Last 12 months
Inside the activity.
50 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 8 | 0 |
| Dec 2025 | 7 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 13 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 11 | 0 |
| Jun 2026 | 11 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 22:09 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $10.90 | $21,800.00 |
DisclosureSEC source: 0001104659-20-033346 · tm2012679-2_4.xml · nonDerivative · entry 1 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:51 UTC |
BOLDUC JOHNDirector
|
PurchaseCommon Stock, par value $0.001 per share | 40,000 | $12.49 | $499,600.00 |
DisclosureSEC source: 0001104659-20-031417 · tm2012170-1_4.xml · nonDerivative · entry 3 BOLDUC JOHN · CIK 0001050047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 112,429 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.43 to $12.50, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:30 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $12.55 | $25,100.00 |
DisclosureSEC source: 0001104659-20-031952 · tm2012388d1_4.xml · nonDerivative · entry 2 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:30 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $12.75 | $25,500.00 |
DisclosureSEC source: 0001104659-20-031952 · tm2012388d1_4.xml · nonDerivative · entry 1 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:51 UTC |
BOLDUC JOHNDirector
|
PurchaseCommon Stock, par value $0.001 per share | 37,600 | $13.25 | $498,200.00 |
DisclosureSEC source: 0001104659-20-031417 · tm2012170-1_4.xml · nonDerivative · entry 2 BOLDUC JOHN · CIK 0001050047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 72,429 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.19 to $13.25, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:32 UTC |
SMITH G STACYDirector
|
PurchaseCommon Stock, par value $0.001 per share | 3,700 | $13.85 | $51,245.00 |
DisclosureSEC source: 0001104659-20-030227 · tm2011913-2_4.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC |
FRIER RICK PATRICKDirector
|
PurchaseCommon Stock, par value $0.001 per share | 3,700 | $13.88 | $51,356.00 |
DisclosureSEC source: 0001104659-20-030226 · tm2011913-1_4.xml · nonDerivative · entry 1 FRIER RICK PATRICK · CIK 0001669230 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,700 F1 · ownership.nature: Mr. Frier is the Grantor of the Rick P Frier Revocable Trust Dated 12/30/2015, which owns the reported securities. Mr. Frier disclaims beneficial ownership of shares of common stock held by the Rick P. Frier Revocable Trust Dated 12/30/2015, except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:05 UTC |
TAMER ANTHONY10% owner
|
SaleCommon Stock, par value $0.001 per share | 500,000 | $13.40 | $6,700,000.00 |
DisclosureSEC source: 0001104659-19-076205 · tm1927384d4_form4.xml · nonDerivative · entry 1 TAMER ANTHONY · CIK 0001050045 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,863,172 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: On December 20, 2019, the Bayside Funds sold to an institutional investor an aggregate of 500,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the "Common Stock"), at a price of $13.40 per share in a block trade. After the sale (which settled on December 24, 2019), the Bayside Funds collectively hold 4,863,172 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 17:05 UTC |
MNAYMNEH SAMI10% owner
|
SaleCommon Stock, par value $0.001 per share | 500,000 | $13.40 | $6,700,000.00 |
DisclosureSEC source: 0001104659-19-076204 · tm1927384d3_form4.xml · nonDerivative · entry 1 MNAYMNEH SAMI · CIK 0001050046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,863,172 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: On December 20, 2019, the Bayside Funds sold to an institutional investor an aggregate of 500,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the "Common Stock"), at a price of $13.40 per share in a block trade. After the sale (which settled on December 24, 2019), the Bayside Funds collectively hold 4,863,172 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:12 UTC |
MNAYMNEH SAMI10% owner
|
SaleCommon Stock, par value $0.001 per share | 337,500 | $13.83 | $4,667,625.00 |
DisclosureSEC source: 0001104659-19-072637 · tm1925164-2_4.xml · nonDerivative · entry 1 MNAYMNEH SAMI · CIK 0001050046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,363,172 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 337,500 shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:10 UTC |
TAMER ANTHONY10% owner
|
SaleCommon Stock, par value $0.001 per share | 337,500 | $13.83 | $4,667,625.00 |
DisclosureSEC source: 0001104659-19-072633 · tm1925164-1_4.xml · nonDerivative · entry 1 TAMER ANTHONY · CIK 0001050045 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,363,172 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 337,500 shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:36 UTC |
TAMER ANTHONY10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,250,000 | $13.83 | $31,117,500.00 |
DisclosureSEC source: 0001104659-19-071093 · tm1924832-1_4.xml · nonDerivative · entry 1 TAMER ANTHONY · CIK 0001050045 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,700,672 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 2,250,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on December 5, 2019 and closed on December 9, 2019. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:37 UTC |
MNAYMNEH SAMI10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,250,000 | $13.83 | $31,117,500.00 |
DisclosureSEC source: 0001104659-19-071094 · tm1924832-2_4.xml · nonDerivative · entry 1 MNAYMNEH SAMI · CIK 0001050046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,700,672 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 2,250,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on December 5, 2019 and closed on December 9, 2019. Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 18:16 UTC |
TAMER ANTHONY10% owner
|
SaleCommon Stock, par value $0.001 per share | 229,328 | $14.00 | $3,210,592.00 |
DisclosureSEC source: 0001144204-19-032792 · tv524455_form4.xml · nonDerivative · entry 1 TAMER ANTHONY · CIK 0001050045 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,950,672 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 229,328 shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 18:16 UTC |
MNAYMNEH SAMI10% owner
|
SaleCommon Stock, par value $0.001 per share | 229,328 | $14.00 | $3,210,592.00 |
DisclosureSEC source: 0001144204-19-032793 · tv524456_form4.xml · nonDerivative · entry 1 MNAYMNEH SAMI · CIK 0001050046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,950,672 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 229,328 shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 17:38 UTC |
Burke Kevin FrancisDirector
|
PurchaseCommon Stock, par value $0.001 per share | 3,000 | $14.00 | $42,000.00 |
DisclosureSEC source: 0001144204-19-031363 · tv523720_4.xml · nonDerivative · entry 1 Burke Kevin Francis · CIK 0001706201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,530 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 19:09 UTC |
TAMER ANTHONY10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,350,000 | $14.00 | $32,900,000.00 |
DisclosureSEC source: 0001144204-19-031229 · tv523568_4.xml · nonDerivative · entry 1 TAMER ANTHONY · CIK 0001050045 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,180,000 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 2,350,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on June 14, 2019 and is expected to close on June 18, 2019. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 19:11 UTC |
MNAYMNEH SAMI10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,350,000 | $14.00 | $32,900,000.00 |
DisclosureSEC source: 0001144204-19-031231 · tv523569_4.xml · nonDerivative · entry 1 MNAYMNEH SAMI · CIK 0001050046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,180,000 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: Reflects the sale of 2,350,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on June 14, 2019 and is expected to close on June 18, 2019. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 21:48 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $13.00 | $26,000.00 |
DisclosureSEC source: 0001144204-18-062344 · tv508071_form4.xml · nonDerivative · entry 2 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 16:32 UTC |
Burke Kevin FrancisDirector
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $12.94 | $25,880.00 |
DisclosureSEC source: 0001144204-18-062619 · tv508279_4.xml · nonDerivative · entry 1 Burke Kevin Francis · CIK 0001706201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,530 Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:48 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $13.14 | $26,280.00 |
DisclosureSEC source: 0001144204-18-062344 · tv508071_form4.xml · nonDerivative · entry 1 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 17:15 UTC |
Burke Kevin FrancisDirector
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $13.62 | $27,240.00 |
DisclosureSEC source: 0001144204-18-060305 · tv507376_4.xml · nonDerivative · entry 2 Burke Kevin Francis · CIK 0001706201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,530 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:15 UTC |
Burke Kevin FrancisDirector
|
PurchaseCommon Stock, par value $0.001 per share | 530 | $13.50 | $7,155.00 |
DisclosureSEC source: 0001144204-18-060305 · tv507376_4.xml · nonDerivative · entry 1 Burke Kevin Francis · CIK 0001706201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:31 UTC |
TAMER ANTHONY10% owner
|
SaleCommon Stock, par value $0.001 per share | 972,622 | $13.88 | $13,499,993.36 |
DisclosureSEC source: 0001144204-18-047634 · tv502168_4.xml · nonDerivative · entry 1 TAMER ANTHONY · CIK 0001050045 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,530,000 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: On August 29, 2018, the Bayside Funds agreed to sell in a block trade, through one or more of their direct or indirect subsidiaries, to a large institutional investor, an aggregate of 972,622 shares of Common Stock at a price of $13.88 per share. After the sale, the Bayside Funds collectively hold 10,530,000 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:32 UTC |
MNAYMNEH SAMI10% owner
|
SaleCommon Stock, par value $0.001 per share | 972,622 | $13.88 | $13,499,993.36 |
DisclosureSEC source: 0001144204-18-047635 · tv502170_4.xml · nonDerivative · entry 1 MNAYMNEH SAMI · CIK 0001050046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,530,000 F1 · ownership.nature: Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: On August 29, 2018, the Bayside Funds agreed to sell in a block trade, through one or more of their direct or indirect subsidiaries, to a large institutional investor, an aggregate of 972,622 shares of Common Stock at a price of $13.88 per share. After the sale, the Bayside Funds collectively hold 10,530,000 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 21:09 UTC |
SMITH G STACYDirector
|
SaleCommon Stock, par value $0.001 per share | 9,000 | $14.19 | $127,692.00 |
DisclosureSEC source: 0001144204-18-044952 · tv501042_4.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.24, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:09 UTC |
SMITH G STACYDirector
|
SaleCommon Stock, par value $0.001 per share | 3,000 | $14.47 | $43,419.00 |
DisclosureSEC source: 0001144204-18-044952 · tv501042_4.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.47 to $14.486, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 20:30 UTC |
SMITH G STACYDirector
|
SaleCommon Stock, par value $0.001 per share | 7,210 | $14.98 | $108,005.80 |
DisclosureSEC source: 0001144204-18-033750 · tv496277_4.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:30 UTC |
SMITH G STACYDirector
|
SaleCommon Stock, par value $0.001 per share | 10,790 | $14.88 | $160,555.20 |
DisclosureSEC source: 0001144204-18-033750 · tv496277_4.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,210 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:02 UTC |
BOLDUC JOHNDirector
|
PurchaseCommon Stock, par value $0.001 per share | 7,201 | $12.50 | $90,012.50 |
DisclosureSEC source: 0001144204-18-019252 · tv490443_4.xml · nonDerivative · entry 2 BOLDUC JOHN · CIK 0001050047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 34,829 F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 22:07 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 1,800 | $12.85 | $23,130.00 |
DisclosureSEC source: 0001144204-18-015009 · tv488635_form4.xml · nonDerivative · entry 2 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 22:07 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 200 | $12.85 | $2,570.00 |
DisclosureSEC source: 0001144204-18-015009 · tv488635_form4.xml · nonDerivative · entry 1 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Read SEC document |
| March 07, 2018 Filed Mar 12, 2018 21:54 UTC |
Aronson Stuart DDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $12.58 | $25,160.00 |
DisclosureSEC source: 0001144204-18-014176 · tv488333_form4.xml · nonDerivative · entry 1 Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 20:01 UTC |
PUCKETT RICK DDirector
|
GiftCommon Stock, par value $0.001 per share | 18,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-051882 · v476643_4.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction represents the transfer of shares from Mr. Puckett's account to the account of the Jen and Rick Puckett Foundation. This transaction is exempt from Section 16 pursuant to Rule 16b-5, as it is a bona fide gift. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 22:45 UTC |
BOLDUC JOHNDirector
|
PurchaseCommon Stock, par value $0.001 per share | 2,450 | $10.88 | $26,656.00 |
DisclosureSEC source: 0001144204-16-132914 · v452699_4.xml · nonDerivative · entry 3 BOLDUC JOHN · CIK 0001050047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,628 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:45 UTC |
BOLDUC JOHNDirector
|
PurchaseCommon Stock, par value $0.001 per share | 730 | $10.74 | $7,840.20 |
DisclosureSEC source: 0001144204-16-132914 · v452699_4.xml · nonDerivative · entry 2 BOLDUC JOHN · CIK 0001050047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,178 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.64 to $10.82, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.