Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 3,723.2235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · derivative · entry 12 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723.2234 Underlying: Common Stock, $1 2/3 Par Value · 3,723.2235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,120.4709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · derivative · entry 11 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,120.4709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 17,463.6743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · derivative · entry 10 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,897.2298 Underlying: Common Stock, $1 2/3 Par Value · 17,463.6743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 3,071.0206 | $38.20 | $117,312.99 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 8 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,866 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,162.0206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 7 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,937.0206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 1,856.2235 | $38.20 | $70,907.74 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 6 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,775 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,723.2235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 5 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,631.2235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 558.4709 | $38.20 | $21,333.59 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 4 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,908 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,120.4709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 3 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,466.4709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 8,702.6743 | $38.20 | $332,442.16 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 2 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,346 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:41 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 17,463.6743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011293 · form4.xml · nonDerivative · entry 1 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,048.6743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:46 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Exercise / conversionRestricted Share Right · Derivative | 7,667.9949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011299 · form4.xml · derivative · entry 13 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333.9279 Underlying: Common Stock, $1 2/3 Par Value · 7,667.9949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:46 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Exercise / conversionRestricted Share Right · Derivative | 8,563.0987 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011299 · form4.xml · derivative · entry 12 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,563.0982 Underlying: Common Stock, $1 2/3 Par Value · 8,563.0987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:46 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 3,820.9949 | $38.20 | $145,962.01 |
DisclosureSEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 4 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,143 F3 · balance_after: Total reflects a transfer of 290,570 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:46 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,667.9949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 3 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,963.9949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:46 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,267.0987 | $38.20 | $163,003.17 |
DisclosureSEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 2 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:46 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 8,563.0987 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011299 · form4.xml · nonDerivative · entry 1 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,563.0987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,460.6195 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · derivative · entry 11 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921.239 Underlying: Common Stock, $1 2/3 Par Value · 1,460.6195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 874.8157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · derivative · entry 10 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874.8155 Underlying: Common Stock, $1 2/3 Par Value · 874.8157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,311.3776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · derivative · entry 9 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 4,311.3776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 762.6195 | $38.20 | $29,132.06 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 6 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,460.6195 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 5 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939.6195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 456.8157 | $38.20 | $17,450.36 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 874.8157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935.8157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,250.3776 | $38.20 | $85,964.42 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:50 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,311.3776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011303 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,311.3776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 18:40 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GrantRestricted Share Right · Derivative | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010435 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882 Underlying: Common Stock, $1 2/3 Par Value · 3,882 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 18:46 UTC |
HEID MICHAEL JExecutive Vice President
|
GrantRestricted Share Right · Derivative | 1,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010438 · form4.xml · derivative · entry 4 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713 Underlying: Common Stock, $1 2/3 Par Value · 1,713 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 18:46 UTC |
HEID MICHAEL JExecutive Vice President
|
GrantRestricted Share Right · Derivative | 20,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010438 · form4.xml · derivative · entry 3 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,548 Underlying: Common Stock, $1 2/3 Par Value · 20,548 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 18:51 UTC |
HOYT DAVID ASr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 8,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010442 · form4.xml · derivative · entry 14 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220 Underlying: Common Stock, $1 2/3 Par Value · 8,220 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 18:56 UTC |
LEVY RICHARDExecutive VP & Controller
|
GrantRestricted Share Right · Derivative | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010449 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,413 Underlying: Common Stock, $1 2/3 Par Value · 3,413 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 19:02 UTC |
Modjtabai AvidSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010456 · form4.xml · derivative · entry 3 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882 Underlying: Common Stock, $1 2/3 Par Value · 3,882 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 19:06 UTC |
Rhein Kevin ASr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 1,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010460 · form4.xml · derivative · entry 3 Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713 Underlying: Common Stock, $1 2/3 Par Value · 1,713 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 19:11 UTC |
SLOAN TIMOTHY JSenior Executive VP & CFO
|
GrantRestricted Share Right · Derivative | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010464 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,480 Underlying: Common Stock, $1 2/3 Par Value · 5,480 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 19:15 UTC |
STROTHER JAMES MSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 20,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010466 · form4.xml · derivative · entry 3 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,548 Underlying: Common Stock, $1 2/3 Par Value · 20,548 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 19:21 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
GrantRestricted Share Right · Derivative | 27,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010468 · form4.xml · derivative · entry 9 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,398 Underlying: Common Stock, $1 2/3 Par Value · 27,398 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 19:26 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 4,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010470 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,841 Underlying: Common Stock, $1 2/3 Par Value · 4,841 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 04, 2013 Filed Mar 19, 2013 16:06 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
GiftCommon Stock, $1 2/3 Par Value | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 1 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 209,980 Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:41 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 313,553.4132 | $35.39 | $11,096,655.29 |
DisclosureSEC source: 0001127602-13-009310 · form4.xml · nonDerivative · entry 2 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,570 Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:41 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
GrantCommon Stock, $1 2/3 Par Value | 604,123.4132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-009310 · form4.xml · nonDerivative · entry 1 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,123.4132 F1 · shares: Each Performance Share represented a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · shares: These shares represent common stock of the Company acquired upon vesting of a Performance Share award granted in December 2009 in connection with the attainment of pre-established performance goals. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:49 UTC |
HOYT DAVID ASr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 155,062.7063 | $35.39 | $5,487,669.18 |
DisclosureSEC source: 0001127602-13-009323 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,999 Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:49 UTC |
HOYT DAVID ASr. Executive Vice President
|
GrantCommon Stock, $1 2/3 Par Value | 302,061.7063 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-009323 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,061.7063 F1 · shares: Each Performance Share represented a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · shares: These shares represent common stock of the Company acquired upon vesting of a Performance Share award granted in December 2009 in connection with the attainment of pre-established performance goals. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:56 UTC |
PENA FEDERICO FDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 2,937.7336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-009331 · form4.xml · derivative · entry 2 PENA FEDERICO F · CIK 0001166862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,661.9763 Underlying: Common Stock, $1 2/3 Par Value · 2,937.7336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Conversion price is 1-for-1. F4 · price: Price of derivative security is $35.39. F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:56 UTC |
PENA FEDERICO FDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,938 | $35.39 | $103,975.82 |
DisclosureSEC source: 0001127602-13-009331 · form4.xml · nonDerivative · entry 1 PENA FEDERICO F · CIK 0001166862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional number of phantom stock units paid out in whole number shares. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 22:04 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-009339 · form4.xml · derivative · entry 5 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,343.2111 Underlying: Common Stock, $1 2/3 Par Value · 666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · price: Price of derivative security is $35.39. F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 22:04 UTC |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 309 | $35.39 | $10,935.51 |
DisclosureSEC source: 0001127602-13-009339 · form4.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 82,776 Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 22:04 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 666 | $35.39 | $23,569.74 |
DisclosureSEC source: 0001127602-13-009339 · form4.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 83,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2013 Filed Apr 17, 2013 18:34 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014068 · form4a.xml · derivative · entry 3 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,034.2111 Underlying: Common Stock, $1 2/3 Par Value · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F1 · shares: Amount amended to reflect an addition of 309 shares received from a deferred compensation distribution on 3/1/2013. F5 · price: Price of derivative security is $35.39. F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F1 · derivative.underlying_shares: Amount amended to reflect an addition of 309 shares received from a deferred compensation distribution on 3/1/2013. Read SEC document |
| March 01, 2013 Filed Apr 17, 2013 18:34 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 309 | $35.39 | $10,935.51 |
DisclosureSEC source: 0001127602-13-014068 · form4a.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 83,085 F2 · shares: Includes a fractional share (0.94) for which the executive received $33.28 in cash. Read SEC document |
| March 01, 2013 Filed Apr 17, 2013 18:34 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 975 | $35.39 | $34,505.25 |
DisclosureSEC source: 0001127602-13-014068 · form4a.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 83,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amount amended to reflect an addition of 309 shares received from a deferred compensation distribution on 3/1/2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.