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WYNDHAM HOTELS & RESORTS, INC.

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Tapewire entity
3874
SEC CIK
0001722684
Parsed reports
780

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202603
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2024 Filed Dec 18, 2024 21:25 UTC
Ballotti Geoffrey ADirector · President and CEO
Exercise / conversionCommon Stock 32,742 $53.40 $1,748,422.80
Disclosure

SEC source: 0001437749-24-037852 · rdgdoc.xml · nonDerivative · entry 1

Ballotti Geoffrey A · CIK 0001397086 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 410,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on February 25, 2026 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted September 10, 2024.

F2 · balance_after: Represents shares of common stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:17 UTC
ALLEN MICHELECFO & Head of Strategy
Exercise / conversionNon-Qualified Stock Options · Derivative 16,371 $0.00 Strike: $53.40 $0.00
Disclosure

SEC source: 0001437749-24-037355 · rdgdoc.xml · derivative · entry 7

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,371

Underlying: Common Stock · 16,371 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on February 25, 2026 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted September 10, 2024.

F7 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of February 27, 2020.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:17 UTC
ALLEN MICHELECFO & Head of Strategy
SaleCommon Stock 600 $101.80 $61,080.00
Disclosure

SEC source: 0001437749-24-037355 · rdgdoc.xml · nonDerivative · entry 4

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,056

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on February 25, 2026 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted September 10, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.635 to $102.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents shares of common stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:17 UTC
ALLEN MICHELECFO & Head of Strategy
SaleCommon Stock 11,168 $101.09 $1,128,973.12
Disclosure

SEC source: 0001437749-24-037355 · rdgdoc.xml · nonDerivative · entry 3

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,656

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on February 25, 2026 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted September 10, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.62 to $101.505, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents shares of common stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:17 UTC
ALLEN MICHELECFO & Head of Strategy
SaleCommon Stock 4,603 $100.12 $460,852.36
Disclosure

SEC source: 0001437749-24-037355 · rdgdoc.xml · nonDerivative · entry 2

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,824

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on February 25, 2026 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted September 10, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.61 to $100.495, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents shares of common stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:17 UTC
ALLEN MICHELECFO & Head of Strategy
Exercise / conversionCommon Stock 16,371 $53.40 $874,211.40
Disclosure

SEC source: 0001437749-24-037355 · rdgdoc.xml · nonDerivative · entry 1

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on February 25, 2026 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted September 10, 2024.

F2 · balance_after: Represents shares of common stock.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 21:17 UTC
Strickland Scott R.Chief Commercial Officer
SaleCommon Stock 2,850 $88.14 $251,196.15
Disclosure

SEC source: 0001437749-24-033934 · rdgdoc.xml · nonDerivative · entry 1

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,062

F1 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:37 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032169 · rdgdoc.xml · nonDerivative · entry 3

HOLMES STEPHEN P · CIK 0001028284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,371

F4 · kind: Represents a bona fide gift of shares of common stock for charitable purposes.

F2 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:37 UTC SaleCommon Stock 37,165 $91.32 $3,393,907.80
Disclosure

SEC source: 0001437749-24-032169 · rdgdoc.xml · nonDerivative · entry 2

HOLMES STEPHEN P · CIK 0001028284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,371

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:37 UTC SaleCommon Stock 42,835 $90.75 $3,887,276.25
Disclosure

SEC source: 0001437749-24-032169 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,536

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:39 UTC
Rossi NicolaChief Accounting Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 21,828 $0.00 Strike: $53.40 $0.00
Disclosure

SEC source: 0001437749-24-032171 · rdgdoc.xml · derivative · entry 5

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,828 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction to exercise previously granted non-qualified stock options.

F5 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of February 27, 2020.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:39 UTC
Rossi NicolaChief Accounting Officer
SaleCommon Stock 21,828 $91.04 $1,987,221.12
Disclosure

SEC source: 0001437749-24-032171 · rdgdoc.xml · nonDerivative · entry 3

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304

F2 · kind: Transaction to exercise previously granted non-qualified stock options.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.99 to $91.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:39 UTC
Rossi NicolaChief Accounting Officer
Exercise / conversionCommon Stock 21,828 $53.40 $1,165,615.20
Disclosure

SEC source: 0001437749-24-032171 · rdgdoc.xml · nonDerivative · entry 2

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction to exercise previously granted non-qualified stock options.

F1 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:39 UTC
Rossi NicolaChief Accounting Officer
SaleCommon Stock 3,500 $91.10 $318,850.00
Disclosure

SEC source: 0001437749-24-032171 · rdgdoc.xml · nonDerivative · entry 1

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304

F1 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 26, 2024 00:38 UTC
ALLEN MICHELECFO & Head of Strategy
SaleCommon Stock 15,000 $89.99 $1,349,850.00
Disclosure

SEC source: 0001437749-24-032170 · rdgdoc.xml · nonDerivative · entry 1

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,056

F1 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:21 UTC GrantCommon Stock 548 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032477 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,515

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032472 · rdgdoc.xml · nonDerivative · entry 1

BUCKMAN JAMES E · CIK 0001128483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,466

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 417 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032471 · rdgdoc.xml · nonDerivative · entry 2

BIBLOWIT MYRA J · CIK 0001128480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,122

F3 · shares: Deferred stock units issued for quarterly dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F4 · balance_after: Represents deferred stock units.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 358 $90.63 $32,445.54
Disclosure

SEC source: 0001437749-24-032471 · rdgdoc.xml · nonDerivative · entry 1

BIBLOWIT MYRA J · CIK 0001128480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,599

F1 · shares: Common stock issued for quarterly retainer fees.

F2 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032475 · rdgdoc.xml · nonDerivative · entry 1

NELSON RONALD L · CIK 0001176368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,110

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032473 · rdgdoc.xml · nonDerivative · entry 1

CHURCHILL BRUCE · CIK 0001273861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,688

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032476 · rdgdoc.xml · nonDerivative · entry 2

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,097

F3 · shares: Deferred stock units issued for quarterly dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F4 · balance_after: Represents deferred stock units.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC GrantCommon Stock 375 $90.63 $33,986.25
Disclosure

SEC source: 0001437749-24-032476 · rdgdoc.xml · nonDerivative · entry 1

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,846

F1 · shares: Common stock issued for quarterly retainer fees.

F2 · balance_after: Represents shares of common stock.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:20 UTC
Deoras MukulDirector
GrantCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032474 · rdgdoc.xml · nonDerivative · entry 1

Deoras Mukul · CIK 0001576939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,739

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:21 UTC
Melancon MonicaChief Human Resource Officer
SaleCommon Stock 5,040 $77.66 $391,407.91
Disclosure

SEC source: 0001437749-24-028862 · rdgdoc.xml · nonDerivative · entry 1

Melancon Monica · CIK 0001847331 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,606

F1 · balance_after: Represents shares of common stock.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 21:04 UTC
Rossi NicolaChief Accounting Officer
SaleCommon Stock 303 $76.79 $23,265.86
Disclosure

SEC source: 0001437749-24-023937 · rdgdoc.xml · nonDerivative · entry 2

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,804

F1 · balance_after: Represents shares of common stock.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:04 UTC GrantCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023934 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,967

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:03 UTC GrantCommon Stock 974 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023931 · rdgdoc.xml · nonDerivative · entry 1

BUCKMAN JAMES E · CIK 0001128483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,609

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:03 UTC GrantCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023929 · rdgdoc.xml · nonDerivative · entry 2

BIBLOWIT MYRA J · CIK 0001128480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,705

F3 · shares: Deferred stock units issued for quarterly dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F4 · balance_after: Represents deferred stock units.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:03 UTC GrantCommon Stock 424 $76.57 $32,465.68
Disclosure

SEC source: 0001437749-24-023929 · rdgdoc.xml · nonDerivative · entry 1

BIBLOWIT MYRA J · CIK 0001128480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,241

F1 · shares: Common stock issued for quarterly retainer fees.

F2 · balance_after: Represents shares of common stock.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:04 UTC GrantCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023935 · rdgdoc.xml · nonDerivative · entry 1

NELSON RONALD L · CIK 0001176368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,697

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:03 UTC GrantCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023932 · rdgdoc.xml · nonDerivative · entry 1

CHURCHILL BRUCE · CIK 0001273861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,207

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:04 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023936 · rdgdoc.xml · nonDerivative · entry 2

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,820

F3 · shares: Deferred stock units issued for quarterly dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F4 · balance_after: Represents deferred stock units.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:04 UTC GrantCommon Stock 444 $76.57 $33,997.08
Disclosure

SEC source: 0001437749-24-023936 · rdgdoc.xml · nonDerivative · entry 1

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,471

F1 · shares: Common stock issued for quarterly retainer fees.

F2 · balance_after: Represents shares of common stock.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:04 UTC
Rossi NicolaChief Accounting Officer
SaleCommon Stock 7,297 $76.70 $559,679.90
Disclosure

SEC source: 0001437749-24-023937 · rdgdoc.xml · nonDerivative · entry 1

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,107

F1 · balance_after: Represents shares of common stock.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:03 UTC
Deoras MukulDirector
GrantCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023933 · rdgdoc.xml · nonDerivative · entry 1

Deoras Mukul · CIK 0001576939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,304

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Represents deferred stock units.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:58 UTC
Strickland Scott R.Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 4,266 $0.00 Strike: $61.40 $0.00
Disclosure

SEC source: 0001437749-24-019062 · rdgdoc.xml · derivative · entry 4

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,266 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F5 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of June 1, 2018.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:58 UTC
Strickland Scott R.Chief Commercial Officer
SaleCommon Stock 4,076 $67.81 $276,393.56
Disclosure

SEC source: 0001437749-24-019062 · rdgdoc.xml · nonDerivative · entry 2

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,912

F3 · kind: Sale of common stock effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024 solely to cover option costs, tax obligations, commissions and fees incident to the exercise of non-qualified stock options granted in accordance with Rule 16b-3 and the delivery of shares in respect thereof.

F2 · balance_after: Represents shares of common stock.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:58 UTC
Strickland Scott R.Chief Commercial Officer
Exercise / conversionCommon Stock 4,266 $61.40 $261,932.40
Disclosure

SEC source: 0001437749-24-019062 · rdgdoc.xml · nonDerivative · entry 1

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F2 · balance_after: Represents shares of common stock.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:58 UTC
ALLEN MICHELECFO & Head of Strategy
Exercise / conversionNon-Qualified Stock Options · Derivative 1,333 $0.00 Strike: $61.40 $0.00
Disclosure

SEC source: 0001437749-24-019061 · rdgdoc.xml · derivative · entry 5

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F5 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of June 1, 2018.

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May 30, 2024 Filed Jun 3, 2024 20:58 UTC
ALLEN MICHELECFO & Head of Strategy
SaleCommon Stock 1,274 $67.81 $86,389.94
Disclosure

SEC source: 0001437749-24-019061 · rdgdoc.xml · nonDerivative · entry 2

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,056

F3 · kind: Sale of common stock effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024 solely to cover option costs, tax obligations, commissions and fees incident to the exercise of non-qualified stock options granted in accordance with Rule 16b-3 and the delivery of shares in respect thereof.

F2 · balance_after: Represents shares of common stock.

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May 30, 2024 Filed Jun 3, 2024 20:58 UTC
ALLEN MICHELECFO & Head of Strategy
Exercise / conversionCommon Stock 1,333 $61.40 $81,846.20
Disclosure

SEC source: 0001437749-24-019061 · rdgdoc.xml · nonDerivative · entry 1

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F2 · balance_after: Represents shares of common stock.

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May 24, 2024 Filed May 29, 2024 20:29 UTC
Strickland Scott R.Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 4,266 $0.00 Strike: $61.40 $0.00
Disclosure

SEC source: 0001437749-24-018598 · rdgdoc.xml · derivative · entry 4

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,266

Underlying: Common Stock · 4,266 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F5 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of June 1, 2018.

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May 24, 2024 Filed May 29, 2024 20:29 UTC
Strickland Scott R.Chief Commercial Officer
SaleCommon Stock 4,040 $69.46 $280,618.40
Disclosure

SEC source: 0001437749-24-018598 · rdgdoc.xml · nonDerivative · entry 2

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,722

F3 · kind: Sale of common stock effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024 solely to cover option costs, tax obligations, commissions and fees incident to the exercise of non-qualified stock options granted in accordance with Rule 16b-3 and the delivery of shares in respect thereof.

F2 · balance_after: Represents shares of common stock.

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May 24, 2024 Filed May 29, 2024 20:29 UTC
Strickland Scott R.Chief Commercial Officer
Exercise / conversionCommon Stock 4,266 $61.40 $261,932.40
Disclosure

SEC source: 0001437749-24-018598 · rdgdoc.xml · nonDerivative · entry 1

Strickland Scott R. · CIK 0001738507 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F2 · balance_after: Represents shares of common stock.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:28 UTC
ALLEN MICHELECFO & Head of Strategy
Exercise / conversionNon-Qualified Stock Options · Derivative 1,334 $0.00 Strike: $61.40 $0.00
Disclosure

SEC source: 0001437749-24-018597 · rdgdoc.xml · derivative · entry 5

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 1,334 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F5 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of June 1, 2018.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:28 UTC
ALLEN MICHELECFO & Head of Strategy
SaleCommon Stock 1,264 $69.46 $87,797.44
Disclosure

SEC source: 0001437749-24-018597 · rdgdoc.xml · nonDerivative · entry 2

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,997

F3 · kind: Sale of common stock effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024 solely to cover option costs, tax obligations, commissions and fees incident to the exercise of non-qualified stock options granted in accordance with Rule 16b-3 and the delivery of shares in respect thereof.

F2 · balance_after: Represents shares of common stock.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:28 UTC
ALLEN MICHELECFO & Head of Strategy
Exercise / conversionCommon Stock 1,334 $61.40 $81,907.60
Disclosure

SEC source: 0001437749-24-018597 · rdgdoc.xml · nonDerivative · entry 1

ALLEN MICHELE · CIK 0001768145 · CFO & Head of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2024.

F2 · balance_after: Represents shares of common stock.

Read SEC document
May 02, 2024 Filed May 3, 2024 20:37 UTC
Ballotti Geoffrey ADirector · President and CEO
SaleCommon Stock 187 $73.61 $13,765.07
Disclosure

SEC source: 0001437749-24-014667 · rdgdoc.xml · nonDerivative · entry 3

Ballotti Geoffrey A · CIK 0001397086 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,525

F3 · kind: Sale of common stock effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2022 solely to cover option costs, tax obligations, commissions and fees incident to the exercise of non-qualified stock options granted in accordance with Rule 16b-3 and the delivery of shares in respect thereof.

F2 · balance_after: Represents shares of common stock.

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May 01, 2024 Filed May 3, 2024 20:37 UTC
Ballotti Geoffrey ADirector · President and CEO
Exercise / conversionNon-Qualified Stock Options · Derivative 213,310 $0.00 Strike: $61.40 $0.00
Disclosure

SEC source: 0001437749-24-014667 · rdgdoc.xml · derivative · entry 5

Ballotti Geoffrey A · CIK 0001397086 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213,310 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise previously granted non-qualified stock options expiring on June 1, 2024 and effectuated pursuant to Rule 10b5-1 Trading Plan adopted February 23, 2022.

F6 · derivative.exercise_date: The options vested in four equal installments on each of the first four anniversaries of June 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.