommon stock 1,674 $17.14 $28,692.36
Disclosure

SEC source: 0001755479-21-000001 · wf-form4_161428960637915.xml · nonDerivative · entry 2

Paddon Steve · CIK 0001755479 · Head of Institutional Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,076

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:47 UTC
Paddon SteveHead of Institutional Sales
Grantcommon stock 13,857 $0.00 $0.00
Disclosure

SEC source: 0001755479-21-000001 · wf-form4_161428960637915.xml · nonDerivative · entry 1

Paddon Steve · CIK 0001755479 · Head of Institutional Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:45 UTC
Gomez FabianChief Operating Officer
Tax withholdingcommon stock 1,687 $17.14 $28,915.18
Disclosure

SEC source: 0001731249-21-000001 · wf-form4_161428949283908.xml · nonDerivative · entry 2

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,856

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:45 UTC
Gomez FabianChief Operating Officer
Grantcommon stock 13,128 $0.00 $0.00
Disclosure

SEC source: 0001731249-21-000001 · wf-form4_161428949283908.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,543

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:43 UTC
Gerron Julie KramerGeneral Counsel & CCO
Grantcommon stock 10,794 $0.00 $0.00
Disclosure

SEC source: 0001601790-21-000003 · wf-form4_161428932492698.xml · nonDerivative · entry 2

Gerron Julie Kramer · CIK 0001601790 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,201

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:43 UTC
Gerron Julie KramerGeneral Counsel & CCO
Tax withholdingcommon stock 1,348 $17.14 $23,104.72
Disclosure

SEC source: 0001601790-21-000003 · wf-form4_161428932492698.xml · nonDerivative · entry 1

Gerron Julie Kramer · CIK 0001601790 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,407

Read SEC document
November 16, 2020 Filed Nov 17, 2020 01:34 UTC
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 5,584 $11.20 $62,527.96
Disclosure

SEC source: 0001165002-20-000154 · wf-form4_160557687087245.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,757

F1 · price: Price reflected is the weighted-average purchase price for shares bought. The range of purchase prices for the transactions reported was $11.25 to $10.75 per share. Full information regarding the number of shares bought at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:39 UTC Purchasecommon stock 5,000 $12.29 $61,461.50
Disclosure

SEC source: 0001171439-20-000002 · wf-form4_159726833051561.xml · nonDerivative · entry 2

WOOLDRIDGE RAYMOND E · CIK 0001171439 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,000

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:39 UTC Purchasecommon stock 5,000 $12.29 $61,461.50
Disclosure

SEC source: 0001171439-20-000002 · wf-form4_159726833051561.xml · nonDerivative · entry 1

WOOLDRIDGE RAYMOND E · CIK 0001171439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,988

Read SEC document
August 07, 2020 Filed Aug 7, 2020 22:16 UTC
CASEY BRIAN ODirector · President & CEO
Purchasecommon stock 10,000 $11.36 $113,562.00
Disclosure

SEC source: 0001171437-20-000005 · wf-form4_159683782944354.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,170

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.34 to $11.36 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:02 UTC
Gomez FabianChief Operating Officer
Salecommon stock 5,220 $21.00 $109,620.00
Disclosure

SEC source: 0001165002-20-000102 · wf-form4_158922731083432.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,415

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:22 UTC Grantcommon stock 3,727 $0.00 $0.00
Disclosure

SEC source: 0001165002-20-000096 · wf-form4_158827813933273.xml · nonDerivative · entry 1

MASTERSON ELLEN H · CIK 0001045311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,173

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:26 UTC Grantcommon stock 3,727 $0.00 $0.00
Disclosure

SEC source: 0001165002-20-000100 · wf-form4_158827834226762.xml · nonDerivative · entry 1

WOOLDRIDGE RAYMOND E · CIK 0001171439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,988

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:20 UTC
FRANK RICHARD MDirector · Chairman
Grantcommon stock 3,727 $0.00 $0.00
Disclosure

SEC source: 0001165002-20-000094 · wf-form4_158827802900409.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,173

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:24 UTC Grantcommon stock 3,727 $0.00 $0.00
Disclosure

SEC source: 0001165002-20-000098 · wf-form4_158827824905484.xml · nonDerivative · entry 1

Norman Geoffrey · CIK 0001397840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,423

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:18 UTC
BYRNE SUSAN MDirector · Vice Chairman of the Board
Grantcommon stock 3,727 $0.00 $0.00
Disclosure

SEC source: 0001165002-20-000092 · wf-form4_158827788955437.xml · nonDerivative · entry 1

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,020

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:52 UTC
CASEY BRIAN ODirector · President & CEO
Tax withholdingcommon stock 6,518 $20.09 $130,946.62
Disclosure

SEC source: 0001165002-20-000061 · wf-form4_158396351569359.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,170

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:29 UTC
BYRNE SUSAN MDirector · Vice Chairman of the Board
Purchasecommon stock 1,000 $20.28 $20,275.00
Disclosure

SEC source: 0001165002-20-000056 · wf-form4_158395856105377.xml · nonDerivative · entry 1

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,293

F1 · security: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.05 to $20.50 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 09, 2020 Filed Apr 30, 2020 20:17 UTC Amendment
BYRNE SUSAN MDirector · Vice Chairman of the Board
Purchasecommon stock 1,000 $20.28 $20,275.00
Disclosure

SEC source: 0001165002-20-000090 · wf-form4a_158827780435735.xml · nonDerivative · entry 1

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,293

F1 · security: Amended footnote to reflect purchase. Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $20.05 to $20.50 per share. Full information regarding the number of shares purchased at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 22:42 UTC
BYRNE SUSAN MDirector · Vice Chairman of the Board
Purchasecommon stock 1,500 $22.43 $33,637.50
Disclosure

SEC source: 0001165002-20-000052 · wf-form4_158344812970749.xml · nonDerivative · entry 3

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,293

F3 · security: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.30 to $22.65 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 05, 2020 Filed Apr 30, 2020 20:16 UTC Amendment
BYRNE SUSAN MDirector · Vice Chairman of the Board
Purchasecommon stock 1,500 $22.43 $33,637.50
Disclosure

SEC source: 0001165002-20-000089 · wf-form4a_158827774766257.xml · nonDerivative · entry 3

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,293

F3 · security: Amended to correct footnote to reflect purchase. Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $22.30 to $22.65 per share. Full information regarding the number of shares purchased at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.