Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2019 Filed Mar 25, 2019 20:16 UTC |
CADENT ENERGY PARTNERS II LPDirector · 10% owner
Cadent Energy Partners II-GP, LPDirector · 10% owner
Cadent Energy Partners, LLCDirector · 10% owner
CEP II-GP, LLCDirector · 10% owner
|
SaleClass A Common Stock | 5,950,000 | $35.93 | $213,783,500.00 |
DisclosureSEC source: 0001104659-19-017224 · a4.xml · nonDerivative · entry 3 CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:16 UTC |
CADENT ENERGY PARTNERS II LPDirector · 10% owner
Cadent Energy Partners II-GP, LPDirector · 10% owner
Cadent Energy Partners, LLCDirector · 10% owner
CEP II-GP, LLCDirector · 10% owner
|
OtherClass A Common Stock | 5,950,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017224 · a4.xml · nonDerivative · entry 2 CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,955,264 F2 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock. F2 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:16 UTC |
CADENT ENERGY PARTNERS II LPDirector · 10% owner
Cadent Energy Partners II-GP, LPDirector · 10% owner
Cadent Energy Partners, LLCDirector · 10% owner
CEP II-GP, LLCDirector · 10% owner
|
Disposition to issuerClass B Common Stock | 5,950,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017224 · a4.xml · nonDerivative · entry 1 CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,347,466 F1 · price: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:06 UTC |
Semple AlanDirector
|
SaleClass A Common Stock | 9,130 | $35.93 | $328,040.90 |
DisclosureSEC source: 0001104659-19-017217 · a4.xml · nonDerivative · entry 1 Semple Alan · CIK 0001701710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,064 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:09 UTC |
MCGOVERN MICHAEL YDirector
|
OtherUnits · Derivative | 17,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017219 · a4.xml · derivative · entry 4 MCGOVERN MICHAEL Y · CIK 0001259039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,018 Underlying: Class A Common Stock · 17,391 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F5 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F1 · kind: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F6 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F5 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F5 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:09 UTC |
MCGOVERN MICHAEL YDirector
|
SaleClass A Common Stock | 17,391 | $35.93 | $624,858.63 |
DisclosureSEC source: 0001104659-19-017219 · a4.xml · nonDerivative · entry 3 MCGOVERN MICHAEL Y · CIK 0001259039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:09 UTC |
MCGOVERN MICHAEL YDirector
|
OtherClass A Common Stock | 17,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017219 · a4.xml · nonDerivative · entry 2 MCGOVERN MICHAEL Y · CIK 0001259039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,655 F2 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock. F2 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:09 UTC |
MCGOVERN MICHAEL YDirector
|
Disposition to issuerClass B Common Stock | 17,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017219 · a4.xml · nonDerivative · entry 1 MCGOVERN MICHAEL Y · CIK 0001259039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,018 F1 · price: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:07 UTC |
Rosenthal Gary LDirector
|
SaleClass A Common Stock | 16,957 | $35.93 | $609,265.01 |
DisclosureSEC source: 0001104659-19-017218 · a4.xml · nonDerivative · entry 1 Rosenthal Gary L · CIK 0001198825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,237 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
OtherUnits · Derivative | 362,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · derivative · entry 14 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,674,525 Underlying: Class A Common Stock · 362,492 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F3 · kind: In connection with the Offering, Cactus Enterprises distributed Class B Common Stock and Units to certain of its members other than those controlled by the Reporting Person. F10 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
OtherUnits · Derivative | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · derivative · entry 13 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,234,990 Underlying: Class A Common Stock · 1,802,027 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F2 · kind: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F10 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
GrantUnits · Derivative | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · derivative · entry 12 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 Underlying: Class A Common Stock · 1,802,027 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F1 · kind: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and SJB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to SJB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F8 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
OtherUnits · Derivative | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · derivative · entry 11 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,903,405 Underlying: Class A Common Stock · 133,612 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F2 · kind: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F10 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
GrantUnits · Derivative | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · derivative · entry 10 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 Underlying: Class A Common Stock · 133,612 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F1 · kind: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and SJB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to SJB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F8 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
SaleClass A Common Stock | 1,802,027 | $35.93 | $64,746,830.11 |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 9 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
OtherClass A Common Stock | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 8 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815,519 F6 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. F6 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
SaleClass A Common Stock | 133,612 | $35.93 | $4,800,679.16 |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 7 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
OtherClass A Common Stock | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 6 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,744 F6 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. F6 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
OtherClass B Common Stock | 362,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 5 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,674,525 F3 · kind: In connection with the Offering, Cactus Enterprises distributed Class B Common Stock and Units to certain of its members other than those controlled by the Reporting Person. F3 · price: In connection with the Offering, Cactus Enterprises distributed Class B Common Stock and Units to certain of its members other than those controlled by the Reporting Person. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
Disposition to issuerClass B Common Stock | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 4 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,234,990 F2 · price: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
GrantClass B Common Stock | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 3 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 F1 · price: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and SJB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to SJB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
Disposition to issuerClass B Common Stock | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 2 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,903,405 F2 · price: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and SJB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender ScottDirector · President and CEO · 10% owner
|
GrantClass B Common Stock | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017237 · a4.xml · nonDerivative · entry 1 Bender Scott · CIK 0001701688 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 F1 · price: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and SJB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to SJB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
OtherUnits · Derivative | 362,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · derivative · entry 14 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,674,525 Underlying: Class A Common Stock · 362,492 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F3 · kind: In connection with the Offering, Cactus Enterprises distributed Class B Common Stock and Units to certain of its members other than those controlled by the Reporting Person. F10 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
OtherUnits · Derivative | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · derivative · entry 13 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,234,990 Underlying: Class A Common Stock · 1,802,027 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F2 · kind: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F10 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
GrantUnits · Derivative | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · derivative · entry 12 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 Underlying: Class A Common Stock · 1,802,027 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F1 · kind: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and JAB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to JAB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F8 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
OtherUnits · Derivative | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · derivative · entry 11 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,903,405 Underlying: Class A Common Stock · 133,612 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F2 · kind: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F10 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
GrantUnits · Derivative | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · derivative · entry 10 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 Underlying: Class A Common Stock · 133,612 shares Expires not disclosed F7 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F8 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F1 · kind: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and JAB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to JAB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F8 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F8 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F9 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for Shares of Class A Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
SaleClass A Common Stock | 1,802,027 | $35.93 | $64,746,830.11 |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 9 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
OtherClass A Common Stock | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 8 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815,159 F6 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. F6 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
SaleClass A Common Stock | 133,612 | $35.93 | $4,800,679.16 |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 7 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
OtherClass A Common Stock | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 6 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,744 F6 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. F6 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP acquired 1,802,027 and 133,612 shares of Class A Common Stock, respectively. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
OtherClass B Common Stock | 362,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 5 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,674,525 F3 · kind: In connection with the Offering, Cactus Enterprises distributed Class B Common Stock and Units to certain of its members other than those controlled by the Reporting Person. F3 · price: In connection with the Offering, Cactus Enterprises distributed Class B Common Stock and Units to certain of its members other than those controlled by the Reporting Person. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
Disposition to issuerClass B Common Stock | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 4 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,234,990 F2 · price: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
GrantClass B Common Stock | 1,802,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 3 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 F1 · price: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and JAB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to JAB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
Disposition to issuerClass B Common Stock | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 2 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,903,405 F2 · price: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, BIC and JAB BIC LP disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 01:51 UTC |
Bender JoelDirector · COO and Senior VP · 10% owner
|
GrantClass B Common Stock | 133,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017236 · a4.xml · nonDerivative · entry 1 Bender Joel · CIK 0001701689 · Director · COO and Senior VP · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,037,017 F1 · price: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, Bender Investment Company, a Nevada corporation ("BIC"), and JAB BIC LP, a Texas limited partnership, both of which are controlled by the Reporting Person, redeemed a portion of their ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises. In connection with the redemptions of interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 1,802,027 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to JAB BIC LP 133,612 Units and a corresponding number of shares of Class B Common Stock. F4 · ownership.nature: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. F5 · ownership.nature: Following all of the transactions reported herein, the Reporting Person is deemed to beneficially own 18,738,886 shares of Class B Common Stock and 18,738,886 Units owned by Cactus Enterprises. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:21 UTC |
Bender StevenVP of Operations
|
OtherUnits · Derivative | 228,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017226 · a4.xml · derivative · entry 6 Bender Steven · CIK 0001701687 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 228,880 shares Expires not disclosed F4 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F5 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F2 · kind: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. F7 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering. F5 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F5 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:21 UTC |
Bender StevenVP of Operations
|
GrantUnits · Derivative | 228,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017226 · a4.xml · derivative · entry 5 Bender Steven · CIK 0001701687 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,880 Underlying: Class A Common Stock · 228,880 shares Expires not disclosed F4 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F5 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F1 · kind: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, the Reporting Person redeemed a portion of his ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises (the "Cactus Enterprises Agreement"), in return for which Cactus Enterprises distributed to the Reporting Person, a corresponding number of shares of Class B Common Stock and a corresponding number of Units (as defined below). F5 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F5 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. F5 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him. F6 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:21 UTC |
Bender StevenVP of Operations
|
SaleClass A Common Stock | 228,880 | $35.93 | $8,223,658.40 |
DisclosureSEC source: 0001104659-19-017226 · a4.xml · nonDerivative · entry 4 Bender Steven · CIK 0001701687 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,820 Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:21 UTC |
Bender StevenVP of Operations
|
OtherClass A Common Stock | 228,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017226 · a4.xml · nonDerivative · entry 3 Bender Steven · CIK 0001701687 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,700 F3 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock. F3 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:21 UTC |
Bender StevenVP of Operations
|
Disposition to issuerClass B Common Stock | 228,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017226 · a4.xml · nonDerivative · entry 2 Bender Steven · CIK 0001701687 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: These securities were disposed of in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:21 UTC |
Bender StevenVP of Operations
|
GrantClass B Common Stock | 228,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-017226 · a4.xml · nonDerivative · entry 1 Bender Steven · CIK 0001701687 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,880 F1 · price: These securities were acquired in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the Offering, the Reporting Person redeemed a portion of his ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises (the "Cactus Enterprises Agreement"), in return for which Cactus Enterprises distributed to the Reporting Person, a corresponding number of shares of Class B Common Stock and a corresponding number of Units (as defined below). Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:57 UTC |
ODONNELL JOHN ADirector
|
GrantRestricted Stock Units · Derivative | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014667 · a4.xml · derivative · entry 1 ODONNELL JOHN A · CIK 0001173592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 Underlying: Class A Common Stock · 2,675 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:58 UTC |
Semple AlanDirector
|
GrantRestricted Stock Units · Derivative | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014669 · a4.xml · derivative · entry 1 Semple Alan · CIK 0001701710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,535 Underlying: Class A Common Stock · 2,675 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F3 · balance_after: Includes restricted stock units previously granted to the reporting person that remain subject to vesting. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:58 UTC |
SMITH IKE C.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 6,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014670 · a4.xml · derivative · entry 1 SMITH IKE C. · CIK 0001466006 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,900 Underlying: Class A Common Stock · 6,382 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F3 · balance_after: Includes restricted stock units previously granted to the reporting person that remain subject to vesting. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:56 UTC |
MCGOVERN MICHAEL YDirector
|
GrantRestricted Stock Units · Derivative | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014666 · a4.xml · derivative · entry 1 MCGOVERN MICHAEL Y · CIK 0001259039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 Underlying: Class A Common Stock · 2,675 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:57 UTC |
Rosenthal Gary LDirector
|
GrantRestricted Stock Units · Derivative | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014668 · a4.xml · derivative · entry 1 Rosenthal Gary L · CIK 0001198825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,535 Underlying: Class A Common Stock · 2,675 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F3 · balance_after: Includes restricted stock units previously granted to the reporting person that remain subject to vesting. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:58 UTC |
Tadlock StephenVP and Chief Admin Officer
|
GrantRestricted Stock Units · Derivative | 40,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014671 · a4.xml · derivative · entry 1 Tadlock Stephen · CIK 0001710396 · VP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,008 Underlying: Class A Common Stock · 40,218 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F3 · balance_after: Includes restricted stock units previously granted to the reporting person that remain subject to vesting. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:56 UTC |
Isaac David JohnGC and VP of Administration
|
GrantRestricted Stock Units · Derivative | 12,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-014665 · a4.xml · derivative · entry 1 Isaac David John · CIK 0001754023 · GC and VP of Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,157 Underlying: Class A Common Stock · 12,041 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F3 · balance_after: Includes restricted stock units previously granted to the reporting person that remain subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.