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Nasdaq · USD

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GeneDx Holdings Corp.

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Tapewire entity
1634
SEC CIK
0001818331
Parsed reports
438

Last 12 months

Inside the activity.

34 purchase rows · 105 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025015
Dec 2025025
Jan 202603
Feb 2026012
Mar 20261025
Apr 202603
May 2026220
Jun 202629
Jul 202600
Aug 202600
Sep 2026013
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 4, 2023 20:15 UTC Exercise / conversionClass A Common Stock 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027339 · doc4.xml · nonDerivative · entry 1

Sherman Rachel E. · CIK 0001784705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:11 UTC Exercise / conversionRestricted Stock Unit · Derivative 30,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027332 · doc4.xml · derivative · entry 2

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The underlying shares vest as to 1/3 of the total award annually beginning on May 2, 2023 until fully vested, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

F2 · derivative.expiration_date: The underlying shares vest as to 1/3 of the total award annually beginning on May 2, 2023 until fully vested, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:11 UTC Exercise / conversionClass A Common Stock 30,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027332 · doc4.xml · nonDerivative · entry 1

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:09 UTC
Meister Keith A.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027327 · doc4.xml · derivative · entry 3

Meister Keith A. · CIK 0001307631 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The underlying shares shall vest on the earlier of the (a) date of the 2023 annual meeting of the Issuer's stockholders, and (b) first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

F4 · derivative.expiration_date: The underlying shares shall vest on the earlier of the (a) date of the 2023 annual meeting of the Issuer's stockholders, and (b) first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:09 UTC
Meister Keith A.Director · 10% owner
Exercise / conversionClass A Common Stock 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027327 · doc4.xml · nonDerivative · entry 1

Meister Keith A. · CIK 0001307631 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027320 · doc4.xml · derivative · entry 2

Leproust Emily M. · CIK 0001753655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The underlying shares shall vest on the earlier of the (a) date of the 2023 annual meeting of the Issuer's stockholders, and (b) first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

F2 · derivative.expiration_date: The underlying shares shall vest on the earlier of the (a) date of the 2023 annual meeting of the Issuer's stockholders, and (b) first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:07 UTC Exercise / conversionClass A Common Stock 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027320 · doc4.xml · nonDerivative · entry 1

Leproust Emily M. · CIK 0001753655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:04 UTC
Casdin EliDirector
Exercise / conversionRestricted Stock Unit · Derivative 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027315 · doc4.xml · derivative · entry 5

Casdin Eli · CIK 0001534264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The underlying shares shall vest on the earlier of the (a) date of the 2023 annual meeting of the Issuer's stockholders, and (b) first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

F5 · derivative.expiration_date: The underlying shares shall vest on the earlier of the (a) date of the 2023 annual meeting of the Issuer's stockholders, and (b) first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer on the applicable vesting date.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:04 UTC
Casdin EliDirector
Exercise / conversionClass A Common Stock 45,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027315 · doc4.xml · nonDerivative · entry 1

Casdin Eli · CIK 0001534264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2023 Filed May 3, 2023 00:32 UTC
Feeley KevinChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 99,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026794 · doc4.xml · derivative · entry 2

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,295

Underlying: Class A Common Stock · 99,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 25% of the total shares underlying the restricted stock units vest on each of April 29, 2023 and April 29, 2024, and thereafter 6.25% of the total shares underlying the restricted stock units shall vest in equal quarterly installments until fully vested on April 29, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 25% of the total shares underlying the restricted stock units vest on each of April 29, 2023 and April 29, 2024, and thereafter 6.25% of the total shares underlying the restricted stock units shall vest in equal quarterly installments until fully vested on April 29, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 29, 2023 Filed May 3, 2023 00:32 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 99,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026794 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2023 Filed May 3, 2023 00:34 UTC
Stueland KatherineChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 511,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026795 · doc4.xml · derivative · entry 2

Stueland Katherine · CIK 0001689575 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,534,090

Underlying: Class A Common Stock · 511,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 25% of the total shares underlying the restricted stock units vest on each of April 29, 2023 and April 29, 2024, and thereafter 6.25% of the total shares underlying the restricted stock units shall vest in equal quarterly installments until fully vested on April 29, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 25% of the total shares underlying the restricted stock units vest on each of April 29, 2023 and April 29, 2024, and thereafter 6.25% of the total shares underlying the restricted stock units shall vest in equal quarterly installments until fully vested on April 29, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 29, 2023 Filed May 3, 2023 00:34 UTC
Stueland KatherineChief Executive Officer
Exercise / conversionClass A Common Stock 511,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026795 · doc4.xml · nonDerivative · entry 1

Stueland Katherine · CIK 0001689575 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 23:39 UTC
Feeley KevinChief Financial Officer
GrantRestricted Stock Unit · Derivative 3,800,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025919 · doc4.xml · derivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,800,000

Underlying: Class A Common Stock · 3,800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 23:41 UTC
Stueland KatherineChief Executive Officer
GrantRestricted Stock Unit · Derivative 9,900,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025921 · doc4.xml · derivative · entry 1

Stueland Katherine · CIK 0001689575 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,900,000

Underlying: Class A Common Stock · 9,900,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 23:40 UTC
Saad KareemChief Transformation Officer
GrantRestricted Stock Unit · Derivative 2,700,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025920 · doc4.xml · derivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700,000

Underlying: Class A Common Stock · 2,700,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 23:39 UTC
Ryan JasonDirector · Executive Chairman
GrantRestricted Stock Unit · Derivative 1,518,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025918 · doc4.xml · derivative · entry 1

Ryan Jason · CIK 0001585017 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518,000

Underlying: Class A Common Stock · 1,518,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the underlying awards shall become vested and exercisable on the earlier of (A) December 31, 2023, and (B) a change in control of the Issuer, subject to the Reporting Person's continued service to the Issuer on such earlier date, or upon a termination of the Reporting Person's service as Executive Chairman of the Board under certain circumstances.

F2 · derivative.expiration_date: 100% of the underlying awards shall become vested and exercisable on the earlier of (A) December 31, 2023, and (B) a change in control of the Issuer, subject to the Reporting Person's continued service to the Issuer on such earlier date, or upon a termination of the Reporting Person's service as Executive Chairman of the Board under certain circumstances.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:28 UTC
White Karen AnnChief People Officer
GrantRestricted Stock Unit · Derivative 1,800,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025899 · doc4.xml · derivative · entry 4

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,000

Underlying: Class A Common Stock · 1,800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F5 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:28 UTC
White Karen AnnChief People Officer
SaleClass A Common Stock 2,015 $0.29 $582.34
Disclosure

SEC source: 0001209191-23-025899 · doc4.xml · nonDerivative · entry 2

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,205

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.281 to $0.3098, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:28 UTC
White Karen AnnChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025899 · doc4.xml · derivative · entry 3

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,536

Underlying: Class A Common Stock · 4,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:28 UTC
White Karen AnnChief People Officer
Exercise / conversionClass A Common Stock 4,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-025899 · doc4.xml · nonDerivative · entry 1

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:37 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 5,338 $0.31 $1,658.52
Disclosure

SEC source: 0001209191-23-025203 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,335

F2 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:37 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025203 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,102

Underlying: Class A Common Stock · 18,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 3/16th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on January 25, 2022, and thereafter will vest as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on January 19, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 3/16th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on January 25, 2022, and thereafter will vest as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on January 19, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:37 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 18,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-025203 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:30 UTC
Meister Keith A.Director · 10% owner
Corvex Management LPDirector · 10% owner
GrantClass A Common Stock 22,336,624 $0.35 $7,817,818.40
Disclosure

SEC source: 0000899243-23-011456 · doc4.xml · nonDerivative · entry 1

Meister Keith A. · CIK 0001307631 · Director · 10% owner

Corvex Management LP · CIK 0001535472 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 120,141,890

F1 · shares: On April 17, 2023, investment funds advised by Corvex Management LP (the "Corvex Funds") completed a second closing of a registered direct offering with GeneDx Holdings Corp (the "Issuer") at a price of $0.35.

F2 · ownership.nature: 109,148,140 shares of common stock of the Issuer are held for the accounts of the Corvex Funds for which Corvex Management LP ("Corvex") acts as investment adviser. The general partner of Corvex is controlled by Mr. Meister.

F3 · ownership.nature: CMLS Holdings LLC ("CMLS Holdings") is the record holder of 10,993,750 shares of the Class A Common Stock reported herein. Mr. Meister is one of two members of the Board of Managers of CMLS Holdings, and Mr. Meister shares voting and investment discretion with respect to the securities held by CMLS Holdings Stock reported herein. Corvex is not an investment adviser to CMLS Holdings.

F4 · ownership.nature: For the purposes of this filing, each of Mr. Meister and Corvex disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Mr. Meister or Corvex is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 20:46 UTC GrantClass A Common Stock 23,148,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024222 · doc4.xml · nonDerivative · entry 1

OPKO HEALTH, INC. · CIK 0000944809 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,433,862

F1 · kind: The Reporting Person is receiving these shares as payment for having achieved a milestone event as described in the Agreement and Plan of Merger and Reorganization, dated January 14, 2022, to which the Reporting Person and the Issuer are parties.

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April 03, 2023 Filed Apr 4, 2023 23:16 UTC
White Karen AnnChief People Officer
SaleClass A Common Stock 1,731 $0.34 $586.98
Disclosure

SEC source: 0001209191-23-023008 · doc4.xml · nonDerivative · entry 2

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,717

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple transactions at prices ranging from $0.3266 to $0.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 23:15 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 2,776 $0.34 $941.34
Disclosure

SEC source: 0001209191-23-023006 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,659

F2 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple transactions at prices ranging from $0.3266 to $0.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 01, 2023 Filed Apr 4, 2023 23:16 UTC
White Karen AnnChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023008 · doc4.xml · derivative · entry 3

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,312

Underlying: Class A Common Stock · 3,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on April 4, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on April 4, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:16 UTC
White Karen AnnChief People Officer
Exercise / conversionClass A Common Stock 3,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023008 · doc4.xml · nonDerivative · entry 1

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:15 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,005 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023006 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,066

Underlying: Class A Common Stock · 9,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period on April 4, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period on April 4, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:15 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 9,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023006 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:25 UTC
Feeley KevinChief Financial Officer
SaleClass A Common Stock 31,876 $0.36 $11,468.98
Disclosure

SEC source: 0001209191-23-018273 · doc4.xml · nonDerivative · entry 2

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,860

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3451 to $0.3608, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:27 UTC
White Karen AnnChief People Officer
SaleClass A Common Stock 32,787 $0.36 $11,796.76
Disclosure

SEC source: 0001209191-23-018279 · doc4.xml · nonDerivative · entry 2

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,172

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3451 to $0.3608, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:26 UTC
Stueland KatherineChief Executive Officer
SaleClass A Common Stock 92,644 $0.36 $33,333.31
Disclosure

SEC source: 0001209191-23-018277 · doc4.xml · nonDerivative · entry 2

Stueland Katherine · CIK 0001689575 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,574

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.345 to $0.3608, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:26 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 35,200 $0.36 $12,664.96
Disclosure

SEC source: 0001209191-23-018275 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,430

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.345 to $0.3608, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:25 UTC
Feeley KevinChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018273 · doc4.xml · derivative · entry 3

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,750

Underlying: Class A Common Stock · 81,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:25 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 81,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018273 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:27 UTC
White Karen AnnChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018279 · doc4.xml · derivative · entry 3

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,500

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:27 UTC
White Karen AnnChief People Officer
Exercise / conversionClass A Common Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018279 · doc4.xml · nonDerivative · entry 1

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:26 UTC
Stueland KatherineChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 216,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018277 · doc4.xml · derivative · entry 3

Stueland Katherine · CIK 0001689575 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240,503

Underlying: Class A Common Stock · 216,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:26 UTC
Stueland KatherineChief Executive Officer
Exercise / conversionClass A Common Stock 216,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018277 · doc4.xml · nonDerivative · entry 1

Stueland Katherine · CIK 0001689575 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:26 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 93,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018275 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,250

Underlying: Class A Common Stock · 93,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:26 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 93,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018275 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:43 UTC
Feeley KevinChief Financial Officer
SaleClass A Common Stock 10,397 $0.45 $4,662.01
Disclosure

SEC source: 0001209191-23-015834 · doc4.xml · nonDerivative · entry 2

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,486

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:43 UTC
Feeley KevinChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 23,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015834 · doc4.xml · derivative · entry 3

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,439

Underlying: Class A Common Stock · 23,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vests in quarterly installments over the 4-year period commencing on December 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

F4 · derivative.expiration_date: 6.25% vests in quarterly installments over the 4-year period commencing on December 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:43 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 23,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-015834 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:35 UTC PurchaseClass A Common Stock 28,571,428 $0.35 $9,999,999.80
Disclosure

SEC source: 0001209191-23-006400 · doc4.xml · nonDerivative · entry 1

ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI · CIK 0001883139 · 10% owner

MOUNT SINAI HEALTH SYSTEM, INC. · CIK 0001883135 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,176,901

F1 · balance_after: Reflects securities directly held by Icahn School of Medicine at Mount Sinai. The sole member of Icahn School of Medicine at Mount Sinai is Mount Sinai Health System, Inc.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:05 UTC
Casdin EliDirector · 10% owner
PurchaseClass A Common Stock 14,285,743 $0.35 $5,000,010.05
Disclosure

SEC source: 0000899243-23-003400 · doc4.xml · nonDerivative · entry 2

Casdin Eli · CIK 0001534264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Casdin Partners FO1-MSV, LP

Disclosed balance after: 14,285,743

F2 · ownership.nature: The 14,285,743 shares of Class A common stock reported in the table above are owned directly by Casdin Partners FO1-MSV, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners FO1-MSV, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners FO1-MSV, LP, and (iii) Mr. Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Each of Casdin Capital, LLC, Casdin Partners GP, LLC and Mr. Casdin disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:05 UTC
Casdin EliDirector · 10% owner
PurchaseClass A Common Stock 71,428,542 $0.35 $24,999,989.70
Disclosure

SEC source: 0000899243-23-003400 · doc4.xml · nonDerivative · entry 1

Casdin Eli · CIK 0001534264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Casdin Partners Master Fund, LP

Disclosed balance after: 87,866,042

F1 · ownership.nature: The 87,866,042 shares of Class A common stock reported in the table above are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (iii) Mr. Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Each of Casdin Capital, LLC, Casdin Partners GP, LLC and Mr. Casdin disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.