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WFC

WELLS FARGO & COMPANY/MN

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Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2013 Filed Jan 3, 2013 17:32 UTC GrantPhantom Stock Units · Derivative 1,427 $35.05 $50,016.35
Disclosure

SEC source: 0001127602-13-000514 · form4.xml · derivative · entry 3

Richardson Howard V · CIK 0001565075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427

Underlying: Common Stock, $1 2/3 Par Value · 1,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
December 24, 2012 Filed Dec 26, 2012 16:58 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 38,112.8669 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-034968 · form4.xml · derivative · entry 4

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 38,112.8669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Right represents a contingent right to receive one share of Wells Fargo & Company common stock.

F4 · derivative.exercise_date: These Restricted Share Rights vested in two installments: two-thirds on 12/24/2011 and one-third on 12/24/2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These Restricted Share Rights vested in two installments: two-thirds on 12/24/2011 and one-third on 12/24/2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

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December 24, 2012 Filed Dec 26, 2012 16:58 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 16,179.8669 $34.42 $556,911.02
Disclosure

SEC source: 0001127602-12-034968 · form4.xml · nonDerivative · entry 2

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,022

Read SEC document
December 24, 2012 Filed Dec 26, 2012 16:58 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 38,112.8669 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-034968 · form4.xml · nonDerivative · entry 1

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,201.8669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right vesting on 12/24/2012. Original grant date was 12/24/2009. This vesting represents one-third of the original amount of Restricted Share Rights Granted (plus dividend equivalents reinvested in additional Restricted Share Rights).

Read SEC document
December 21, 2012 Filed Dec 26, 2012 14:00 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionEmployee Stock Purchase Option · Derivative 86,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001127602-12-034953 · form4.xml · derivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,011

Underlying: Common Stock, $1 2/3 Par Value · 86,000 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2012 Filed Dec 26, 2012 14:00 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 57,499 $34.48 $1,982,565.52
Disclosure

SEC source: 0001127602-12-034953 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,772

Read SEC document
December 21, 2012 Filed Dec 26, 2012 14:00 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 86,000 $13.05 $1,122,300.00
Disclosure

SEC source: 0001127602-12-034953 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC GrantDirector Stock Purchase Option · Derivative 5,939 $35.06 Strike: $35.06 $208,221.34
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · derivative · entry 9

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939

Underlying: Common Stock, $1 2/3 Par Value · 5,939 shares

Expires 2013-04-22

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC GrantDirector Stock Purchase Option · Derivative 6,304 $35.06 Strike: $35.06 $221,018.24
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · derivative · entry 8

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,304

Underlying: Common Stock, $1 2/3 Par Value · 6,304 shares

Expires 2014-04-27

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 8,870 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · derivative · entry 7

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 8,870 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,840 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · derivative · entry 6

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,840 shares

Expires 2014-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 5,939 $35.06 $208,221.34
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · nonDerivative · entry 4

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,473

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 8,870 $23.48 $208,223.25
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · nonDerivative · entry 3

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 6,304 $35.06 $221,018.24
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · nonDerivative · entry 2

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,542

Read SEC document
December 20, 2012 Filed Dec 26, 2012 13:54 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,840 $28.20 $221,048.80
Disclosure

SEC source: 0001127602-12-034947 · form4.xml · nonDerivative · entry 1

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 23:13 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 239,711 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001127602-12-034440 · form4.xml · derivative · entry 16

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 239,711 shares

Expires 2013-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 23:13 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 221,642 $34.38 $7,620,051.96
Disclosure

SEC source: 0001127602-12-034440 · form4.xml · nonDerivative · entry 4

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 571,549

Read SEC document
December 17, 2012 Filed Dec 18, 2012 23:13 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 239,711 $29.52 $7,076,268.72
Disclosure

SEC source: 0001127602-12-034440 · form4.xml · nonDerivative · entry 3

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 793,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2012 Filed Dec 18, 2012 23:13 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 740 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-034440 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 553,480

Read SEC document
December 13, 2012 Filed Feb 11, 2014 20:48 UTC GiftCommon Stock, $1 2/3 Par Value 4,278 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005578 · form5.xml · nonDerivative · entry 4

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,075

F1 · kind: Reflects the distribution of shares by gift under an annuity benefit by the trustee of a grantor retained annuity trust to the reporting person on each of December 1, 2011 and December 13, 2012 and to the reporting person's spouse on December 13, 2012.

F2 · balance_after: The amount of securities beneficially owned as of fiscal year end reflects the gift transactions as reported on this Form 4, as well as previously reported transactions.

Read SEC document
December 13, 2012 Filed Feb 11, 2014 20:48 UTC GiftCommon Stock, $1 2/3 Par Value 4,349 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005578 · form5.xml · nonDerivative · entry 1

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,125.379

F1 · kind: Reflects the distribution of shares by gift under an annuity benefit by the trustee of a grantor retained annuity trust to the reporting person on each of December 1, 2011 and December 13, 2012 and to the reporting person's spouse on December 13, 2012.

F2 · balance_after: The amount of securities beneficially owned as of fiscal year end reflects the gift transactions as reported on this Form 4, as well as previously reported transactions.

Read SEC document
December 11, 2012 Filed Dec 18, 2012 23:13 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 454 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-034440 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 554,220

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC GrantDirector Stock Purchase Option · Derivative 3,434 $33.14 Strike: $33.14 $113,802.76
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · derivative · entry 10

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,434

Underlying: Common Stock, $1 2/3 Par Value · 3,434 shares

Expires 2013-04-22

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC GrantDirector Stock Purchase Option · Derivative 1,836 $33.14 Strike: $33.14 $60,845.04
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · derivative · entry 9

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836

Underlying: Common Stock, $1 2/3 Par Value · 1,836 shares

Expires 2013-01-29

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 4,022 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · derivative · entry 8

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 4,022 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 4,848 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · derivative · entry 7

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock, $1 2/3 Par Value · 4,848 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 2,612 $0.00 Strike: $23.30 $0.00
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · derivative · entry 6

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 2,612 shares

Expires 2013-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 4,022 $23.48 $94,416.45
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · nonDerivative · entry 5

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 3,434 $33.14 $113,802.76
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · nonDerivative · entry 4

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 4,848 $23.48 $113,806.80
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · nonDerivative · entry 3

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 1,836 $33.14 $60,845.04
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · nonDerivative · entry 2

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,886

Read SEC document
December 06, 2012 Filed Dec 10, 2012 17:54 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 2,612 $23.30 $60,859.60
Disclosure

SEC source: 0001127602-12-033265 · form4.xml · nonDerivative · entry 1

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2012 Filed Nov 20, 2012 19:37 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031658 · form4.xml · nonDerivative · entry 6

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By MAH Gifting Trust

Disclosed balance after: 1,800

Read SEC document
November 19, 2012 Filed Nov 20, 2012 19:37 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031658 · form4.xml · nonDerivative · entry 5

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By EH Gifting Trust

Disclosed balance after: 2,630

Read SEC document
November 19, 2012 Filed Nov 20, 2012 19:37 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 130 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031658 · form4.xml · nonDerivative · entry 4

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By MRH Gifting Trust

Disclosed balance after: 130

Read SEC document
November 19, 2012 Filed Nov 20, 2012 19:37 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031658 · form4.xml · nonDerivative · entry 3

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ECH Gifting Trust

Disclosed balance after: 1,800

Read SEC document
November 19, 2012 Filed Nov 20, 2012 19:37 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031658 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By AH Gifting Trust

Disclosed balance after: 2,630

Read SEC document
November 19, 2012 Filed Nov 20, 2012 19:37 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 3,330 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031658 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 554,674

Read SEC document
November 13, 2012 Filed Nov 16, 2012 19:17 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031151 · form4.xml · nonDerivative · entry 3

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Through KCD 2005 Trust 2

Disclosed balance after: 19,899

F1 · shares: Reflects transfer of shares of Common Stock to irrevocable trust for which the reporting person is a trustee but not a beneficiary.

Read SEC document
November 13, 2012 Filed Nov 16, 2012 19:17 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 15,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031151 · form4.xml · nonDerivative · entry 2

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Through KCD 2005 Trust 1

Disclosed balance after: 19,899

F1 · shares: Reflects transfer of shares of Common Stock to irrevocable trust for which the reporting person is a trustee but not a beneficiary.

Read SEC document
November 13, 2012 Filed Nov 16, 2012 19:17 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 31,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031151 · form4.xml · nonDerivative · entry 1

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 211,410

F1 · shares: Reflects transfer of shares of Common Stock to irrevocable trust for which the reporting person is a trustee but not a beneficiary.

Read SEC document
November 09, 2012 Filed Nov 13, 2012 15:34 UTC GrantDirector Stock Purchase Option · Derivative 6,833 $32.35 Strike: $32.35 $221,047.55
Disclosure

SEC source: 0001127602-12-030453 · form4.xml · derivative · entry 4

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,833

Underlying: Common Stock, $1 2/3 Par Value · 6,833 shares

Expires 2014-04-27

Read SEC document
November 09, 2012 Filed Nov 13, 2012 15:34 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,840 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0001127602-12-030453 · form4.xml · derivative · entry 3

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,840 shares

Expires 2014-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2012 Filed Nov 13, 2012 15:34 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 6,833 $32.35 $221,047.55
Disclosure

SEC source: 0001127602-12-030453 · form4.xml · nonDerivative · entry 2

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,182

Read SEC document
November 09, 2012 Filed Nov 13, 2012 15:34 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,840 $28.20 $221,048.80
Disclosure

SEC source: 0001127602-12-030453 · form4.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2012 Filed Nov 5, 2012 16:22 UTC GrantDirector Stock Purchase Option · Derivative 5,164 $34.06 Strike: $34.06 $175,885.84
Disclosure

SEC source: 0001127602-12-029682 · form4.xml · derivative · entry 10

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,164

Underlying: Common Stock, $1 2/3 Par Value · 5,164 shares

Expires 2013-07-23

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November 01, 2012 Filed Nov 5, 2012 16:22 UTC GrantDirector Stock Purchase Option · Derivative 6,489 $34.06 Strike: $34.06 $221,015.34
Disclosure

SEC source: 0001127602-12-029682 · form4.xml · derivative · entry 9

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489

Underlying: Common Stock, $1 2/3 Par Value · 6,489 shares

Expires 2014-04-27

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November 01, 2012 Filed Nov 5, 2012 16:22 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 6,770 $0.00 Strike: $25.99 $0.00
Disclosure

SEC source: 0001127602-12-029682 · form4.xml · derivative · entry 8

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,770 shares

Expires 2013-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2012 Filed Nov 5, 2012 16:22 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,840 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0001127602-12-029682 · form4.xml · derivative · entry 7

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,840 shares

Expires 2014-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2012 Filed Nov 5, 2012 16:22 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 5,164 $34.06 $175,885.84
Disclosure

SEC source: 0001127602-12-029682 · form4.xml · nonDerivative · entry 4

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

F1 · balance_after: 2,400 shares reported as being held directly on the reporting person's previous filings are held through the reporting person's spouse's revocable trust, of which the reporting person and his spouse are co-trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.