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NYSE · USD

WHG

WESTWOOD HOLDINGS GROUP INC

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Tapewire entity
6385
SEC CIK
0001165002
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202504
Jan 202600
Feb 202606
Mar 202600
Apr 2026021
May 2026018
Jun 2026025
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2023 Filed Apr 27, 2023 21:06 UTC Grantcommon stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001045311-23-000002 · wf-form4_168262957030361.xml · nonDerivative · entry 1

MASTERSON ELLEN H · CIK 0001045311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,699

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:20 UTC Grantcommon stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001864914-23-000002 · wf-form4_168263039779030.xml · nonDerivative · entry 1

Bowman Randy A · CIK 0001864914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,515

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:13 UTC
BYRNE SUSAN MDirector · Vice Chairman of the Board
Grantcommon stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001171441-23-000002 · wf-form4_168262995580039.xml · nonDerivative · entry 1

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,444

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:11 UTC Grantcommon stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001397840-23-000002 · wf-form4_168262986373378.xml · nonDerivative · entry 1

Norman Geoffrey · CIK 0001397840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,847

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:05 UTC
FRANK RICHARD MDirector · Chairman
Grantcommon stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001165002-23-000047 · wf-form4_168262949550774.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,681

Read SEC document
April 26, 2023 Filed May 1, 2023 20:45 UTC Amendment Grantcommon stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001045311-23-000004 · wf-form4a_168297389991274.xml · nonDerivative · entry 1

MASTERSON ELLEN H · CIK 0001045311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,597

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:48 UTC
Bennett LeahPresident-Westwood Wealth Mgmt
Salecommon stock 2,000 $12.90 $25,806.60
Disclosure

SEC source: 0001933058-23-000004 · wf-form4_167899969040080.xml · nonDerivative · entry 1

Bennett Leah · CIK 0001933058 · President-Westwood Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,812

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $12.5701 to $13.195 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 22:02 UTC
Lockridge MatthewHead, U.S. Value Inv.
Tax withholdingcommon stock 794 $13.60 $10,798.40
Disclosure

SEC source: 0001932782-23-000006 · wf-form4_167848572255668.xml · nonDerivative · entry 2

Lockridge Matthew · CIK 0001932782 · Head, U.S. Value Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,110

Read SEC document
March 07, 2023 Filed Mar 10, 2023 22:02 UTC
Lockridge MatthewHead, U.S. Value Inv.
Salecommon stock 1,500 $13.42 $20,128.95
Disclosure

SEC source: 0001932782-23-000006 · wf-form4_167848572255668.xml · nonDerivative · entry 1

Lockridge Matthew · CIK 0001932782 · Head, U.S. Value Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,904

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.19 to $13.66 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:18 UTC
Lockridge MatthewHead, U.S. Value Inv.
Salecommon stock 3,000 $13.91 $41,718.90
Disclosure

SEC source: 0001932782-23-000004 · wf-form4_167831747982949.xml · nonDerivative · entry 1

Lockridge Matthew · CIK 0001932782 · Head, U.S. Value Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,404

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.8501 to $14.0150 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:52 UTC
Bennett LeahPresident-Westwood Wealth Mgmt
Grantcommon stock 16,208 $0.00 $0.00
Disclosure

SEC source: 0001933058-23-000002 · wf-form4_167727915187097.xml · nonDerivative · entry 3

Bennett Leah · CIK 0001933058 · President-Westwood Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,812

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:52 UTC
Bennett LeahPresident-Westwood Wealth Mgmt
Tax withholdingcommon stock 2,504 $12.34 $30,899.36
Disclosure

SEC source: 0001933058-23-000002 · wf-form4_167727915187097.xml · nonDerivative · entry 2

Bennett Leah · CIK 0001933058 · President-Westwood Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,604

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:48 UTC
Lockridge MatthewHead, U.S. Value Inv.
Tax withholdingcommon stock 4,471 $12.34 $55,172.14
Disclosure

SEC source: 0001932782-23-000002 · wf-form4_167727889546720.xml · nonDerivative · entry 2

Lockridge Matthew · CIK 0001932782 · Head, U.S. Value Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,357

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:14 UTC
Gerron Julie KramerGeneral Counsel & CCO
Grantcommon stock 13,721 $0.00 $0.00
Disclosure

SEC source: 0001601790-23-000002 · wf-form4_167754683906226.xml · nonDerivative · entry 2

Gerron Julie Kramer · CIK 0001601790 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,920

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:14 UTC
Gerron Julie KramerGeneral Counsel & CCO
Tax withholdingcommon stock 2,546 $12.34 $31,417.64
Disclosure

SEC source: 0001601790-23-000002 · wf-form4_167754683906226.xml · nonDerivative · entry 1

Gerron Julie Kramer · CIK 0001601790 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,199

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:04 UTC
Forbes Murray IIIChief Financial Officer
Grantcommon stock 11,062 $0.00 $0.00
Disclosure

SEC source: 0001755464-23-000003 · wf-form4_167754626344548.xml · nonDerivative · entry 2

Forbes Murray III · CIK 0001755464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,938

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:04 UTC
Forbes Murray IIIChief Financial Officer
Tax withholdingcommon stock 1,997 $12.34 $24,642.98
Disclosure

SEC source: 0001755464-23-000003 · wf-form4_167754626344548.xml · nonDerivative · entry 1

Forbes Murray III · CIK 0001755464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,876

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:55 UTC
CASEY BRIAN ODirector · CEO
Grantcommon stock 50,649 $0.00 $0.00
Disclosure

SEC source: 0001171437-23-000005 · wf-form4_167754570739266.xml · nonDerivative · entry 2

CASEY BRIAN O · CIK 0001171437 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,978

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:55 UTC
CASEY BRIAN ODirector · CEO
Tax withholdingcommon stock 1,545 $12.34 $19,065.30
Disclosure

SEC source: 0001171437-23-000005 · wf-form4_167754570739266.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,329

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:52 UTC
Gomez FabianPresident
Grantcommon stock 16,208 $0.00 $0.00
Disclosure

SEC source: 0001731249-23-000005 · wf-form4_167754554610460.xml · nonDerivative · entry 2

Gomez Fabian · CIK 0001731249 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,416

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:52 UTC
Gomez FabianPresident
Tax withholdingcommon stock 3,193 $12.34 $39,401.62
Disclosure

SEC source: 0001731249-23-000005 · wf-form4_167754554610460.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,208

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:35 UTC
Helfert AdrianCIO, Multi-Asset Inv.
Grantcommon stock 40,519 $0.00 $0.00
Disclosure

SEC source: 0001932834-23-000002 · wf-form4_167754453342524.xml · nonDerivative · entry 2

Helfert Adrian · CIK 0001932834 · CIO, Multi-Asset Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,448

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:35 UTC
Helfert AdrianCIO, Multi-Asset Inv.
Tax withholdingcommon stock 8,347 $12.34 $103,001.98
Disclosure

SEC source: 0001932834-23-000002 · wf-form4_167754453342524.xml · nonDerivative · entry 1

Helfert Adrian · CIK 0001932834 · CIO, Multi-Asset Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,929

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:33 UTC
Montgomery John PorterChief Operating Officer
Grantcommon stock 12,156 $0.00 $0.00
Disclosure

SEC source: 0001933087-23-000002 · wf-form4_167754437207189.xml · nonDerivative · entry 2

Montgomery John Porter · CIK 0001933087 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,483

Read SEC document
February 23, 2023 Filed Feb 28, 2023 00:33 UTC
Montgomery John PorterChief Operating Officer
Tax withholdingcommon stock 1,761 $12.34 $21,730.74
Disclosure

SEC source: 0001933087-23-000002 · wf-form4_167754437207189.xml · nonDerivative · entry 1

Montgomery John Porter · CIK 0001933087 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,327

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:48 UTC
Lockridge MatthewHead, U.S. Value Inv.
Grantcommon stock 34,047 $0.00 $0.00
Disclosure

SEC source: 0001932782-23-000002 · wf-form4_167727889546720.xml · nonDerivative · entry 3

Lockridge Matthew · CIK 0001932782 · Head, U.S. Value Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,404

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:48 UTC
Lockridge MatthewHead, U.S. Value Inv.
Salecommon stock 6,713 $11.70 $78,542.10
Disclosure

SEC source: 0001932782-23-000002 · wf-form4_167727889546720.xml · nonDerivative · entry 1

Lockridge Matthew · CIK 0001932782 · Head, U.S. Value Inv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,828

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.13 to $11.80 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 28, 2022 Filed Feb 24, 2023 22:52 UTC
Bennett LeahPresident-Westwood Wealth Mgmt
Salecommon stock 240 $10.60 $2,544.02
Disclosure

SEC source: 0001933058-23-000002 · wf-form4_167727915187097.xml · nonDerivative · entry 1

Bennett Leah · CIK 0001933058 · President-Westwood Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,108

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:13 UTC
Pappas James CSee Footnote 1
SaleCommon Stock, $0.01 par value 482 $15.69 $7,564.22
Disclosure

SEC source: 0000921895-22-001975 · form408569042_06132022.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 16,795

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:13 UTC
Pappas James CSee Footnote 1
SaleCommon Stock, $0.01 par value 12,000 $15.69 $188,320.80
Disclosure

SEC source: 0000921895-22-001975 · form408569042_06132022.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Asset Partnership VI, LP

Disclosed balance after: 418,214

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:13 UTC
Pappas James CSee Footnote 1
SaleCommon Stock, $0.01 par value 11,518 $15.69 $180,756.58
Disclosure

SEC source: 0000921895-22-001975 · form408569042_06132022.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 401,407

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
June 01, 2022 Filed Jun 8, 2022 21:36 UTC
Bennett LeahPresident-Westwood Wealth Mgmt
Salecommon stock 3,000 $14.95 $44,850.00
Disclosure

SEC source: 0001933058-22-000004 · wf-form4_165472415411482.xml · nonDerivative · entry 1

Bennett Leah · CIK 0001933058 · President-Westwood Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,348

Read SEC document
April 27, 2022 Filed Apr 28, 2022 21:59 UTC Grantcommon stock 5,898 $0.00 $0.00
Disclosure

SEC source: 0001045311-22-000002 · wf-form4_165118304266487.xml · nonDerivative · entry 1

MASTERSON ELLEN H · CIK 0001045311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,680

Read SEC document
April 27, 2022 Filed Apr 28, 2022 22:07 UTC Grantcommon stock 5,898 $0.00 $0.00
Disclosure

SEC source: 0001864914-22-000002 · wf-form4_165118356624463.xml · nonDerivative · entry 1

Bowman Randy A · CIK 0001864914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598

Read SEC document
April 27, 2022 Filed Apr 28, 2022 21:49 UTC
FRANK RICHARD MDirector · Chairman
Grantcommon stock 5,898 $0.00 $0.00
Disclosure

SEC source: 0001165002-22-000061 · wf-form4_165118245391850.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,764

Read SEC document
April 27, 2022 Filed Apr 28, 2022 21:36 UTC
BYRNE SUSAN MDirector · Vice Chairman of the Board
Grantcommon stock 5,898 $0.00 $0.00
Disclosure

SEC source: 0001171441-22-000002 · wf-form4_165118168932395.xml · nonDerivative · entry 1

BYRNE SUSAN M · CIK 0001171441 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,527

Read SEC document
April 27, 2022 Filed Apr 28, 2022 21:24 UTC Grantcommon stock 5,898 $0.00 $0.00
Disclosure

SEC source: 0001397840-22-000003 · wf-form4_165118098726575.xml · nonDerivative · entry 1

Norman Geoffrey · CIK 0001397840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,930

Read SEC document
February 24, 2022 Filed Feb 28, 2022 23:26 UTC
Gerron Julie KramerGeneral Counsel & CCO
Grantcommon stock 12,314 $0.00 $0.00
Disclosure

SEC source: 0001165002-22-000027 · wf-form4_164609077059846.xml · nonDerivative · entry 2

Gerron Julie Kramer · CIK 0001601790 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,745

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:38 UTC
Paddon SteveHead of Distribution
Grantcommon stock 26,294 $0.00 $0.00
Disclosure

SEC source: 0001165002-22-000032 · primary_doc.xml · nonDerivative · entry 2

Paddon Steve · CIK 0001755479 · Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,418

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:57 UTC
Forbes Murray IIIChief Financial Officer
Grantcommon stock 10,005 $0.00 $0.00
Disclosure

SEC source: 0001165002-22-000024 · wf-form4_164608899769884.xml · nonDerivative · entry 2

Forbes Murray III · CIK 0001755464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,873

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:52 UTC
Gomez FabianChief Operating Officer
Grantcommon stock 15,392 $0.00 $0.00
Disclosure

SEC source: 0001165002-22-000022 · wf-form4_164608871188306.xml · nonDerivative · entry 2

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,401

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:48 UTC
CASEY BRIAN ODirector · President & CEO
Grantcommon stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0001165002-22-000020 · wf-form4_164608845809423.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,874

Read SEC document
February 23, 2022 Filed Feb 28, 2022 23:26 UTC
Gerron Julie KramerGeneral Counsel & CCO
Tax withholdingcommon stock 1,770 $16.75 $29,647.50
Disclosure

SEC source: 0001165002-22-000027 · wf-form4_164609077059846.xml · nonDerivative · entry 1

Gerron Julie Kramer · CIK 0001601790 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,431

Read SEC document
February 23, 2022 Filed Mar 1, 2022 00:38 UTC
Paddon SteveHead of Distribution
Tax withholdingcommon stock 2,952 $16.75 $49,446.00
Disclosure

SEC source: 0001165002-22-000032 · primary_doc.xml · nonDerivative · entry 1

Paddon Steve · CIK 0001755479 · Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,124

Read SEC document
February 23, 2022 Filed Feb 28, 2022 22:57 UTC
Forbes Murray IIIChief Financial Officer
Tax withholdingcommon stock 1,328 $16.75 $22,244.00
Disclosure

SEC source: 0001165002-22-000024 · wf-form4_164608899769884.xml · nonDerivative · entry 1

Forbes Murray III · CIK 0001755464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,868

Read SEC document
February 23, 2022 Filed Feb 28, 2022 22:52 UTC
Gomez FabianChief Operating Officer
Tax withholdingcommon stock 2,233 $16.75 $37,402.75
Disclosure

SEC source: 0001165002-22-000022 · wf-form4_164608871188306.xml · nonDerivative · entry 1

Gomez Fabian · CIK 0001731249 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,009

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November 30, 2021 Filed Dec 1, 2021 23:16 UTC
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 578 $16.65 $9,623.70
Disclosure

SEC source: 0001165002-21-000103 · wf-form4_163840055541354.xml · nonDerivative · entry 2

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,866

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November 29, 2021 Filed Dec 1, 2021 23:16 UTC
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 406 $16.65 $6,759.90
Disclosure

SEC source: 0001165002-21-000103 · wf-form4_163840055541354.xml · nonDerivative · entry 1

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,288

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:40 UTC
CASEY BRIAN ODirector · President & CEO
Purchasecommon stock 3,000 $16.75 $50,250.00
Disclosure

SEC source: 0001165002-21-000099 · wf-form4_163770718765455.xml · nonDerivative · entry 1

CASEY BRIAN O · CIK 0001171437 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,217

Read SEC document
November 22, 2021 Filed Dec 1, 2021 23:14 UTC Amendment
FRANK RICHARD MDirector · Chairman
Purchasecommon stock 1,516 $16.65 $25,241.40
Disclosure

SEC source: 0001165002-21-000101 · wf-form4a_163840043755938.xml · nonDerivative · entry 3

FRANK RICHARD M · CIK 0001204768 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,882

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.