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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,723.2235 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · derivative · entry 12

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723.2234

Underlying: Common Stock, $1 2/3 Par Value · 3,723.2235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,120.4709 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · derivative · entry 11

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,120.4709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 17,463.6743 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · derivative · entry 10

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,897.2298

Underlying: Common Stock, $1 2/3 Par Value · 17,463.6743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,071.0206 $38.20 $117,312.99
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 8

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,866

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,162.0206 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 7

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,937.0206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,856.2235 $38.20 $70,907.74
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 6

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,775

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,723.2235 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 5

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,631.2235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 558.4709 $38.20 $21,333.59
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,908

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,120.4709 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,466.4709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 8,702.6743 $38.20 $332,442.16
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,346

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 17,463.6743 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,048.6743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:46 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 7,667.9949 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011299 · form4.xml · derivative · entry 13

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,333.9279

Underlying: Common Stock, $1 2/3 Par Value · 7,667.9949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:46 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 8,563.0987 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011299 · form4.xml · derivative · entry 12

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563.0982

Underlying: Common Stock, $1 2/3 Par Value · 8,563.0987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:46 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,820.9949 $38.20 $145,962.01
Disclosure

SEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 4

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F3 · balance_after: Total reflects a transfer of 290,570 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:46 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,667.9949 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 3

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,963.9949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:46 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 4,267.0987 $38.20 $163,003.17
Disclosure

SEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 2

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,296

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:46 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 8,563.0987 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 1

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563.0987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · derivative · entry 11

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921.239

Underlying: Common Stock, $1 2/3 Par Value · 1,460.6195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 874.8157 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · derivative · entry 10

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874.8155

Underlying: Common Stock, $1 2/3 Par Value · 874.8157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 4,311.3776 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · derivative · entry 9

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 4,311.3776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 762.6195 $38.20 $29,132.06
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 6

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 5

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939.6195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 456.8157 $38.20 $17,450.36
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 4

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 874.8157 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935.8157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,250.3776 $38.20 $85,964.42
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 2

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:50 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,311.3776 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 1

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,311.3776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 08, 2013 Filed Mar 12, 2013 18:40 UTC
CARROLL DAVID MSenior Exec. Vice President
GrantRestricted Share Right · Derivative 3,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010435 · form4.xml · derivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,882

Underlying: Common Stock, $1 2/3 Par Value · 3,882 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 18:46 UTC
HEID MICHAEL JExecutive Vice President
GrantRestricted Share Right · Derivative 1,713 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010438 · form4.xml · derivative · entry 4

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Underlying: Common Stock, $1 2/3 Par Value · 1,713 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 18:46 UTC
HEID MICHAEL JExecutive Vice President
GrantRestricted Share Right · Derivative 20,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010438 · form4.xml · derivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,548

Underlying: Common Stock, $1 2/3 Par Value · 20,548 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 18:51 UTC
HOYT DAVID ASr. Executive Vice President
GrantRestricted Share Right · Derivative 8,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010442 · form4.xml · derivative · entry 14

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

Underlying: Common Stock, $1 2/3 Par Value · 8,220 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 18:56 UTC
LEVY RICHARDExecutive VP & Controller
GrantRestricted Share Right · Derivative 3,413 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010449 · form4.xml · derivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,413

Underlying: Common Stock, $1 2/3 Par Value · 3,413 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 19:02 UTC
Modjtabai AvidSr. Executive Vice President
GrantRestricted Share Right · Derivative 3,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010456 · form4.xml · derivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,882

Underlying: Common Stock, $1 2/3 Par Value · 3,882 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 19:06 UTC
Rhein Kevin ASr. Executive Vice President
GrantRestricted Share Right · Derivative 1,713 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010460 · form4.xml · derivative · entry 3

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Underlying: Common Stock, $1 2/3 Par Value · 1,713 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 19:11 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
GrantRestricted Share Right · Derivative 5,480 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010464 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480

Underlying: Common Stock, $1 2/3 Par Value · 5,480 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 19:15 UTC
STROTHER JAMES MSr. Executive Vice President
GrantRestricted Share Right · Derivative 20,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010466 · form4.xml · derivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,548

Underlying: Common Stock, $1 2/3 Par Value · 20,548 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 19:21 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
GrantRestricted Share Right · Derivative 27,398 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010468 · form4.xml · derivative · entry 9

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,398

Underlying: Common Stock, $1 2/3 Par Value · 27,398 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 08, 2013 Filed Mar 12, 2013 19:26 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GrantRestricted Share Right · Derivative 4,841 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010470 · form4.xml · derivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,841

Underlying: Common Stock, $1 2/3 Par Value · 4,841 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 04, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 1,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 1

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 209,980

Read SEC document
March 01, 2013 Filed Mar 5, 2013 21:41 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 313,553.4132 $35.39 $11,096,655.29
Disclosure

SEC source: 0001127602-13-009310 · form4.xml · nonDerivative · entry 2

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,570

Read SEC document
March 01, 2013 Filed Mar 5, 2013 21:41 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
GrantCommon Stock, $1 2/3 Par Value 604,123.4132 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009310 · form4.xml · nonDerivative · entry 1

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,123.4132

F1 · shares: Each Performance Share represented a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals.

F2 · shares: These shares represent common stock of the Company acquired upon vesting of a Performance Share award granted in December 2009 in connection with the attainment of pre-established performance goals.

Read SEC document
March 01, 2013 Filed Mar 5, 2013 21:49 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 155,062.7063 $35.39 $5,487,669.18
Disclosure

SEC source: 0001127602-13-009323 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,999

Read SEC document
March 01, 2013 Filed Mar 5, 2013 21:49 UTC
HOYT DAVID ASr. Executive Vice President
GrantCommon Stock, $1 2/3 Par Value 302,061.7063 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009323 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,061.7063

F1 · shares: Each Performance Share represented a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals.

F2 · shares: These shares represent common stock of the Company acquired upon vesting of a Performance Share award granted in December 2009 in connection with the attainment of pre-established performance goals.

Read SEC document
March 01, 2013 Filed Mar 5, 2013 21:56 UTC Exercise / conversionPhantom Stock Units · Derivative 2,937.7336 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-009331 · form4.xml · derivative · entry 2

PENA FEDERICO F · CIK 0001166862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,661.9763

Underlying: Common Stock, $1 2/3 Par Value · 2,937.7336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F4 · price: Price of derivative security is $35.39.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
March 01, 2013 Filed Mar 5, 2013 21:56 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 2,938 $35.39 $103,975.82
Disclosure

SEC source: 0001127602-13-009331 · form4.xml · nonDerivative · entry 1

PENA FEDERICO F · CIK 0001166862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional number of phantom stock units paid out in whole number shares.

Read SEC document
March 01, 2013 Filed Mar 5, 2013 22:04 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 666 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-009339 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,343.2111

Underlying: Common Stock, $1 2/3 Par Value · 666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F4 · price: Price of derivative security is $35.39.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2013 Filed Mar 5, 2013 22:04 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 309 $35.39 $10,935.51
Disclosure

SEC source: 0001127602-13-009339 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 82,776

Read SEC document
March 01, 2013 Filed Mar 5, 2013 22:04 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 666 $35.39 $23,569.74
Disclosure

SEC source: 0001127602-13-009339 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 83,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2013 Filed Apr 17, 2013 18:34 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 975 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-014068 · form4a.xml · derivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,034.2111

Underlying: Common Stock, $1 2/3 Par Value · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F1 · shares: Amount amended to reflect an addition of 309 shares received from a deferred compensation distribution on 3/1/2013.

F5 · price: Price of derivative security is $35.39.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F1 · derivative.underlying_shares: Amount amended to reflect an addition of 309 shares received from a deferred compensation distribution on 3/1/2013.

Read SEC document
March 01, 2013 Filed Apr 17, 2013 18:34 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 309 $35.39 $10,935.51
Disclosure

SEC source: 0001127602-13-014068 · form4a.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 83,085

F2 · shares: Includes a fractional share (0.94) for which the executive received $33.28 in cash.

Read SEC document
March 01, 2013 Filed Apr 17, 2013 18:34 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 975 $35.39 $34,505.25
Disclosure

SEC source: 0001127602-13-014068 · form4a.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 83,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount amended to reflect an addition of 309 shares received from a deferred compensation distribution on 3/1/2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.